Cboe Equities Exchanges Disciplinary Actions

File No. USRI-7313 | Star No. 20150457555-08
July 6, 2020
Letter of Consent No. 20150457555-08, John Grifonetti
File No. USRI-7313 | Star No. 20150457555-17
July 6, 2020
Letter of Consent No. 20150457555-17, Douglas A. Sanzone
File No. USRI-3482 | Star No. 20170562107
February 24, 2020
Letter of Consent No. 20170562107, ITG Inc. n/k/a Virtu ITG, LLC
File No. USRI-6734 | Star No. 20140435574
January 9, 2020
Letter of Consent No. 20140435574, Jefferies Execution Services Inc., n/k/a Jefferies LLC