Cboe Options Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

File number: SR-CBOE-2020-015
Date filed: February 26, 2020
Description:

The Exchange proposes increase position limits for options on certain exchange-traded funds (“ETFs”) and indexes.

File number: SR-CBOE-2020-014
Date filed: February 14, 2020
Description:

The Exchange proposes to adopt a Delta-Adjusted at Close (“DAC”) order instruction that a User may apply to an order when entering it into the System for execution in an electronic or open outcry auction.

File number: SR-CBOE-2020-004
Date filed: January 17, 2020
Description:

The Exchange proposes to amend Chapter 7, Section B of the Rules, which contains the Exchange’s compliance rule (“Compliance Rule”) regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”), to be consistent with certain proposed amendments to and exemptions from the CAT NMS Plan as well as to facilitate the retirement of certain existing regulatory systems.

Approved and Immediately Effective Rule Changes

File number: SR-CBOE-2020-027
Date filed: March 26, 2020
Description:

The Exchange proposes to amend Rule 6.6 in connection with updates permitted through the Clearing Editor.

File number: SR-CBOE-2020-026
Date filed: March 26, 2020
Description:

The Exchange proposes to amend Rule 5.24.

File number: SR-CBOE-2020-025
Date filed: March 26, 2020
Description:

The Exchange proposes to amend Interpretation and Policy .01 to Rule 5.24 in connection with business continuity and disaster recovery testing.

File number: SR-CBOE-2020-024
Date filed: March 23, 2020
Description:

The Exchange proposes to amend its Fees Schedule with respect to Related Future Cross order pricing.

File number: SR-CBOE-2020-023
Date filed: March 20, 2020
Description:

The Exchange proposes a rule change that will permit VIX and SPX option combos to be executed upon entry without exposure when tied to an exchange of contracts for related futures positions.

File number: SR-CBOE-2020-022
Date filed: March 17, 2020
Description:

The Exchange proposes to amend its Fees Schedule.

File number: SR-CBOE-2020-021
Date filed: March 17, 2020
Description:

The Exchange proposes a rule change Proposal related to applicable fees in the event the trading floor is inoperable.

File number: SR-CBOE-2020-019
Date filed: March 13, 2020
Description:

The Exchange proposes to amend Rule 5.24, Disaster Recovery.

File number: SR-CBOE-2020-018
Date filed: March 13, 2020
Description:

The Exchange proposes a rule change to include language within the Silexx Fees Schedule to introduce a free upgrade for users on Silexx Basic to Silexx Pro from March 13, 2020 through April 30, 2020.

File number: SR-CBOE-2020-017
Date filed: March 10, 2020
Description:

The Exchange proposes to amend its rules related to the Automated Improvement Mechanism and Complex Automated Improvement Mechanism.

File number: SR-CBOE-2020-016
Date filed: March 6, 2020
Description:

The Exchange proposes to amend its rules related to the Complex Order Auction.

File number: SR-CBOE-2020-013
Date filed: February 11, 2020
Description:

The Exchange proposes to modify the sequence in which the System opens SPX series, and permit SPX series to open with unexecuted sell market orders in limited circumstances, on exercise settlement value determination days.

File number: SR-CBOE-2020-012
Date filed: February 10, 2020
Description:

The Exchange proposes to amend its financial incentive programs for Global Trading Hours (“GTH”) Lead Market-Makers (“LMMs”) in VIX options.

File number: SR-CBOE-2020-011
Date filed: February 6, 2020
Description:

The Exchange proposes to amend its Fees Schedule.

File number: SR-CBOE-2020-007
Date filed: January 30, 2020
Description:

The Exchange proposes to amend its Fees Schedule.

File number: SR-CBOE-2020-006
Date filed: February 26, 2020
Description:

The Exchange proposes to make certain non-substantive changes to clean up its Fees Schedule.

File number: SR-CBOE-2020-005
Date filed: January 28, 2020
Description:

The Exchange proposes to amend its Fees Schedule in connection with migration.

File number: SR-CBOE-2020-002
Date filed: January 2, 2020
Description:

The Exchange proposes to amend the opening triggers for its opening rotation process for equity options.

File number: SR-CBOE-2020-001
Date filed: January 2, 2020
Description:

The Exchange proposes to amend its Fees Schedule with respect to expiring fee waivers and incentive programs.

Cboe Options Rule Filings Archive