Cboe BYX U.S. Equities Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

No pending rule filings at this time

Approved and Immediately Effective Rule Changes

File number: SR-CboeBYX-2018-024
Date filed: November 13, 2018
Description:

The Exchange proposes to modify certain Routing Fees.

File number: SR-CboeBYX-2018-022
Date filed: September 28, 2018
Description:

The Exchange proposes to: (1) establish Purge Ports for equities trading and amend the Interpretations and Policies to Rule 11.13, Order Execution and Routing, to reflect the proposed Purge Ports, and (2) modify the BYX fee schedule to identify and to set fees for Purge Ports.

File number: SR-CboeBYX-2018-021
Date filed: September 20, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeBYX-2018-019
Date filed: September 18, 2018
Description:

The Exchange proposes a rule change relating to the Securities Industry Essentials ("SIE") Examination.

File number: SR-CboeBYX-2018-017
Date filed: August 9, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeBYX-2018-015
Date filed: July 30, 2018
Description:

The Exchange proposes a rule change to extend the pilot period for the Exchange's Retail Price Improvement Program, which is currently scheduled to expire on July 31, 2018, until the earlier of approval of the filing to make the Program permanent or December 31, 2018.

File number: SR-CboeBYX-2018-014
Date filed: July 30, 2018
Description:

The Exchange proposes a rule change to amend Rule 11.24 to make permanent the Retail Price Improvement Program, which is currently offered on a pilot basis.

File number: SR-CboeBYX-2018-013
Date filed: July 25, 2018
Description:

The Exchange proposes a rule change to amend Rule 1.5(c), which defines the After Hours Trading Session, to allow trading until 8:00 p.m. ET.

File number: SR-CboeBYX-2018-012
Date filed: July 16, 2018
Description:

The Exchange proposes a rule change to amend paragraph (b)(4)(C) of Exchange Rule 11.13 related to Super Aggressive order instructions.

File number: SR-CboeBYX-2018-011
Date filed: July 2, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeBYX-2018-009
Date filed: June 18, 2018
Description:

The Exchange proposes to add a new optional order type modifier to be known as Non-Displayed Swap.

File number: SR-CboeBYX-2018-007
Date filed: June 1, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeBYX-2018-006
Date filed: June 1, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeBYX-2018-005
Date filed: May 14, 2018
Description:

The Exchange proposed a rule change to amend Rule 2.12 to add Cboe Options and C2 Options to the list of affiliated exchanges with respect to Cboe Trading’s role as an inbound router to Cboe exchanges.

File number: SR-CboeBYX-2018-004
Date filed: May 1, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeBYX-2018-003
Date filed: March 16, 2018
Description:

The Exchange proposes to amend paragraph (c)(5) of Exchange Rule 11.9 describing the operation of Minimum Quantity Orders.

File number: SR-CboeBYX-2018-002
Date filed: March 1, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-CboeBYX-2018-001
Date filed: January 8, 2018
Description:

The Exchange proposes to amend the Market Data section of its fee schedule to harmonize the definition of "Non-Professional User" with that of its affiliates.