Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-C2-2024-002
- January 2, 2024
- The Exchange proposes to adopt a CAT Fee Schedule.
Approved and Immediately Effective Rule Changes
- SR-CBOE-2016-091
- December 16, 2016
- Proposal to Transition the SPXPM Options Class into the SPX Options Class Under the SPXW Symbol
- SR-CBOE-2016-069
- September 16, 2016
- Proposal Regarding Series Adds Up to Expiration in Nonstandard Expirations
- SR-CBOE-2016-062
- August 24, 2016
- Proposal Regarding Wednesday SPY Expirations
- SR-CBOE-2016-058
- August 8, 2016
- Proposed Rule Change Related to Exchange Holidays on Foreign Exchanges
- SR-CBOE-2016-052
- June 20, 2016
- Proposal Regarding SPY Position Limit Pilot Extension
- SR-CBOE-2016-051
- July 27, 2016
- Proposal Regarding Series 9/10 Examination Program Revisions
- SR-CBOE-2016-049.1a
- August 25, 2016
- Proposal Related to the FTSE Developed Europe and FTSE Emerging Indexes
- SR-CBOE-2016-049
- June 15, 2016
- Proposal to List and Trade Options That Overlie the FTSE Developed Europe and Emerging Indexes
- SR-CBOE-2016-046
- June 14, 2016
- Proposal to Expand the Nonstandard Expirations Pilot Program
- SR-CBOE-2016-016
- February 29, 2016
- Proposal Related to Options that Overlie the EAFE and EM Indexes
- SR-C2-2016-025
- December 19, 2016
- Proposal to Amend Fees for Certain C2 Real-Time Data Feeds
- SR-C2-2016-024
- December 9, 2016
- Proposal Related to Debit/Credit Check
- SR-C2-2016-023
- November 23, 2016
- Proposal to Extend Penny Pilot
- SR-C2-2016-022
- November 4, 2016
- Proposal Related to Transaction Involving CBOE Holdings and Bats Global Markets
- SR-C2-2016-021
- November 4, 2016
- Proposal Related to Openings
- SR-C2-2016-020
- October 25, 2016
- Proposal Related to Price Protection Mechanisms and Risk Controls
- SR-C2-2016-019
- September 8, 2016
- Proposal to Correct an Inaccurate Reference in the ByLaws Title
- SR-C2-2016-018
- December 19, 2016
- Proposal to Amend the Fees Schedule
- SR-C2-2016-017
- September 1, 2016
- Proposal Relating to Taker Fees
- SR-C2-2016-016
- August 1, 2016
- Proposal Relating to Maker Rebates
- SR-C2-2016-015
- July 28, 2016
- Proposal to Adopt a Principles-Based Approach to the Misuse of Material, Non-Public Information
- SR-C2-2016-014
- July 27, 2016
- Proposal to Adopt Interpretation and Policy .10 to Rule 6.51
- SR-C2-2016-013
- July 14, 2016
- Proposal Relating to Maker Rebates
- SR-C2-2016-012
- July 13, 2016
- Proposal to Extend the AIM Pilot Program
- SR-C2-2016-011-withdrawal
- July 14, 2016
- Withdrawn
- SR-C2-2016-010
- June 29, 2016
- Proposal Related to Execution and Priority
- SR-C2-2016-009
- June 23, 2016
- Proposal Relating to Professionals
- SR-C2-2016-008
- June 10, 2016
- Proposal Relating to Linkage Fees
- SR-C2-2016-007
- June 1, 2016
- Proposal to Extend Penny Pilot
- SR-C2-2016-005
- May 23, 2016
- Proposal Relating to the Delegation of Authority to Senior Management
- SR-C2-2016-004
- April 11, 2016
- Proposal to Adopt Non-Penny Pricing
- SR-C2-2016-003-Withdrawal
- April 11, 2016
- Withdrawn
- SR-C2-2016-002
- February 10, 2016
- Proposal Related to Market-Maker Registration Cost
- SR-C2-2016-001
- January 14, 2016
- Proposal to Amend the Options Regulatory Fee