Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Symbol Company Name
AESR Anfield U.S. Equity Sector Rotation ETF
BBUS JPMorgan BetaBuilders U.S. Equity ETF
BFEB Innovator S&P 500 Buffer ETF - February
EVIX VelocityShares 1x Long VSTOXX Futures ETN
GHYG iShares US & Intl High Yield Corp Bond ETF
IBHC iShares iBonds 2023 Term High Yield and Income ETF
KJAN Innovator Russell 2000 Power Buffer ETF - January
PLCY EventShares U.S. Legislative Opportunities ETF
XSHD Invesco S&P SmallCap High Dividend Low Volatility ETF