Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Symbol Company Name
BBSA JPMorgan BetaBuilders 1-5 Year U.S. Aggregate Bond ETF
DJUL FT Cboe Vest U.S. Equity Deep Buffer ETF - July
FBCG Fidelity Blue Chip Growth ETF
FJUL FT Cboe Vest U.S. Equity Buffer ETF - July
NUMG Nuveen ESG Mid-Cap Growth ETF
SHAG WisdomTree Yield Enhanced U.S. Short-Term Aggregate Bond Fund