Cboe EDGA U.S. Equities Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

No pending rule filings at this time

Approved and Immediately Effective Rule Changes

File number: SR-CboeEDGA-2018-016
Date filed: September 28, 2018
Description:

The Exchange proposes to: 1) establish Purge Ports for equities trading and amend the Interpretations and Policies to Rule 11.10, Order Execution, to reflect the proposed Purge Ports, and (2) modify the EDGA fee schedule to identify and to set fees for Purge Ports.

File number: SR-CboeEDGA-2018-015
Date filed: September 7, 2018
Description:

The Exchange proposes a rule change relating to the Securities Industry Essentials (SIE) Examination.

File number: SR-CboeEDGA-2018-014
Date filed: August 1, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeEDGA-2018-013
Date filed: July 16, 2018
Description:

The Exchange proposes a rule change to amend paragraph (n)(2) of Exchange Rule 11.6 related to Super Aggressive order instructions.

File number: SR-CboeEDGA-2018-012
Date filed: July 2, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeEDGA-2018-011
Date filed: June 13, 2018
Description:

The Exchange proposes a rule change to add a new optional order type modifier to be known as Non-Displayed Swap.

File number: SR-CboeEDGA-2018-010
Date filed: June 1, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeEDGA-2018-009
Date filed: May 21, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeEDGA-2018-008
Date filed: May 14, 2018
Description:

The Exchange proposed a rule change to amend Rule 2.12 to add Cboe Options and C2 Options to the list of affiliated exchanges with respect to Cboe Trading’s role as an inbound router to Cboe exchanges.

File number: SR-CboeEDGA-2018-005
Date filed: March 16, 2018
Description:

The Exchange filed a proposal to amend paragraph (h) of Exchange Rule 11.6 describing the operation of orders with a Minimum Execution Quantity instruction.

File number: SR-CboeEDGA-2018-004
Date filed: March 14, 2018
Description:

The Exchange proposes a rule change to expand an offering known as Cboe Connect to provide connectivity to single dealer platforms connected to the Exchange's network and to propose a per share executed fee for such service.

File number: SR-CboeEDGA-2018-001
Date filed: January 8, 2018
Description:

The Exchange proposes to amend the Market Data section of its fee schedule to harmonize the definition of "Non-Professional User" with that of its affiliates.