Cboe C2 Options Disciplinary Actions

2019

Enforcement No. Title Date
File No. USE-2160 | Star Nos. 20160511052 and 20180585409 Letter of Consent Nos. 20160511052 and 20180585409, BNP Paribas Securities Corp. 11/15/2019
File No. USRI-7935 | Star No. 20160509336 Letter of Consent No. 20160509336, RBC Capital Markets, LLC 10/02/2019
File No. USRI-8190 | Star No. 20180609116 Letter of Consent No. 20180609116, Belvedere Trading, LLC 09/16/2019

C2 Options Disciplinary Actions Archive