Cboe BZX U.S. Equities Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

File number: SR-CboeBZX-2019-001
Date filed: January 2, 2019
Description:

The Exchange submits this proposal to list and trade under Rule 14.11(c)(3) shares of the Global X Russell 2000 Covered Call ETF of Global X Funds.

File number: SR-CboeBZX-2018-078 Amendment No. 1
Date filed: December 3, 2018
Description:

The Exchange proposes an amendment to SR-CboeBZX-2018-078.

File number: SR-CboeBZX-2018-078
Date filed: October 9, 2018
Description:

The Exchange proposes a rule change to list and trade shares of the WisdomTree Long-Term Treasury PutWrite Strategy Fund, WisdomTree Corporate Bond PutWrite Strategy Fund, WisdomTree International PutWrite Strategy Fund, and WisdomTree Emerging Markets PutWrite Strategy Fund, each a series of WisdomTree Trust.

File number: SR-CboeBZX-2018-077 Amendment No. 1
Date filed: December 10, 2018
Description:

The Exchange proposes an amendment to SR-CboeBZX-2018-077.

File number: SR-CboeBZX-2018-077
Date filed: November 2, 2018
Description:

The Exchange proposes a rule change to list and trade shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust under Rule 14.11(i), Managed Fund Shares.

File number: SR-CboeBZX-2018-066
Date filed: October 11, 2018
Description:

The Exchange proposes to permit the listing and trading of P.M.-settled series on certain broad-based index options on a pilot basis.

File number: SR-CboeBZX-2018-044 Amendment No. 1
Date filed: September 28, 2018
Description:

The Exchange proposes an amendment to SR-CboeBZX-2018-044.

File number: SR-CboeBZX-2018-044
Date filed: June 21, 2018
Description:

The Exchange proposes to amend BZX Rule 14.11(c), Index Fund Shares, to make clear that a series of Index Fund Shares meets the quantitative requirements of Rules 14.11(c)(3), (4), and (5) where either the index or portfolio holdings underlying such fund meets the quantitative requirements.

File number: SR-CboeBZX-2018-040
Date filed: June 20, 2018
Description:

The Exchange proposed a rule change to list and trade shares of SolidX Bitcoin Shares issued by the VanEck SolidX Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.

Approved and Immediately Effective Rule Changes

File number: SR-CboeBZX-2019-002
Date filed: January 7, 2019
Description:

The Exchange proposes to amend the Exchange’s Eighth Amended and Restated Bylaws and the Fourth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.