Cboe EDGX Options Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

File number: SR-CboeEDGX-2019-012
Date filed: March 18, 2019
Description:

The Exchange proposes to introduce retail priority.

File number: SR-CboeEDGX-2019-009
Date filed: February 21, 2019
Description:

The Exchange proposes a rule change to adopt a solicited order mechanism on EDGX Options.

Approved and Immediately Effective Rule Changes

File number: SR-CboeEDGX-2019-011
Date filed: March 15, 2019
Description:

The Exchange proposes a rule change to separate the Exchange’s ability to apply the DPM participation entitlement and DPM small order entitlement to a class.

File number: SR-CboeEDGX-2019-010
Date filed: March 15, 2019
Description:

The Exchange proposes to modify its fee schedule.

File number: SR-CboeEDGX-2019-008
Date filed: February 21, 2019
Description:

The Exchange proposes to allow the addition of new series of options on an individual stock until the close of trading on the business day prior to expiration in unusual market conditions.

File number: SR-CboeEDGX-2019-007
Date filed: March 5, 2019
Description:

The Exchange proposes to amend the Bats Auction Mechanism.

File number: SR-CboeEDGX-2019-006
Date filed: February 19, 2019
Description:

The Exchange proposes to replace obsolete terminology.

File number: SR-CboeEDGX-2019-005
Date filed: February 12, 2019
Description:

The Exchange proposes a rule change to adopt QCC with stock order functionality.

File number: SR-CboeEDGX-2019-004
Date filed: February 1, 2019
Description:

The Exchange proposes a rule change to amend the fee schedule as it relates to pricing for the use of certain routing strategies.

File number: SR-CboeEDGX-2019-002
Date filed: January 29, 2019
Description:

The Exchange proposes a rule change to amend the fee schedule to introduce a “Cross-Asset Volume Tier.”

File number: SR-CboeEDGX-2019-001
Date filed: January 7, 2019
Description:

The Exchange proposes to amend the Exchange’s Eighth Amended and Restated Bylaws and the Fourth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.