Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| CBTG | Cabot Growth ETF |
| DJAN | FT Cboe Vest U.S. Equity Deep Buffer ETF - January |
| FAUG | FT Cboe Vest U.S. Equity Buffer ETF - August |
| FSMO | Fidelity Small-Mid Cap Opportunities ETF |
| HYDB | iShares High Yield Bond Factor ETF |
| NUEM | Nuveen ESG Emerging Markets Equity ETF |
| OMFS | Invesco Russell 2000 Dynamic Multifactor ETF |
| OSCV | Opus Small Cap Value ETF |
| QDEC | FT Cboe Vest Growth-100 Buffer ETF - December |
| TOKE | Cambria Cannabis ETF |