Other Rule Filings Incorporated by Reference

Cboe Rule Filings

2018

SR-CBOE-2018-040

Proposed rule change to modify criteria for listing an option on an underlying covered security.

SR-CBOE-2018-018

Proposed rule change to permit listing of Monday SPY Expiration options.

SR-CBOE-2018-003

Proposed rule change to delete obsolete rules.

2017

SR-CBOE-2017-050

Proposal to extend the SPY position limit pilot program for one year.

SR-CBOE-2017-051

Proposal to extend the Credit Options Margin Pilot Program for one year.

SR-CBOE-2017-048

Proposal regarding IVV options.

SR-CBOE-2017-043

Proposed Rule Change To CAT Fee Dispute Procedures.

SR-CBOE-2017-041

Proposed Rule Change to Amend Rules Duplicative of CAT.

SR-CBOE-2017-034

Proposed Rule Change Related to Rule 5.7.

SR-CBOE-2017-026

Proposal Regarding the Non-Standard Expirations Pilot Program.

SR-CBOE-2017-014

Proposal Regarding the Non-Standard Expirations Pilot Program.

SR-CBOE-2017-012

Proposed Rule Change Related to CAT.

2016

SR-CBOE-2016-091

Proposal to Transition the SPXPM Options Class into the SPX Options Class Under the SPXW Symbol.

SR-CBOE-2016-089

Proposal to renew the Credit Options Margin Pilot.

SR-CBOE-2016-069

Proposal Regarding Series Adds Up to Expiration in Nonstandard Expirations.

SR-CBOE-2016-062

Proposal Regarding Wednesday SPY Expirations.

SR-CBOE-2016-058

Proposed Rule Change Related to Exchange Holidays on Foreign Exchanges.

SR-CBOE-2016-052

Proposal Regarding SPY Position Limit Pilot Extension.

SR-CBOE-2016-051

Proposal Regarding Series 9/10 Examination Program Revisions.

SR-CBOE-2016-049, Amendment 1

Proposal Related to the FTSE Developed Europe and FTSE Emerging Indexes.

SR-CBOE-2016-049

Proposal to List and Trade Options That Overlie the FTSE Developed Europe and Emerging Indexes.

SR-CBOE-2016-046

Proposal to Expand the Nonstandard Expirations Pilot Program.

2015

SR-CBOE-2015-106

Proposed Rule Change to Expand the End of Week/End of Month Pilot Program.

SR-CBOE-2015-100, Amendment 1

Proposal Related to the FTSE 100 Index.

SR-CBOE-2015-100

Proposal Related to the FTSE 100 Index.

SR-CBOE-2015-099, Amendment 2

Proposal Related to the FTSE China 50 Index.

SR-CBOE-2015-099, Amendment 1

Proposal Related to the FTSE China 50 Index.

SR-CBOE-2015-099

Proposal Related to the FTSE China 50 Index.

SR-CBOE-2015-098

Proposes to Replace the Reference to Google with Alphabet for Mini Options.

SR-CBOE-2015-095

Proposal Regarding Series 4 Examination Program Revisions.

SR-CBOE-2015-085

Proposal Regarding Number of Expirations Permitted in EOW/EOM Pilot Program.

SR-CBOE-2015-084

Proposal Relating to Continuing Education for Registered Persons.

SR-CBOE-2015-077

Proposal to Amend Margin Requirements.

SR-CBOE-2015-052

Proposal to Amend Rule 5.3.06.

SR-CBOE-2015-040

Proposal to Amend Rule 15.5.

SR-CBOE-2015-037

Proposal Relating to the Exchange’s Arbitration Program.

SR-CBOE-2015-027

Proposal to Update Regulatory-Related References.

SR-CBOE-2015-009

Proposed Expansion of $0.50 Strikes for Equity Weeklys.

SR-CBOE-2015-008

Proposal to Extend SPY Position Limit Pilot Through July 12, 2015.

2014

SR-CBOE-2014-073

Proposal Regarding Margin Treatment of OCC Cleared OTC Option Contracts.

SR-CBOE-2014-068

Proposal to Modify Strike Setting Regime for SPY and DIA Options.

SR-CBOE-2014-052

Proposal Related to the Short Term Options Program.

SR-CBOE-2014-044

Proposal to Amend Rule 15.9 (Regulatory Cooperation).

SR-CBOE-2014-043

Proposal to Extend End-of-Month Fair Value Pricing Procedures to Series of SPX Options on the Hybrid System.

SR-CBOE-2014-013

Proposal Related to the Short Term Option Series Program.

SR-CBOE-2014-001

Proposal Regarding Regulatory Related Authority Changes.

2013

SR-CBOE-2013-1216

Proposal Relating to Supervision.

SR-CBOE-2013-125

Proposal Related to the Quarterly Option Series Program.

SR-CBOE-2013-123

Proposal Related to the CEBO Pilot Program.

SR-CBOE-2013-121

Proposal Related to the Short Term Option Series Program.

SR-CBOE-2013-106

Proposal to Extend SPY Position Limit Pilot Program.

SR-CBOE-2013-098

Proposal Related to Continuing Education.

SR-CBOE-2013-096

Proposal Related to the Short Term Option Series.

SR-CBOE-2013-076

Proposal Related to Continuing Education.

SR-CBOE-2013-043

Proposal Related to Options Communications.

SR-CBOE-2013-033

Proposal Related to Complex Orders and Mini-Options.

SR-CBOE-2013-020

Proposal Related to the End of Week/End of Month Pilot Program.

SR-CBOE-2013-016

Proposal to Establishing Minimum Price Variation for Mini-Options.

SR-CBOE-2013-001

Proposal to List and Trade Mini Options.

