Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| AESR | Anfield U.S. Equity Sector Rotation ETF |
| BBUS | JPMorgan BetaBuilders U.S. Equity ETF |
| BFEB | Innovator S&P 500 Buffer ETF - February |
| EVIX | VelocityShares 1x Long VSTOXX Futures ETN |
| GHYG | iShares US & Intl High Yield Corp Bond ETF |
| IBHC | iShares iBonds 2023 Term High Yield and Income ETF |
| KJAN | Innovator Russell 2000 Power Buffer ETF - January |
| PLCY | EventShares U.S. Legislative Opportunities ETF |
| XSHD | Invesco S&P SmallCap High Dividend Low Volatility ETF |