Cboe BYX U.S. Equities Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

No pending rule filings at this time

Approved and Immediately Effective Rule Changes

File number: SR-CboeBYX-2019-011
Date filed: June 25, 2019
Description:

The Exchange proposes to amend the fee schedule applicable to the BYX equities trading platform as it relates to pricing for orders routed to Cboe EDGX Exchange, Inc.

File number: SR-CboeBYX-2019-010
Date filed: June 25, 2019
Description:

The Exchange proposes to extend the pilot period for the Exchange’s Retail Price Improvement Program.

File number: SR-CboeBYX-2019-008
Date filed: May 1, 2019
Description:

The Exchange proposes to amend the fee schedule as it relates to pricing for the use of the TRIM routing strategy.

File number: SR-CboeBYX-2019-007
Date filed: April 29, 2019
Description:

The Exchange proposes to amend Rule 11.13 (Order Execution and Routing), as well as its Fee Schedule, to delete references to the TRIM2 and SWPB routing options.

File number: SR-CboeBYX-2019-005
Date filed: April 24, 2019
Description:

The Exchange proposes to clarify portions of its rules under Chapter 14 (Securities Traded) related to the applicability of certain disclosure requirements.

File number: SR-CboeBYX-2019-004
Date filed: April 12, 2019
Description:

The Exchange proposes to extend the pilot program related to BYX Rule 11.18, Trading Halts Due to Extraordinary Market Volatility, to the close of business on October 18, 2019.

File number: SR-CboeBYX-2019-003
Date filed: April 2, 2019
Description:

The Exchange proposes to extend the current pilot program related to Rule 11.17, Clearly Erroneous Executions, to the close of business on October 18, 2019.

File number: SR-CboeBYX-2019-002
Date filed: February 1, 2019
Description:

The Exchange proposes a rule change to amend the fee schedule as it relates to pricing for the use of certain routing strategies.

File number: SR-CboeBYX-2019-001
Date filed: January 7, 2019
Description:

The Exchange proposes to amend the Exchange’s Eighth Amended and Restated Bylaws and the Fourth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.