Cboe Global Markets

Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CBOE-2021-041
July 23, 2021
The Exchange proposes to amend certain Rules to accommodate the listing and trading of Micro FLEX Index Options and to make other clarifying and nonsubstantive changes.
SR-CBOE-2021-029
April 21, 2021
The Exchange proposes to increase position limits for options on certain exchange-traded funds (“ETFs”) and exchange-traded notes (“ETNs”).
SR-CBOE-2021-025 Amendment No. !
June 8, 2021
The Exchange proposes an amendment to SR-CBOE-2021-025.
SR-CBOE-2021-025
April 14, 2021
The Exchange proposes to amend Rule 5.37 and Rule 5.38 in connection with allocations at the conclusion of the Exchange’s Automated Improvement Mechanism (“AIM”) and Complex AIM (“C-AIM”) auctions.
SR-CBOE-2021-023
April 16, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

SR-CBOE-2021-043
July 22, 2021
The Exchange proposes to amend Rules 3.31, 3.34 and 3.33.
SR-CBOE-2021-042
July 16, 2021
The Exchange proposes to enhance and clarify its Price Adjust process and modify the bulk message fat finger check.
SR-CBOE-2021-040
July 8, 2021
The Exchange proposes to amend its rules relating to trading halts during the Global Trading Hours session.
SR-CBOE-2021-039
July 1, 2021
The Exchange proposes to amend the Fees Schedule with respect to certain fees related to Qualified Contingent Cross orders and the Clearing Trading Permit Holder (“TPH”) Fee Cap.
SR-CBOE-2021-038
June 1, 2021
The Exchange proposes to amend its Fees Schedule relating to the sale of historical Intraday Open-Close volume data.
SR-CBOE-2021-037
June 1, 2021
The Exchange proposes to amend its Fees Schedule to adopt a new Floor Broker incentive program and to make a clarifying change to the definition of facilitation orders.
SR-CBOE-2021-036
May 25, 2021
The Exchange proposes to amend its Rules in connection with the number of legs of a complex order that may be entered on a single order ticket at the time of systemization.
SR-CBOE-2021-035
May 21, 2021
The Exchange proposes to amend the Silexx trading platform Fees Schedule.
SR-CBOE-2021-034
May 20, 2021
The Exchange proposes to amend Rule 3.54 and Rule 3.10.
SR-CBOE-2021-031
April 22, 2021
The Exchange proposes to extend the operation of its Flexible Exchange Options (“FLEX Options”) pilot program regarding permissible exercise settlement values for FLEX Index Options.
SR-CBOE-2021-030
April 21, 2021
The Exchange proposes to adopt a Consolidated Audit Trail (CAT) Fee Schedule.
SR-CBOE-2021-028
April 21, 2021
The Exchange proposes to amend Rule 4.5(d) to allow Monday and Wednesday expirations for options listed pursuant to the Short Term Option Series Program on the Invesco QQQ Trust (“QQQ”).
SR-CBOE-2021-027
April 16, 2021
The Exchange proposes to extend the operation of its SPXPM pilot program.
SR-CBOE-2021-026
April 16, 2021
The Exchange proposes to renew an existing pilot program until November 1, 2021.
SR-CBOE-2021-024
April 12, 2021
The Exchange proposes to amend its automated price improvement auction rule.
SR-CBOE-2021-022
April 5, 2021
The Exchange proposes to amend its rules relating to categories of registration and respective qualification examinations required for TPHs and associated persons.
SR-CBOE-2021-021
April 1, 2021
The Exchange proposes to amend its Fees Schedule to adopt reduced permit fees for new Floor Brokers.
SR-CBOE-2021-020 Amendment No. 1
July 9, 2021
The Exchange proposes an amendment to SR-CBOE-2021-020.
SR-CBOE-2021-020
March 24, 2021
The Exchange proposes to adopt Rule 6.10.
SR-CBOE-2021-019
March 19, 2021
The Exchange proposes to amend its Rules in connection with limiting the number of strikes listed for Short Term Options Series which are available for quoting and trading on the Exchange.
SR-CBOE-2021-018
March 17, 2021
The Exchange proposes to amend Rule 5.34 in connection with its fat finger check in connection with Multi-Class Spread Orders.
SR-CBOE-2021-017
March 12, 2021
The Exchange proposes to amend its Fees Schedule to adopt reduced fees for academics for the sale of historical Intraday Open-Close volume data.
SR-CBOE-2021-015
March 1, 2021
The Exchange proposes to update its Fees Schedule in connection with the Exchange’s plans to list and trade options on the Mini-RUT Index (“MRUT” or “Mini-RUT”).
SR-CBOE-2021-014
February 25, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2021-013
February 22, 2021
The Exchange proposes to amend Rule 5.52(d) in connection with a Market-Maker’s electronic volume transacted on the Exchange.
SR-CBOE-2021-012
February 22, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2021-011
February 19, 2021
The Exchange proposes to amend an Exchange Rule relating to Inactive Nominees.
SR-CBOE-2021-010
January 25, 2021
The Exchange proposes to establish a policy relating to billing errors.
SR-CBOE-2021-008
January 19, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2021-007
January 15, 2021
The Exchange proposes to amend the CAT compliance rule to be consistent with a conditional exemption granted by the SEC from certain allocation reporting requirements.
SR-CBOE-2021-006
January 14, 2021
The Exchange proposes a rule change to amend the definition of “current market value” for purposes of calculating margin requirements for ETF options designated by the Exchange, including SPY.
SR-CBOE-2021-005
January 11, 2021
The Exchange proposes a rule change to adopt an automated process pursuant to which an option will open if it is open for trading on another exchange after a specified amount of time.
SR-CBOE-2021-004
January 14, 2021
The Exchange proposes to amend Rule 5.24.
SR-CBOE-2021-002
January 4, 2021
The Exchange proposes to amend the Silexx trading platform Fees Schedule.
SR-CBOE-2021-001
January 4, 2021
The Exchange proposes to amend its Fees Schedule with respect to expiring fee waivers and incentive programs.