Cboe Futures Exchange Disciplinary Actions

CFE 20-0001 Morgan Stanley and Co. LLC
April 27, 2020
CFE Rule 602 – Fictitious Transactions
CFE- 190005 MNR Executions LLC
April 27, 2020
CFE Rule 414(j)-ECRP's
CFE-DD-2020-0006-Danske Bank
January 16, 2020
CFE 19-0006 USFI 554/499 Danske Bank A/S
CFE-DD-2020-0007--Deutsche Bank Securities Inc
January 16, 2020
CFE 19-0007 USFI 595/498 Deutsche Bank Securities Inc.
CFE-DD-2020-0006-Merrill Lynch International
January 16, 2020
CFE 19-0006 USFI 554/499 Merrill Lynch International