Cboe EDGX Options Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

File number: SR-CboeEDGX-2018-049
Date filed: November 8, 2018
Description:

The Exchange proposes to adopt Complex Reserve Order functionality.

File number: SR-CboeEDGX-2018-043
Date filed: October 1, 2018
Description:

The Exchange proposes a rule change to add a new Post Only complex order type.

File number: SR-CboeEDGX-2018-037
Date filed: October 11, 2018
Description:

The Exchange proposes to permit the listing and trading of P.M.-settled series on certain broad-based index options on a pilot basis.

File number: SR-CboeEDGX-2018-035 Amendment No. 3
Date filed: September 25, 2018
Description:

The Exchange proposes a third amendment to SR-CboeEDGX-2018-035.

File number: SR-CboeEDGX-2018-035 Amendment No. 1
Date filed: September 18, 2018
Description:

The Exchange proposes an amendment to SR-CboeEDGX-2018-035.

File number: SR-CboeEDGX-2018-035
Date filed: August 10, 2018
Description:

The Exchange proposes a rule change to permit the listing and trading of options that overlie the Mini-SPX Index, the Russell 2000 Index, and the Dow Jones Industrial Average.

Approved and Immediately Effective Rule Changes

File number: SR-CboeEDGX-2018-055
Date filed: November 13, 2018
Description:

The Exchange proposes to modify certain Routing Fees.

File number: SR-CboeEDGX-2018-054
Date filed: November 6, 2018
Description:

The Exchange proposes to amend the Fees Schedule to correct an inadvertent marking error.

File number: SR-CboeEDGX-2018-052
Date filed: November 6, 2018
Description:

The Exchange proposes a rule change to modify the handling of market orders to sell in no-bid series.

File number: SR-CboeEDGX-2018-051
Date filed: November 5, 2018
Description:

The Exchange proposes to adopt Reserve Orders.

File number: SR-CboeEDGX-2018-047
Date filed: October 3, 2018
Description:

The Exchange proposes to adopt Fee Code “DM” for MidPoint Discretionary Orders that add liquidity in the discretionary range.

File number: SR-CboeEDGX-2018-047
Date filed: October 3, 2018
Description:

The Exchange proposes to adopt Fee Code “DM” for MidPoint Discretionary Orders that add liquidity in the discretionary range.

File number: SR-CboeEDGX-2018-046
Date filed: October 1, 2018
Description:

The Exchange proposes a rule change to amend the fee schedule to eliminate the Investor Depth Tier.

File number: SR-CboeEDGX-2018-042
Date filed: September 28, 2018
Description:

The Exchange proposes to: (1) establish Purge Ports for equities trading and amend the Interpretations and Policies to Rule 11.10, Order Execution, to reflect the proposed Purge Ports, and (2) modify the fee schedule applicable to the Exchange’s equities platform to identify and to set fees for Purge Ports.

File number: SR-CboeEDGX-2018-041
Date filed: September 19, 2018
Description:

The Exchange proposes a rule change to adopt a new order type called the MidPoint Discretionary Order (“MDO”) and to amend the definition of the Super Aggressive instruction.

File number: SR-CboeEDGX-2018-040
Date filed: September 14, 2018
Description:

The Exchange proposes a rule change relating to the Securities Industry Essentials ("SIE") Examination.

File number: SR-CboeEDGX-2018-039
Date filed: August 24, 2018
Description:

The Exchange proposes a rule change to delete obsolete language regarding the timing of listing long-term options series.

File number: SR-CboeEDGX-2018-038
Date filed: August 24, 2018
Description:

The Exchange proposes a rule change that will permit users to submit auction responses through bulk order ports.

File number: SR-CboeEDGX-2018-036
Date filed: August 16, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeEDGX-2018-034
Date filed: August 9, 2018
Description:

The Exchange proposes a rule chnage to modify the fee schedule applicable to the Exchange's options platform to amend the rate of its Options Regulatory Fee.

File number: SR-CboeEDGX-2018-033
Date filed: August 9, 2018
Description:

The Exchange proposes a rule change to implement changes to its fee schedule for its equity options platform to clarify how the Options Regulatory Fee is assessed and collected.

