Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Symbol Company Name
ALFA AlphaClone Alternative Alpha ETF
BBUS JPMorgan BetaBuilders U.S. Equity ETF
BJAN Innovator S&P 500 Buffer ETF - January
DDLS WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund
EFAD ProShares MSCI EAFE Dividend Growers ETF
EVIX VelocityShares 1x Long VSTOXX Futures ETN
EWUS iShares MSCI United Kingdom Small-Cap ETF
FCTR First Trust Lunt U.S. Factor Rotation ETF
FNOV FT Cboe Vest U.S. Equity Buffer ETF - November
HYHG ProShares High Yield-Interest Rate Hedged ETF
KJAN Innovator Russell 2000 Power Buffer ETF - January
PSMB Invesco Balanced Multi-Asset Allocation ETF
TOKE Cambria Cannabis ETF
TPAY Tortoise Digital Payments Infrastructure Fund