Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Symbol Company Name
ESML iShares ESG MSCI USA Small-Cap ETF
FIBR iShares Edge U.S. Fixed Income Balanced Risk ETF
IBMN iShares iBonds Dec 2025 Term Muni Bond ETF
IEDI iShares Evolved U.S. Discretionary Spending ETF
TBLU Tortoise Global Water ESG Fund