Cboe Global Markets

Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Symbol Company Name
BUFR FT Cboe Vest Fund of Buffer ETFs
FDG American Century Focused Dynamic Growth ETF
IGLD FT Cboe Vest Gold Strategy Target Income ETF
PBSM Invesco PureBeta MSCI USA Small Cap ETF
PSMB Invesco Balanced Multi-Asset Allocation ETF
PSMG Invesco Growth Multi-Asset Allocation ETF
QMAR FT Cboe Vest Growth-100 Buffer ETF - March
QTAP Innovator Growth Accelerated Plus ETF - April
VUSB Vanguard Ultra-Short Bond ETF
YMAR FT Cboe Vest International Equity Buffer ETF - March