Cboe Global Markets

Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-C2-2021-007
April 26, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

SR-CBOE-2021-028
April 21, 2021
The Exchange proposes to amend Rule 4.5(d) to allow Monday and Wednesday expirations for options listed pursuant to the Short Term Option Series Program on the Invesco QQQ Trust (“QQQ”).
SR-CBOE-2021-022
April 7, 2021
The Exchange proposes to amend its rules relating to categories of registration and respective qualification examinations required for Trading Permit Holders (“TPHs”) and associated persons that engage in trading activities on the Exchange.
SR-CBOE-2021-019
March 19, 2021
The Exchange proposes to amend its Rules in connection with limiting the number of strikes listed for Short Term Options Series which are available for quoting and trading on the Exchange.
SR-C2-2021-010
June 1, 2021
The Exchange proposes to amend Open-Close Data fees.
SR-C2-2021-009
May 19, 2021
The Exchange proposes to align the Exchange’s rulebook with the rulebook of its affiliated Exchange, Cboe Options, Inc. and make other formatting changes.
SR-C2-2021-008
April 21, 2021
The Exchange proposes to adopt a Consolidated Audit Trail (CAT) Fee Schedule.
SR-C2-2021-006
April 9, 2021
The Exchange proposes a rule change to incorporate by reference Cboe Options Rule 3.30.
SR-C2-2021-005
April 1, 2021
The Exchange proposes to amend its Fees Schedule.
SR-C2-2021-004
February 5, 2021
The Exchange proposes to amend its Fees Schedule.
SR-C2-2021-002
January 22, 2021
The Exchange proposes to establish a policy relating to billing errors.
SR-C2-2021-001
January 11, 2021
The Exchange proposes a rule change to adopt an automated process pursuant to which an option will open if it is open for trading on another exchange after a specified amount of time.