Cboe Global Markets

Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

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Symbol Company Name
DJAN FT Cboe Vest U.S. Equity Deep Buffer ETF - January
HYDB iShares High Yield Bond Factor ETF
JMUB JPMorgan Municipal ETF
QDEC FT Cboe Vest Growth-100 Buffer ETF - December
SHYD VanEck Vectors Short High Yield Muni ETF
SVAL iShares US Small Cap Value Factor ETF
TOKE Cambria Cannabis ETF