Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Symbol Company Name
BBSA JPMorgan BetaBuilders 1-5 Year U.S. Aggregate Bond ETF
BUFR FT Cboe Vest Fund of Buffer ETFs
EPRF Innovator S&P Investment Grade Preferred ETF
FMAY FT Cboe Vest U.S. Equity Buffer ETF - May
FUNL CornerCap Fundametrics Large-Cap ETF
IBMO iShares iBonds Dec 2026 Term Muni Bond ETF
IZRL ARK Israel Innovative Technology ETF
JPHY JPMorgan High Yield Research Enhanced ETF
MRSK Agility Shares Managed Risk ETF
PRNT The 3D Printing ETF
SMMD iShares Russell 2500 ETF
USEP Innovator S&P 500 Ultra Buffer ETF - September