Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-C2-2024-002
- January 2, 2024
- The Exchange proposes to adopt a CAT Fee Schedule.
Approved and Immediately Effective Rule Changes
- SR-CBOE-2017-051
- June 23, 2017
- Proposal to extend the Credit Options Margin Pilot Program for one year
- SR-CBOE-2017-050
- June 23, 2017
- Proposal to extend the SPY position limit pilot program for one year
- SR-CBOE-2017-048
- June 9, 2017
- Proposal regarding IVV options.
- SR-CBOE-2017-043
- May 23, 2017
- Proposed Rule Change To CAT Fee Dispute Procedures
- SR-CBOE-2017-041
- May 15, 2017
- Proposed Rule Change to Amend Rules Duplicative of CAT
- SR-CBOE-2017-034
- April 12, 2017
- Proposed Rule Change Related to Rule 5.7
- SR-CBOE-2017-026
- March 29, 2017
- Proposal Regarding the Non-Standard Expirations Pilot Program
- SR-CBOE-2017-014
- February 13, 2017
- Proposal Regarding the Non-Standard Expirations Pilot Program
- SR-CBOE-2017-012
- January 30, 2017
- Proposed Rule Change Related to CAT
- SR-CBOE-2017-006
- January 17, 2017
- Withdrawn
- SR-C2-2017-033
- December 27, 2017
- SR-C2-2017-033 - Proposed rule change related to stop orders.
- SR-C2-2017-032
- December 15, 2017
- SR-C2-2017-032 - Proposal to Extend Penny Pilot Program
- SR-C2-2017-031
- November 16, 2017
- SR-C2-2017-031 - Proposed rule change relating to the Options Regulatory Fee
- SR-C2-2017-030
- November 15, 2017
- SR-C2-2017-030 - Proposed rule change to amend the Exchange's Governance Documents
- SR-C2-2017-028
- October 19, 2017
- Proposed Rule Change related to a name change of the Exchange and its Parent Company
- SR-C2-2017-026
- September 21, 2017
- Proposal to amend the Fees Schedule
- SR-C2-2017-025
- September 20, 2017
- Proposal to amend Rule 6.45
- SR-C2-2017-024
- August 31, 2017
- Proposed Rule Change to Amend Rule 6.15
- SR-C2-2017-023
- August 4, 2017
- Proposal to outline C2 Trade Match System (CTM) functionality.
- SR-C2-2017-022
- July 18, 2017
- Proposal to amend Rule 6.1
- SR-C2-2017-021
- July 18, 2017
- Withdrawn
- SR-C2-2017-020
- May 31, 2017
- Proposal to Extend the Penny Pilot Period until December 31, 2017
- SR-C2-2017-019
- May 15, 2017
- Proposal Regarding Market Maker Reports
- SR-C2-2017-018.1-Amendment No
- August 28, 2017
- Amendment to Proposed Rule Change to Amend Rules Duplicative of CAT
- SR-C2-2017-018
- May 15, 2017
- Proposed Rule Change to Amend Rules Duplicative of CAT
- SR-C2-2017-017.2-Amendment No
- December 7, 2017
- SR-C2-2017-017 Amendment No. 2 - Proposal Regarding the Fees Schedule
- SR-C2-2017-017.1-Amendment No
- November 3, 2017
- Proposed rule change to establish the fees for Industry Members related to the National Market System Plan Governing the Consolidated Audit Trail.
- SR-C2-2017-017
- May 16, 2017
- Proposal Regarding the Fees Schedule
- SR-C2-2017-016
- April 25, 2017
- Proposal Regarding Complex Orders
- SR-C2-2017-015
- April 13, 2017
- Proposal to Amend the Fees Schedule
- SR-C2-2017-014
- April 13, 2017
- Withdrawn
- SR-C2-2017-013
- April 5, 2017
- Proposed Rule Change Related to Complex Order Price Protections
- SR-C2-2017-012
- April 13, 2017
- Withdrawn
- SR-C2-2017-011
- March 15, 2017
- Proposal Regarding the Nullification and Adjustment of Options Transactions
- SR-C2-2017-010
- March 6, 2017
- Proposed Rule Change Related to Complex Order Price Protections
- SR-C2-2017-009
- February 22, 2017
- Proposal to Amend C2 Bylaws and Certificate of Incorporation
- SR-C2-2017-008
- February 1, 2017
- Proposal to Amend the Fees Schedule
- SR-C2-2017-007
- January 30, 2017
- Proposed Rule Change Related to CAT
- SR-C2-2017-006-withdrawaL
- January 30, 2017
- Withdrawn
- SR-C2-2017-005-withdrawal
- January 20, 2017
- Withdrawn
- SR-C2-2017-004
- January 9, 2017
- Proposal Related to Give Ups
- SR-C2-2017-003
- January 3, 2017
- Proposal to Amend the Fees Schedule
- SR-C2-2017-002
- January 3, 2017
- Proposal to Amend the Fees Schedule
- SR-C2-2017-001-withdrawal
- January 3, 2017
- Withdrawn