2012

SR-CBOE-2012-131

Proposal Regarding New Strikes Up to Second Day of Trading Prior to Expiration.

SR-CBOE-2012-125

Proposal to Extend the Exchange's Credit Option Margin Pilot Program.

SR-CBOE-2012-120, Amendment 4

Proposal to Adopt an S&P 500 Index Option Product.

SR-CBOE-2012-120, Amendment 3

Proposal to Adopt an S&P 500 Index Option Product.

SR-CBOE-2012-120, Amendment 2

Proposal to Adopt an S&P 500 Index Option Product.

SR-CBOE-2012-120

Proposal to Adopt an S&P 500 Index Option Product.

SR-CBOE-2012-112

Proposal to Correct Numbering Error in Rule 12.3.

SR-CBOE-2012-110

Proposal to Amend the Short Term Option Series Program (Weekly Options).

SR-CBOE-2012-099

Proposes to Make a Technical Amendment to SPY Option Position Limit Pilot Program.

SR-CBOE-2012-092

Proposal to Amend the Short Term Option Series Program (Weekly Options).

SR-CBOE-2012-091

Proposal to Establish 14-Month Pilot to Eliminate Position and Exercise Limits for SPY Options.

SR-CBOE-2012-087

Proposal to Amend Rules Regarding the Furnishing of Data in Relation to a Regulatory Review.

SR-CBOE-2012-071

Proposal to Increase the Maximum Term for LEAPS to 15 Years.

SR-CBOE-2012-067

Proposal to Delete Temporary Rule 6.83.

SR-CBOE-2012-066, Amendment 1

Proposal to Increase Position and Exercise Limits for EEM Options.

SR-CBOE-2012-066

Proposal to Increase Position and Exercise Limits for EEM Options.

SR-CBOE-2012-043

Proposes to Adopt Universal Spread Margin Rules.

SR-CBOE-2012-042

Proposal to List and Trade CBOE S&P 500 AM/PM Basis (SPBAS) Options.

SR-CBOE-2012-034

Proposal to Correct Hyperlink in Rule 5.5A.

SR-CBOE-2012-026

Proposal to Amend Weekly Option Series Program.

SR-CBOE-2012-024

Proposal to Amend Rule 9.24 Telephone Solicitation.

SR-CBOE-2012-018

Proposal to Correct Numbering Errors in Rules 5.5 and 24.9.

SR-CBOE-2012-007

Extends Credit Options Margin Pilot Program to January 17, 2013.

2011

SR-CBOE-2011-125

Proposal to Increase Number of Classes Eligible to Participate in the Weeklys Program.

SR-CBOE-2011-108

Proposal to Increase Number of Classes Eligible to Participate in the Weeklys Program.

SR-CBOE-2011-100

Proposal to Extend the EOW/EOM Pilot Program to February 14, 2013.

SR-CBOE-2011-086

Proposal to Increase Number of Series Per Weekly Option Class.

SR-CBOE-2011-080

Proposal to Retire Additional Expiration Months Pilot and Amend Additional Expiration Months Listing Rule.

SR-CBOE-2011-068

Proposal to Extend Credit Option Margin Pilot Program to January 17, 2012.

SR-CBOE-2011-065

Proposal Relating to Position and Exercise Limits for SPY Options.

SR-CBOE-2011-055

Proposal to List and Trade CBOE Silver ETF Volatility Index.

SR-CBOE-2011-053

Proposal to Permit Additional Expirations if Listed on Another Exchange.

SR-CBOE-2011-040

Proposal to Simplify $1 Strike Price Interval Program.

SR-CBOE-2011-039

Proposal to List and Trade Single Stock Dividend Options (SSDOs).

SR-CBOE-2011-038

Proposal to Change the Close of Trading Hours on the Last Day of Trading for Expiring End of Week and End of Month Expirations.

SR-CBOE-2011-029

Proposal to Expand the $2.50 Strike Price Program.

SR-CBOE-2011-026, Amendment 1

Proposal to Trade Individual Stock and Certain ETF Based Volatility Index.

SR-CBOE-2011-026

Proposal to Trade Individual Stock and Certain ETF Based Volatility Index Options.

SR-CBOE-2011-012

Proposal to Expand Weekly Options Program to Fifteen (15) Classes.

SR-CBOE-2011-010, Amendment 1

Proposed Rule Filing Regarding Bylaw and Related Rule Changes.

SR-CBOE-2011-010

Proposed Rule Filing Regarding Bylaw and Related Rule Changes.

SR-CBOE-2011-008

Proposal to Permit $0.50 and $1 Strike for Options Used to Calculate Volatility Indexes.

SR-CBOE-2011-006

SR-CBOE-2011-003

Proposal to Allow Reciprocal Listing for $5 Strike Program.

SR-CBOE-2011-002

Proposal to Establish $5 Strike Program.

2010

SR-CBOE-2010-109

Proposal regarding Anti-Money Laundering Compliance Program.

SR-CBOE-2010-106, Amendment 1

Proposal to Amend Margin Requirements for Credit Options.

SR-CBOE-2010-106

Proposal to Amend Margin Requirements for Credit Options.

SR-CBOE-2010-097

Pilot Program for Additional Expirations.

SR-CBOE-2010-096

Proposal to Expand Range of Strike Prices for VIX Options.

SR-CBOE-2010-092

Proposal to Expand $0.50 Strike Program.

SR-CBOE-2010-088

Proposal to Add Dates to Rules for Two Pilot Programs.

SR-CBOE-2010-077

Proposal to Allow 12 Expiration Months for Certain Broad-Based Index Options.

SR-CBOE-2010-077

Proposal to Allow 12 Expiration Months for Certain Broad-Based Index Options.

2009

SR-CBOE-2009-075, Amendment 2