Cboe C2 Options Exchange Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
|Date filed:||January 17, 2020|
The Exchange proposes to amend Chapter 7, Section B of the Rules, which contains the Exchange’s compliance rule (“Compliance Rule”) regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”), to be consistent with certain proposed amendments to and exemptions from the CAT NMS Plan as well as to facilitate the retirement of certain existing regulatory systems.
|Date filed:||March 26, 2020|
The Exchange proposes to amend Rule 6.34 in connection with business continuity and disaster recovery testing.
|Date filed:||January 16, 2020|
The Exchange proposes to amend Rule 6.31 in connection with the Exchange’s Clearing Editor.
|Date filed:||January 2, 2020|
The Exchange proposes to amend its rules governing the give up of a Clearing Trading Permit Holder by a Trading Permit Holder on Exchange transactions.