Cboe Options Exchanges Disciplinary Actions

File No. URE-28-02|Star No. 20170562144-02; Jefferies, LLC.
December 12, 2023
Letter of Consent; C2 Rule 4.24- Supervision
File No. URE-228-02/Star No. 20220733055; Instinet, LLC
October 31, 2023
Letter of Consent; C2 Rules 3.30 - Registration Requirements and 3.31 - Registration Categories
File No. URE-153-02; Belvedere Trading LLC
May 2, 2023
Letter of Consent; C2 Rules 8.2 - Adherence to Law and 8.16 - Supervision; Rule 14e-4 - Prohibited Transactions in Connection with Partial Tender Offers, promulgated under the Securities Exchange Act of 1934, as amended
Star No. 20210692497-02, File No. URE-73-02; Susquehanna Securities, LLC
March 6, 2023
Letter of Consent; C2 Rule 8.30 and Cboe Rule 8.30 as incorporated by reference by and through C2 Chapter 5 - Position Limits