Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| ADME | Aptus Drawdown Managed Equity ETF |
| BMAY | Innovator S&P 500 Buffer ETF - May |
| DDWM | WisdomTree Dynamic Currency Hedged International Equity Fund |
| FDG | American Century Focused Dynamic Growth ETF |
| IEIH | iShares Evolved U.S. Innovative Healthcare ETF |
| IETC | iShares Evolved U.S. Technology ETF |
| JMST | JPMorgan Ultra-Short Municipal Income ETF |
| MFMS | MFAM Small-Cap Growth ETF |
| MLN | VanEck Vectors AMT-Free Long Municipal Index ETF |
| MRGR | ProShares Merger ETF |
| MSVX | LHA Market State Alpha Seeker ETF |
| OILK | ProShares K-1 Free Crude Oil Strategy ETF |
| PBEE | Invesco PureBeta FTSE Emerging Markets ETF |
| PJUN | Innovator S&P 500 Power Buffer ETF - June |
| PNOV | Innovator S&P 500 Power Buffer ETF - November |
| SHAG | WisdomTree Yield Enhanced U.S. Short-Term Aggregate Bond Fund |
| SPMV | Invesco S&P 500 Minimum Variance ETF |
| UOCT | Innovator S&P 500 Ultra Buffer ETF - October |
| VXX | iPath Series B S&P 500 VIX Short-Term Futures ETN |
| WFIG | WisdomTree U.S. Corporate Bond Fund |