Cboe Global Markets

Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeBYX-2021-012
April 26, 2021
The Exchange proposes to amend its process for re-opening securities listed on other national securities exchanges following the resumption of trading after a halt, suspension, or pause during the Early Trading Session, Pre-Opening Session, or After Hours Session.
SR-CboeBYX-2021-009
April 16, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

SR-BYX-2011-029
November 22, 2011
BYX is proposing to modify Rule 11.18 to exclude rights and warrants from the single stock circuit breaker rule.
SR-BYX-2011-028
September 30, 2011
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2011-027
September 30, 2011
Proposal to establish a revenue sharing program with Correlix, Inc.
SR-BYX-2011-026
September 29, 2011
Proposal to extend a pilot program related to BATS Trading, Inc.'s status as inbound router.
SR-BYX-2011-025 Amendment 1
May 23, 2012
Partial amendment to SR-BYX-2011-025.
SR-BYX-2011-025
September 27, 2011
BYX is proposing to modify BYX Rule 11.18 (Trading Halts Due to Extraordinary Market Volatility).
SR-BYX-2011-024
September 16, 2011
BYX is proposing to amend Rule 13.3 (Forwarding of Issuer Materials).
SR-BYX-2011-023
September 14, 2011
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2011-022 Amendment 1
November 3, 2011
Partial Amendment to SR-BYX-2011-022.
SR-BYX-2011-022
September 7, 2011
BYX is proposing to amend the Bylaws of BATS Global Markets, Inc.
SR-BYX-2011-021
August 29, 2011
BYX is proposing to amend the Certificate of Incorporation of BATS Global Markets, Inc.
SR-BYX-2011-019
August 8, 2011
BYX is proposing to modify a pilot program related to BYX Rule 11.17 (Clearly Erroneous Executions).
SR-BYX-2011-018
August 8, 2011
BYX is proposing to extend a pilot program related to BYX Rule 11.18 (Trading Halts Due to Extraordinary Market Volatility).
SR-BYX-2011-017
August 8, 2011
BYX is proposing to extend a pilot program related to BYX Rule 11.17 (Clearly Erroneous Executions).
SR-BYX-2011-016
August 12, 2011
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2011-015
July 12, 2011
BYX is proposing to amend Rule 11.13 to make certain changes consistent with the upcoming implementation of the Market Access Rule.
SR-BYX-2011-014
July 5, 2011
BYX is proposing to extend the availability of the TCP FAST PITCH data feed until August 1, 2011.
SR-BYX-2011-013
July 1, 2011
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2011-012
May 5, 2011
Proposal related to data feeds provided by the Exchange free of charge, including proposal to offer a Latency Monitoring feed.
SR-BYX-2011-011 Amendment 1
June 20, 2011
Partial amendment to SR-BYX-2011-011.
SR-BYX-2011-011
May 4, 2011
BYX is proposing to expand a pilot program related to BYX Rule 11.18 (Trading Halts Due to Extraordinary Market Volatility) and to make corresponding changes to market maker quotation requirements under Rule 11.8 (Obligations of Market Makers).
SR-BYX-2011-009
May 9, 2011
BYX is proposing changes to Rules 11.9 and 11.13 to modify BYX order handling procedures in certain specific circumstances involving non-displayed orders and orders subject to price sliding.
SR-BYX-2011-008
April 29, 2011
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2011-007
April 1, 2011
BYX is proposing to extend a pilot program related to BYX Rule 11.18 (Trading Halts Due to Extraordinary Market Volatility).
SR-BYX-2011-006
April 1, 2011
BYX is proposing to extend a pilot program related to BYX Rule 11.17 (Clearly Erroneous Executions).
SR-BYX-2011-005
February 28, 2011
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2011-004
February 18, 2011
BYX is proposing to adopt new Rule 11.21 to require Members to identify each order accurately as a Principal, Agency, or Riskless Principal Order.
SR-BYX-2011-002
January 14, 2011
BYX is proposing to amend Rules 11.9, 11.13, and 11.19 to make certain changes consistent with the upcoming implementation of amendments to Regulation SHO.
SR-BYX-2011-001
January 4, 2011
Amendments to fee schedule of BATS Y-Exchange.