Cboe EDGA U.S. Equities Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

File number: SR-CboeEDGA-2019-012
Date filed: June 7, 2019
Description:

The Exchange proposes to introduce a Liquidity Provider Protection on EDGA.

Approved and Immediately Effective Rule Changes

File number: SR-CboeEDGA-2019-015
Date filed: October 1, 2019
Description:

The Exchange proposes to introduce a Small Retail Broker Distribution Program.

File number: SR-CboeEDGA-2019-014
Date filed: August 1, 2019
Description:

The Exchange proposes to amend its fee schedule assessed on Members to establish a monthly Trading Rights Fee.

File number: SR-CboeEDGA-2019-010
Date filed: May 1, 2019
Description:

The Exchange proposes to amend the fee schedule as it relates to pricing for the use of the ROBB and ROCO routing strategies.

File number: SR-CboeEDGA-2019-008
Date filed: April 25, 2019
Description:

The Exchange proposes to amend Rule 11.11 and Rule 11.16, as well as its Fee Schedule, to delete references to the SWPB routing option.

File number: SR-CboeEDGA-2019-007
Date filed: July 31, 2019
Description:

The Exchange proposes to clarify portions of its rules under Chapter 14 (Securities Traded) related to the applicability of certain disclosure requirements.

File number: SR-CboeEDGA-2019-006
Date filed: April 12, 2019
Description:

The Exchange proposes to extend the pilot program related to EDGA Rule 11.16, Trading Halts Due to Extraordinary Market Volatility, to the close of business on October 18, 2019.

File number: SR-CboeEDGA-2019-005
Date filed: April 2, 2019
Description:

The Exchange proposes to extend the current pilot program related to Rule 11.15, Clearly Erroneous Executions, to the close of business on October 18, 2019.

File number: SR-CboeEDGA-2019-004
Date filed: March 25, 2019
Description:

The Exchange proposes to amend EDGA rules to clarify the handling of orders that contain both a Post Only instruction and certain other order handling instructions maintained to facilitate compliance with Rule 610(d) of Regulation NMS.

File number: SR-CboeEDGA-2019-003
Date filed: March 1, 2019
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeEDGA-2019-002
Date filed: February 1, 2019
Description:

The Exchange proposes a rule change to amend the fee schedule as it relates to pricing for the use of certain routing strategies.

File number: SR-CboeEDGA-2019-001
Date filed: January 7, 2019
Description:

The Exchange proposes to amend the Exchange’s Ninth Amended and Restated Bylaws and the Fourth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.