Cboe Global Markets

Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-C2-2021-007
April 26, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

SR-CBOE-2016-091
December 16, 2016
Proposal to Transition the SPXPM Options Class into the SPX Options Class Under the SPXW Symbol
SR-CBOE-2016-069
September 16, 2016
Proposal Regarding Series Adds Up to Expiration in Nonstandard Expirations
SR-CBOE-2016-062
August 24, 2016
Proposal Regarding Wednesday SPY Expirations
SR-CBOE-2016-058
August 8, 2016
Proposed Rule Change Related to Exchange Holidays on Foreign Exchanges
SR-CBOE-2016-052
June 20, 2016
Proposal Regarding SPY Position Limit Pilot Extension
SR-CBOE-2016-051
July 27, 2016
Proposal Regarding Series 9/10 Examination Program Revisions
SR-CBOE-2016-049.1a
August 25, 2016
Proposal Related to the FTSE Developed Europe and FTSE Emerging Indexes
SR-CBOE-2016-049
June 15, 2016
Proposal to List and Trade Options That Overlie the FTSE Developed Europe and Emerging Indexes
SR-CBOE-2016-046
June 14, 2016
Proposal to Expand the Nonstandard Expirations Pilot Program
SR-CBOE-2016-016
February 29, 2016
Proposal Related to Options that Overlie the EAFE and EM Indexes
SR-C2-2016-025
December 19, 2016
Proposal to Amend Fees for Certain C2 Real-Time Data Feeds
SR-C2-2016-024
December 9, 2016
Proposal Related to Debit/Credit Check
SR-C2-2016-023
November 23, 2016
Proposal to Extend Penny Pilot
SR-C2-2016-022
November 4, 2016
Proposal Related to Transaction Involving CBOE Holdings and Bats Global Markets
SR-C2-2016-021
November 4, 2016
Proposal Related to Openings
SR-C2-2016-020
October 25, 2016
Proposal Related to Price Protection Mechanisms and Risk Controls
SR-C2-2016-019
September 8, 2016
Proposal to Correct an Inaccurate Reference in the ByLaws Title
SR-C2-2016-018
December 19, 2016
Proposal to Amend the Fees Schedule
SR-C2-2016-017
September 1, 2016
Proposal Relating to Taker Fees
SR-C2-2016-016
August 1, 2016
Proposal Relating to Maker Rebates
SR-C2-2016-015
July 28, 2016
Proposal to Adopt a Principles-Based Approach to the Misuse of Material, Non-Public Information
SR-C2-2016-014
July 27, 2016
Proposal to Adopt Interpretation and Policy .10 to Rule 6.51
SR-C2-2016-013
July 14, 2016
Proposal Relating to Maker Rebates
SR-C2-2016-012
July 13, 2016
Proposal to Extend the AIM Pilot Program
SR-C2-2016-011-withdrawal
July 14, 2016
Withdrawn
SR-C2-2016-010
June 29, 2016
Proposal Related to Execution and Priority
SR-C2-2016-009
June 23, 2016
Proposal Relating to Professionals
SR-C2-2016-008
June 10, 2016
Proposal Relating to Linkage Fees
SR-C2-2016-007
June 1, 2016
Proposal to Extend Penny Pilot
SR-C2-2016-005
May 23, 2016
Proposal Relating to the Delegation of Authority to Senior Management
SR-C2-2016-004
April 11, 2016
Proposal to Adopt Non-Penny Pricing
SR-C2-2016-003-Withdrawal
April 11, 2016
Withdrawn
SR-C2-2016-002
February 10, 2016
Proposal Related to Market-Maker Registration Cost
SR-C2-2016-001
January 14, 2016
Proposal to Amend the Options Regulatory Fee