File number: SR-CboeEDGX-2018-032
Date filed: August 8, 2018
Description:

The Exchange proposes a rule change related to fees as they apply to the equity options platform.

File number: SR-CboeEDGX-2018-025
Date filed: July 11, 2018
Description:

The Exchange proposes a rule change to amend the operation of the Super Aggressive order instruction under paragraph (n)(2) of Exchange Rule 11.6.

File number: SR-CboeEDGX-2018-024
Date filed: June 29, 2018
Description:

The Exchange proposes a rule change related to fees as they apply to the equity options platform.

File number: SR-CboeEDGX-2018-023
Date filed: July 2, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeEDGX-2018-022
Date filed: June 29, 2018
Description:

The Exchange proposes a rule change related to fees as they apply to the equity options platform.

File number: SR-CboeEDGX-2018-021
Date filed: June 26, 2018
Description:

The Exchange proposes to extend the Penny Pilot Program.

File number: SR-CboeEDGX-2018-017
Date filed: June 1, 2018
Description:

The Exchange proposes a rule change related to fees as they apply to the equity options platform.

File number: SR-CboeEDGX-2018-016
Date filed: June 1, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeEDGX-2018-015
Date filed: May 14, 2018
Description:

The Exchange proposed a rule change to amend Rule 2.12 to add Cboe Options and C2 Options to the list of affiliated exchanges with respect to Cboe Trading’s role as an inbound router to Cboe exchanges.

File number: SR-CboeEDGX-2018-014
Date filed: May 1, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeEDGX-2018-013
Date filed: April 2, 2018
Description:

The Exchange proposes a rule change related to fees as they apply to the equity options platform.

File number: SR-CboeEDGX-2018-012
Date filed: April 9, 2018
Description:

The Exchange proposes to modify Rule 21.9 to modify the description of two existing routing strategies and to adopt a new routing strategy.

File number: SR-CboeEDGX-2018-011
Date filed: March 29, 2018
Description:

The Exchange proposes a rule change to modify criteria for listing an option on an underlying covered security.

File number: SR-CboeEDGX-2018-010
Date filed: April 2, 2018
Description:

The Exchange proposes a rule change related to fees as they apply to the equity options platform.

File number: SR-CboeEDGX-2018-009
Date filed: March 29, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeEDGX-2018-008
Date filed: March 16, 2018
Description:

The Exchange filed a proposal to amend paragraph (h) of Exchange Rule 11.6 describing the operation of orders with a Minimum Execution Quantity instruction.

File number: SR-CboeEDGX-2018-007
Date filed: February 15, 2018
Description:

The Exchange proposes a rule change to permit listing of Monday SPY Expiration options.

File number: SR-CboeEDGX-2018-006
Date filed: February 13, 2018
Description:

The Exchange proposes a rule change to amend rules related to attributable orders.

File number: SR-CboeEDGX-2018-005
Date filed: February 9, 2018
Description:

The Exchange filed a proposal to modify Rule 21.1 of Exchange's rules and related functionality applicable to the Exchange's options platform in preparation for the technology migration of the Exchange's affiliated options exchanges onto the same technology as the Exchange.

File number: SR-CboeEDGX-2018-004
Date filed: January 31, 2018
Description:

The Exchange proposes a rule change related to fees as they apply to the equity options platform.

File number: SR-CboeEDGX-2018-003
Date filed: January 25, 2018
Description:

The Exchange proposes to to amend Rule 21.1, Definitions, to modify a Time in Force applicable to the Exchange's equity options platform.

File number: SR-CboeEDGX-2018-002
Date filed: January 8, 2018
Description:

The Exchange proposes to amend the Market Data section of its fee schedule to harmonize the definition of "Non-Professional User" with that of its affiliates.

File number: SR-CboeEDGX-2018-001
Date filed: January 8, 2018
Description:

The Exchange proposes to amend the Market Data section of its fee schedule to harmonize the definition of "Non-Professional User" with that of its affiliates.