Status

Cboe BZX Exchange Listed Security Reg SHO Threshold List Update

September 13, 2019 16:04:51

Reference ID: C2019091302 

Overview:

Cboe BZX Exchange maintains on its public website a Reg SHO Threshold List to advise of BZX-listed securities having an aggregate fail to deliver position totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding for five consecutive settlement days at a registered clearing agency. This list is also available for CSV download via the website as well as via FTP.

Cboe has recently become aware of a third-party provider configuration error impacting data used to calculate the BZX Exchange Reg SHO Threshold List. As a result of this issue, as well as a Cboe issue in processing that data once it became available from the third-party vendor, data in the Reg SHO Threshold list has been either unavailable or inaccurate since the initial BZX Exchange security listing. In addition, as part of efforts to remediate this issue, column headers in the CSV download file available via the website were removed overnight on Thursday, September 12, 2019. 

Technical Details:

Effective Monday, September 16, 2019, the column headers previously available in the website CSV download will be reinstated as they were prior to September 13, 2019. Cboe continues to work to resolve the issue in accurately populating the Reg SHO Threshold List, and further notice will be sent once a resolution date is known. Until that date, the Reg SHO Threshold list will continue to remain either unpopulated via the website and website CSV file download, or inaccurate via FTP.

Please contact the Cboe Trade Desk for support or with any questions.

Cboe Equities Tape A and B Volumes for August 12, 2019

August 13, 2019 15:51:41

Due to the SIAC issue on Monday, August 12, 2019, Cboe is publishing total consolidated volumes for each Cboe equities exchange.  

Data is provided in CSV format including symbol, tape, and shares executed for the day and accessible via the links below.  This volume data should be used in place of yesterday's end of day summaries published by CTS.  
Please contact the Cboe Trade Desk with any questions.

Cboe Listed Securities Official Closing Prices for August 12, 2019 Available as CSV File

August 12, 2019 18:19:08

Due to today's SIAC CTA issue, official closing prices for certain Cboe listed securities were not properly processed and distributed by SIAC.

Cboe is making the official closing prices for Cboe listed securities for trading date August 12, 2019 available as a .csv file via the following link:
Please contact the Cboe Trade Desk with any questions.

Cboe Equities System Status Update: All Trades Reported for Cboe Listed Securities

August 12, 2019 16:54:28

Please be advised that following the SIAC failover to their secondary data center, all trades for all Cboe listed securities were successfully reported to CTS as of 16:35:12 ET.
Due to the SIAC issue, Cboe continues to work with SIAC to reestablish trade reporting to CTS from all Cboe equity exchanges for all other securities.
All Cboe systems are operating normally.

Cboe Equities System Status Update: CQS/CTS Failover

August 12, 2019 16:18:35

Please be advised that following the SIAC failover to their secondary data center, all CQS quoting from all Cboe equity exchanges was fully restored.

Due to the SIAC issue, Cboe continues to work with SIAC to reestablish trade reporting to CTS from all Cboe equity exchanges.
All Cboe systems are operating normally.

Cboe Equities System Status Update - CQS/CTS Failover

August 12, 2019 15:29:05

Please be advised that SIAC has experienced an issue affecting CQS and CTS processing, and have failed over to their secondary data center for the remainder of the trading day.  Cboe is currently in the process of connecting to the SIAC secondary data center.

All Cboe systems are operating normally.

Cboe EDGA Equities Exchange System Status Update - Order Handler Failover Complete

February 07, 2019 07:13:36

Please be advised that the Cboe EDGA Exchange completed the failover of a single failed order handler server at 06:58:22 ET.  All customers that experienced a disconnect due to this issue may now reconnect to their FIX or BOE ports.

Cboe Trade Desk
+1.913.815.7001
markets.cboe.com