Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| BBSA | JPMorgan BetaBuilders 1-5 Year U.S. Aggregate Bond ETF |
| DJUL | FT Cboe Vest U.S. Equity Deep Buffer ETF - July |
| FBCG | Fidelity Blue Chip Growth ETF |
| FJUL | FT Cboe Vest U.S. Equity Buffer ETF - July |
| NUMG | Nuveen ESG Mid-Cap Growth ETF |
| SHAG | WisdomTree Yield Enhanced U.S. Short-Term Aggregate Bond Fund |