Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| ALFA | AlphaClone Alternative Alpha ETF |
| BJAN | Innovator S&P 500 Buffer ETF - January |
| DDLS | WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund |
| EVIX | VelocityShares 1x Long VSTOXX Futures ETN |
| EWUS | iShares MSCI United Kingdom Small-Cap ETF |
| FCTR | First Trust Lunt U.S. Factor Rotation ETF |
| IEDI | iShares Evolved U.S. Discretionary Spending ETF |
| KJAN | Innovator Russell 2000 Power Buffer ETF - January |
| LSLT | Salt Low truBeta US Market ETF |
| MOTI | VanEck Vectors Morningstar International Moat ETF |
| NOCT | Innovator Nasdaq-100 Power Buffer ETF- October |
| OILK | ProShares K-1 Free Crude Oil Strategy ETF |
| PSMB | Invesco Balanced Multi-Asset Allocation ETF |
| TPAY | Tortoise Digital Payments Infrastructure Fund |