2015 BZX Exchange Regulatory Circulars

File number: RC 2015-14
Date filed: December 23, 2015
Description:

Expiring Exercise Declaration Procedures on December 31, 2015

File number: RC 2015-013
Date filed: December 22, 2015
Description:

Notice of Early Expiring Exercise Declaration Decision Cut-Off Time on December 24, 2015

File number: RC 2015-012
Date filed: December 21, 2015
Description:

Notice Regarding the Marking of Professional Customer Orders

File number: RC 2015-011
Date filed: December 15, 2015
Description:

Notice of Changes to Trader Registration Categories and Frequently Asked Questions

File number: RC 2015-010
Date filed: November 21, 2015
Description:

Notice of Early Expiring Exercise Declaration Decision Cut-Off Time on November 27, 2015

File number: RC 2015-009
Date filed: November 3, 2015
Description:

Mandatory Participation in Disaster Recovery Testing

File number: RC 2015-008
Date filed: October 20, 2015
Description:

Exchange Guidelines on Gifts and Gratuities

File number: RC 2015-007
Date filed: June 26, 2015
Description:

Expiring Exercise Declaration Procedures on July 2, 2015

File number: RC 2015-006
Date filed: May 15, 2015
Description:

Availability to Opt-In for Direct Debit of Transaction Fees

File number: RC 2015-005
Date filed: March 31, 2015
Description:

Expiring Exercise Declaration Procedures on April 2, 2015

File number: RC 2015-004
Date filed: March 24, 2015
Description:

Amendments to Clearing Agency Membership Requirements

File number: RC 2015-003
Date filed: February 24, 2015
Description:

Front Running of Block Transactions on BATS Exchange, Inc. and BATS Y-Exchange, Inc..

File number: RC 2015-001
Date filed: February 5, 2015
Description:

Notice Regarding Filing of Annual Audited Reports