Cboe Global Markets

Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-C2-2021-007
April 26, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

SR-CBOE-2017-051
June 23, 2017
Proposal to extend the Credit Options Margin Pilot Program for one year
SR-CBOE-2017-050
June 23, 2017
Proposal to extend the SPY position limit pilot program for one year
SR-CBOE-2017-048
June 9, 2017
Proposal regarding IVV options.
SR-CBOE-2017-043
May 23, 2017
Proposed Rule Change To CAT Fee Dispute Procedures
SR-CBOE-2017-041
May 15, 2017
Proposed Rule Change to Amend Rules Duplicative of CAT
SR-CBOE-2017-034
April 12, 2017
Proposed Rule Change Related to Rule 5.7
SR-CBOE-2017-026
March 29, 2017
Proposal Regarding the Non-Standard Expirations Pilot Program
SR-CBOE-2017-014
February 13, 2017
Proposal Regarding the Non-Standard Expirations Pilot Program
SR-CBOE-2017-012
January 30, 2017
Proposed Rule Change Related to CAT
SR-CBOE-2017-006
January 17, 2017
Withdrawn
SR-C2-2017-033
December 27, 2017
SR-C2-2017-033 - Proposed rule change related to stop orders.
SR-C2-2017-032
December 15, 2017
SR-C2-2017-032 - Proposal to Extend Penny Pilot Program
SR-C2-2017-031
November 16, 2017
SR-C2-2017-031 - Proposed rule change relating to the Options Regulatory Fee
SR-C2-2017-030
November 15, 2017
SR-C2-2017-030 - Proposed rule change to amend the Exchange's Governance Documents
SR-C2-2017-028
October 19, 2017
Proposed Rule Change related to a name change of the Exchange and its Parent Company
SR-C2-2017-026
September 21, 2017
Proposal to amend the Fees Schedule
SR-C2-2017-025
September 20, 2017
Proposal to amend Rule 6.45
SR-C2-2017-024
August 31, 2017
Proposed Rule Change to Amend Rule 6.15
SR-C2-2017-023
August 4, 2017
Proposal to outline C2 Trade Match System (CTM) functionality.
SR-C2-2017-022
July 18, 2017
Proposal to amend Rule 6.1
SR-C2-2017-021
July 18, 2017
Withdrawn
SR-C2-2017-020
May 31, 2017
Proposal to Extend the Penny Pilot Period until December 31, 2017
SR-C2-2017-019
May 15, 2017
Proposal Regarding Market Maker Reports
SR-C2-2017-018.1-Amendment No
August 28, 2017
Amendment to Proposed Rule Change to Amend Rules Duplicative of CAT
SR-C2-2017-018
May 15, 2017
Proposed Rule Change to Amend Rules Duplicative of CAT
SR-C2-2017-017.2-Amendment No
December 7, 2017
SR-C2-2017-017 Amendment No. 2 - Proposal Regarding the Fees Schedule
SR-C2-2017-017.1-Amendment No
November 3, 2017
Proposed rule change to establish the fees for Industry Members related to the National Market System Plan Governing the Consolidated Audit Trail.
SR-C2-2017-017
May 16, 2017
Proposal Regarding the Fees Schedule
SR-C2-2017-016
April 25, 2017
Proposal Regarding Complex Orders
SR-C2-2017-015
April 13, 2017
Proposal to Amend the Fees Schedule
SR-C2-2017-014
April 13, 2017
Withdrawn
SR-C2-2017-013
April 5, 2017
Proposed Rule Change Related to Complex Order Price Protections
SR-C2-2017-012
April 13, 2017
Withdrawn
SR-C2-2017-011
March 15, 2017
Proposal Regarding the Nullification and Adjustment of Options Transactions
SR-C2-2017-010
March 6, 2017
Proposed Rule Change Related to Complex Order Price Protections
SR-C2-2017-009
February 22, 2017
Proposal to Amend C2 Bylaws and Certificate of Incorporation
SR-C2-2017-008
February 1, 2017
Proposal to Amend the Fees Schedule
SR-C2-2017-007
January 30, 2017
Proposed Rule Change Related to CAT
SR-C2-2017-006-withdrawaL
January 30, 2017
Withdrawn
SR-C2-2017-005-withdrawal
January 20, 2017
Withdrawn
SR-C2-2017-004
January 9, 2017
Proposal Related to Give Ups
SR-C2-2017-003
January 3, 2017
Proposal to Amend the Fees Schedule
SR-C2-2017-002
January 3, 2017
Proposal to Amend the Fees Schedule
SR-C2-2017-001-withdrawal
January 3, 2017
Withdrawn