Cboe C2 Options Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

No pending rule filings at this time

Approved and Immediately Effective Rule Changes

File number: SR-CBOE-2019-092
Date filed: October 4, 2019
Description:

The Exchange proposes to make minor amendments to and relocate certain rules related to the listing of index options (including binary and range options) from the currently effective Rulebook to proposed Chapter 4, Section B of the shell structure for the Exchange’s Rulebook that will become effective upon migration.

File number: SR-CBOE-2019-090
Date filed: October 3, 2019
Description:

The Exchange proposes to move the Rules in Chapter V of the currently effective Rulebook, which governs securities dealt in on the Exchange, to proposed Section A of Chapter 4 of the shell structure for the Exchange’s Rulebook that will become effective upon migration.

File number: SR-CBOE-2019-088
Date filed: October 3, 2019
Description:

The Exchange proposes to move current Chapter 9 (governing doing business with the public and TPH registration) from its current Rulebook to proposed Chapter 9 and, in part, proposed Chapter 3 of its shell Rulebook for the October 7, 2019 migration.

File number: SR-CBOE-2019-081
Date filed: October 1, 2019
Description:

The Exchange proposes minor updates and to consolidate various Rules in connection generally with options trading, including trading halts and the Plan, and move such Rules from the current Rulebook to the shell Rulebook for the October 7, 2019 migration.

File number: SR-CBOE-2019-073
Date filed: September 27, 2019
Description:

The Exchange proposes a change in connection with rules covering regulatory reports, records, and audits, and to move those Rules from the current Rulebook to Chapter 7 of the shell Rulebook that will become effective upon the October 7, 2019 migration.

File number: SR-CBOE-2019-072
Date filed: September 27, 2019
Description:

The Exchange proposes to make minor updates to and relocate Chapter XIX, which governs the hearings and review process for persons aggrieved by Exchange action, of the currently effective Rulebook to proposed Chapter 15 of the shell structure for the Exchange’s Rulebook that will become effective upon migration.

File number: SR-CBOE-2019-069
Date filed: September 30, 2019
Description:

The Exchange proposes to move the Rules in Chapter XII, which governs margin requirements, of the currently effective Rulebook to proposed Chapter 10 of the shell structure for the Exchange’s Rulebook that will become effective upon migration.

File number: SR-CBOE-2019-068
Date filed: September 26, 2019
Description:

The Exchange proposes to move the Rules in Chapter XVII, which governs Exchange disciplinary procedures, of the currently effective Rulebook to proposed Chapter 13 of the shell structure for the Exchange’s Rulebook that will become effective upon migration.

File number: SR-CBOE-2019-067
Date filed: September 25, 2019
Description:

The Exchange proposes to move Rule 10.2 and the Rules in Chapter XVI of the currently effective Rulebook, which governs the summary suspension of Trading Permit Holders (“TPHs”), to proposed Chapter 12 of the shell structure for the Exchange’s Rulebook that will become effective upon migration.

File number: SR-CBOE-2019-066
Date filed: September 25, 2019
Description:

The Exchange proposes to move the Rules in Chapter XIII of the currently effective Rulebook, which governs net capital requirements, to proposed Chapter 11 of the shell structure for the Exchange’s Rulebook that will become effective upon migration.

File number: SR-CBOE-2019-065
Date filed: September 25, 2019
Description:

The Exchange proposes to move the Rules in Chapter XVIII, which governs Exchange arbitrations, of the currently effective Rulebook (“current Rulebook”) to proposed Chapter 14 of the shell structure for the Exchange’s Rulebook that will become effective upon migration.

File number: SR-CBOE-2019-037
Date filed: July 16, 2019
Description:

The Exchange proposes to amend Rule 12.3 by extending the Credit Option Margin Pilot Program through July 20, 2020.

File number: SR-CBOE-2019-025
Date filed: April 17, 2019
Description:

The Exchange proposes to amend Chapter 17 of the Cboe Options Rules.

