Cboe BYX U.S. Equities Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

No pending rule filings at this time

Approved and Immediately Effective Rule Changes

File number: SR-CboeBYX-2018-005
Date filed: May 14, 2018
Description:

The Exchange proposed a rule change to amend Rule 2.12 to add Cboe Options and C2 Options to the list of affiliated exchanges with respect to Cboe Trading’s role as an inbound router to Cboe exchanges.

File number: SR-CboeBYX-2018-004
Date filed: May 1, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeBYX-2018-003
Date filed: March 16, 2018
Description:

The Exchange proposes to amend paragraph (c)(5) of Exchange Rule 11.9 describing the operation of Minimum Quantity Orders.

File number: SR-CboeBYX-2018-002
Date filed: March 1, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeBYX-2018-001
Date filed: January 8, 2018
Description:

The Exchange proposes to amend the Market Data section of its fee schedule to harmonize the definition of "Non-Professional User" with that of its affiliates.