Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Symbol Company Name
ALFA AlphaClone Alternative Alpha ETF
BJAN Innovator S&P 500 Buffer ETF - January
DDLS WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund
EVIX VelocityShares 1x Long VSTOXX Futures ETN
EWUS iShares MSCI United Kingdom Small-Cap ETF
FCTR First Trust Lunt U.S. Factor Rotation ETF
IEDI iShares Evolved U.S. Discretionary Spending ETF
KJAN Innovator Russell 2000 Power Buffer ETF - January
LSLT Salt Low truBeta US Market ETF
MOTI VanEck Vectors Morningstar International Moat ETF
NOCT Innovator Nasdaq-100 Power Buffer ETF- October
OILK ProShares K-1 Free Crude Oil Strategy ETF
PSMB Invesco Balanced Multi-Asset Allocation ETF
TPAY Tortoise Digital Payments Infrastructure Fund