Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Symbol Company Name
ADME Aptus Drawdown Managed Equity ETF
BMAY Innovator S&P 500 Buffer ETF - May
DDWM WisdomTree Dynamic Currency Hedged International Equity Fund
FDG American Century Focused Dynamic Growth ETF
IEIH iShares Evolved U.S. Innovative Healthcare ETF
IETC iShares Evolved U.S. Technology ETF
JMST JPMorgan Ultra-Short Municipal Income ETF
MFMS MFAM Small-Cap Growth ETF
MLN VanEck Vectors AMT-Free Long Municipal Index ETF
MRGR ProShares Merger ETF
MSVX LHA Market State Alpha Seeker ETF
OILK ProShares K-1 Free Crude Oil Strategy ETF
PBEE Invesco PureBeta FTSE Emerging Markets ETF
PJUN Innovator S&P 500 Power Buffer ETF - June
PNOV Innovator S&P 500 Power Buffer ETF - November
SHAG WisdomTree Yield Enhanced U.S. Short-Term Aggregate Bond Fund
SPMV Invesco S&P 500 Minimum Variance ETF
UOCT Innovator S&P 500 Ultra Buffer ETF - October
VXX iPath Series B S&P 500 VIX Short-Term Futures ETN
WFIG WisdomTree U.S. Corporate Bond Fund