File number: SR-CBOE-2019-023
Date filed: April 10, 2019
Description:

The Exchange proposes to extend the operation of its SPXPM pilot program.

File number: SR-CBOE-2019-022
Date filed: April 10, 2019
Description:

The Exchange proposes to renew The Nonstandard Expirations Pilot Program.

File number: SR-CBOE-2019-014
Date filed: March 4, 2019
Description:

The Exchange proposes to delete rules that are no longer necessary in the review of large positions in broad-based index options.

File number: SR-C2-2019-024
Date filed: November 12, 2019
Description:

The Exchange proposes to amend the fat finger check in Rule 6.14 as it applies to Stop-Limit orders.

File number: SR-C2-2019-023
Date filed: October 29, 2019
Description:

The Exchange proposes to introduce a new data product to be known as Open-Close Data and to adopt fees for such product.

File number: SR-C2-2019-022
Date filed: October 16, 2019
Description:

The Exchange proposes to extend the pilot period related to the market-wide circuit breaker in Rule 6.32.01.

File number: SR-C2-2019-021
Date filed: October 16, 2019
Description:

The Exchange proposes to make permanent certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility.

File number: SR-C2-2019-017
Date filed: June 24, 2019
Description:

The Exchange proposes to amend the trigger for its opening rotation process for equity options.

File number: SR-C2-2019-016
Date filed: June 17, 2019
Description:

The Exchange proposes to update its rules related to complex orders and trading halts.

File number: SR-C2-2019-015
Date filed: June 6, 2019
Description:

The Exchange proposes to amend the fat finger check for with respect to simple orders in Rule 6.14.

File number: SR-C2-2019-014
Date filed: May 31, 2019
Description:

The Exchange proposes a rule change to extend the Penny Pilot Program.

File number: SR-C2-2019-013
Date filed: May 29, 2019
Description:

The Exchange proposes to adopt limit-on-close and market-on-close orders.

File number: SR-C2-2019-012
Date filed: May 23, 2019
Description:

The Exchange proposes to update its Price Adjust process to allow for the process to apply to bulk messages.

File number: SR-C2-2019-011
Date filed: May 16, 2019
Description:

The Exchange proposes a rule change to make certain enhancements to the opening auction process in connection with the implementation of Feature Pack 7.

File number: SR-C2-2019-010
Date filed: May 7, 2019
Description:

The Exchange proposes to add certain fees related to the listing and trading of options contracts on the Dow Jones Industrial Average Index.

File number: SR-C2-2019-009
Date filed: April 24, 2019
Description:

The Exchange proposes a rule change to amend the Exchange’s opening process and add a global trading hours session for DJX options.

File number: SR-C2-2019-008
Date filed: April 9, 2019
Description:

The Exchange proposes to extend the pilot for certain options market rules that are linked to the LULD Plan.

File number: SR-C2-2019-007
Date filed: April 8, 2019
Description:

The Exchange proposes to amend its continuous quoting obligations for Market-Makers.

File number: SR-C2-2019-006
Date filed: March 22, 2019
Description:

The Exchange proposes to amend Rule 6.4, Interpretation and Policy .02 to specify that replacement issues may be added to the Penny Pilot Program on a quarterly basis, without altering the expiration date of the Pilot, which is June 30, 2019.

File number: SR-C2-2019-005
Date filed: February 25, 2019
Description:

The Exchange proposes a rule change to modify its provision related to its Risk Monitor Mechanism.

File number: SR-C2-2019-002
Date filed: January 29, 2019
Description:

The Exchange proposes to amend its Fees Schedule relating to the Options Regulatory Fee.

File number: SR-C2-2019-001
Date filed: January 7, 2019
Description:

The Exchange proposes to amend the Exchange’s Tenth Amended and Restated Bylaws and the Fourth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

C2 Options Rule Filings Archive