Cboe Global Markets

Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Symbol Company Name
CBTG Cabot Growth ETF
DJAN FT Cboe Vest U.S. Equity Deep Buffer ETF - January
FAUG FT Cboe Vest U.S. Equity Buffer ETF - August
FSMO Fidelity Small-Mid Cap Opportunities ETF
HYDB iShares High Yield Bond Factor ETF
NUEM Nuveen ESG Emerging Markets Equity ETF
OMFS Invesco Russell 2000 Dynamic Multifactor ETF
OSCV Opus Small Cap Value ETF
QDEC FT Cboe Vest Growth-100 Buffer ETF - December
TOKE Cambria Cannabis ETF