Cboe BYX U.S. Equities Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

No pending rule filings at this time

Approved and Immediately Effective Rule Changes

File number: SR-CboeBYX-2019-021
Date filed: November 13, 2019
Description:

The Exchange proposes to amend the fee schedule applicable to the BYX equities trading platform (“BYX Equities”) as it relates to pricing for orders routed to Cboe EDGA Exchange, Inc. (“EDGA”) using the ALLB, TRIM, or SLIM routing strategy.

File number: SR-CboeBYX-2019-020
Date filed: November 1, 2019
Description:

The Exchange proposes to amend its Fees Schedule.

File number: SR-CboeBYX-2019-018
Date filed: October 16, 2019
Description:

The Exchange proposes to extend the current pilot program related to Rule 11.17, Clearly Erroneous Executions, to the close of business on April 20, 2020.

File number: SR-CboeBYX-2019-017
Date filed: October 15, 2019
Description:

The Exchange proposes to extend the pilot related to the market-wide circuit breaker in Rule 11.18.

File number: SR-CboeBYX-2019-016
Date filed: October 1, 2019
Description:

The Exchange proposes to amend the fee schedule.

File number: SR-CboeBYX-2019-015
Date filed: October 1, 2019
Description:

The Exchange proposes to introduce a Small Retail Broker Distribution Program.

File number: SR-CboeBYX-2019-014
Date filed: August 21, 2019
Description:

The Exchange proposes to make permanent Rule 11.24, which sets forth the Exchange’s pilot Retail Price Improvement Program.

File number: SR-CboeBYX-2019-013
Date filed: August 1, 2019
Description:

The Exchange proposes to amend its fee schedule assessed on Members to establish a monthly Trading Rights Fee.

File number: SR-CboeBYX-2019-011
Date filed: June 25, 2019
Description:

The Exchange proposes to amend the fee schedule applicable to the BYX equities trading platform as it relates to pricing for orders routed to Cboe EDGX Exchange, Inc.

File number: SR-CboeBYX-2019-010
Date filed: June 25, 2019
Description:

The Exchange proposes to extend the pilot period for the Exchange’s Retail Price Improvement Program.

File number: SR-CboeBYX-2019-008
Date filed: May 1, 2019
Description:

The Exchange proposes to amend the fee schedule as it relates to pricing for the use of the TRIM routing strategy.

File number: SR-CboeBYX-2019-007
Date filed: April 29, 2019
Description:

The Exchange proposes to amend Rule 11.13 (Order Execution and Routing), as well as its Fee Schedule, to delete references to the TRIM2 and SWPB routing options.

File number: SR-CboeBYX-2019-005
Date filed: July 31, 2019
Description:

The Exchange proposes to to clarify portions of its rules under Chapter 14 (Securities Traded) related to the applicability of certain disclosure requirements.

File number: SR-CboeBYX-2019-004
Date filed: April 12, 2019
Description:

The Exchange proposes to extend the pilot program related to BYX Rule 11.18, Trading Halts Due to Extraordinary Market Volatility, to the close of business on October 18, 2019.

File number: SR-CboeBYX-2019-003
Date filed: April 2, 2019
Description:

The Exchange proposes to extend the current pilot program related to Rule 11.17, Clearly Erroneous Executions, to the close of business on October 18, 2019.

File number: SR-CboeBYX-2019-002
Date filed: February 1, 2019
Description:

The Exchange proposes a rule change to amend the fee schedule as it relates to pricing for the use of certain routing strategies.

File number: SR-CboeBYX-2019-001
Date filed: January 7, 2019
Description:

The Exchange proposes to amend the Exchange’s Eighth Amended and Restated Bylaws and the Fourth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.