Cboe Global Markets

Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeBZX-2021-014
January 22, 2021
The Exchange proposes to allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF, each a series of the Invesco Actively Managed Exchange-Traded Fund Trust, to strike and publish multiple intra-day net asset values and an end-of-day NAV.
SR-CboeBZX-2020-070 Amendment No. 3
February 19, 2021
The Exchange proposes a third amendment to SR-CboeBZX-2020-070.
SR-CboeBZX-2020-070 Amendment No. 1
January 28, 2021
The Exchange proposes an amendment to SR-CboeBZX-2020-070.
SR-CboeBZX-2020-070
September 4, 2020
The Exchange proposes to list and trade shares of the -1x Short VIX Futures ETF, a series of VS Trust, under Rule 14.11(f)(4), Trust Issued Receipts.
SR-CboeBZX-2020-053 Amendment No. 4
February 19, 2021
The Exchange proposes a fourth amendment to SR-CboeBZX-2020-053.
SR-CboeBZX-2020-053 Amendment No. 2
February 1, 2021
The Exchange proposes a second amendment to SR-CboeBZX-2020-053.
SR-CboeBZX-2020-053 Amendment No. 1
June 26, 2020
The Exchange proposes an amendment to SR-CboeBZX-2020-053.
SR-CboeBZX-2020-053
June 23, 2020
he Exchange proposes to list and trade shares of the 2x Long VIX Futures ETF, a series of VS Trust, under Rule 14.11(f)(4), Trust Issued Receipts.

Approved and Immediately Effective Rule Changes

SR-CboeBZX-2021-017
February 18, 2021
The Exchange proposes the correction of certain billing errors.
SR-CboeBZX-2021-016
February 10, 2021
The Exchange proposes to amend the fee schedule.
SR-CboeBZX-2021-013
January 15, 2021
The Exchange proposes to amend the CAT compliance rule to be consistent with a conditional exemption granted by the SEC from certain allocation reporting requirements.
SR-CboeBZX-2021-012
January 13, 2021
The Exchange proposes to amend the fees applicable to securities listed on the Exchange, which are set forth in BZX Rule 14.13.
SR-CboeBZX-2021-011
January 13, 2021
The Exchange proposes to amend its fee schedule to establish a fee in connection with a Member’s Market Participant Identifier(s).
SR-CboeBZX-2021-010
January 13, 2021
The Exchange proposes to amend the fee schedule.
SR-CboeBZX-2021-009
January 11, 2021
The Exchange proposes a rule change to adopt an automated process pursuant to which an option will open if it is open for trading on another exchange after a specified amount of time.
SR-CboeBZX-2021-005
January 4, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2021-004
January 4, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2021-003
January 4, 2021
The Exchange proposes to amend the Fee Schedule to expand the existing Financial Product Distribution Program to provide for a Derived Data Platform Service.
SR-CboeBZX-2021-002
January 4, 2021
The Exchange proposes to amend the fees applicable to the BZX Top Feed.
SR-CboeBZ-2021-017
February 18, 2021
The Exchange proposes the correction of certain billing errors.