Cboe Global Markets

Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeBYX-2021-012
April 26, 2021
The Exchange proposes to amend its process for re-opening securities listed on other national securities exchanges following the resumption of trading after a halt, suspension, or pause during the Early Trading Session, Pre-Opening Session, or After Hours Session.
SR-CboeBYX-2021-009
April 16, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

SR-BYX-2010-007
December 7, 2010
BYX is proposing to extend a pilot program related to BYX Rule 11.18 (Trading Halts Due to Extraordinary Market Volatility).
SR-BYX-2010-006
December 2, 2010
BYX is proposing to extend a pilot program related to BYX Rule 11.17 (Clearly Erroneous Executions).
SR-BYX-2010-005
October 29, 2010
Amendments to Fee Schedule for BATS Y-Exchange, Inc.
SR-BYX-2010-004
October 14, 2010
Initial fee schedule of BATS Y-Exchange, Inc. ("BYX").
SR-BYX-2010-003
October 13, 2010
BYX is proposing to amend BYX Rule 11.13 (Order Execution) to modify the description of certain routing strategies.
SR-BYX-2010-002
October 4, 2010
BYX is proposing to amend its Rules to conform such Rules to the rules of the BYXs affiliate, BATS Exchange, Inc.
SR-BYX-2010-001_Am1
November 8, 2010
Partial amendments to SR-BYX-2010-001
SR-BYX-2010-001
September 27, 2010
BATS Y-Exchange ("BYX") is proposing to amend BYX Rule 11.8, which relates to the obligations of market makers registered with BYX