Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-C2-2024-002
- January 2, 2024
- The Exchange proposes to adopt a CAT Fee Schedule.
Approved and Immediately Effective Rule Changes
- SR-CBOE-2015-106
- November 17, 2015
- Proposed Rule Change to Expand the End of Week/End of Month Pilot Program
- SR-CBOE-2015-100.1a
- December 10, 2015
- Proposal Related to the FTSE 100 Index
- SR-CBOE-2015-100
- October 30, 2015
- Proposal Related to the FTSE 100 Index
- SR-CBOE-2015-099.2a
- December 16, 2015
- Proposal Related to the FTSE China 50 Index
- SR-CBOE-2015-099.1a
- December 14, 2015
- Proposal Related to the FTSE China 50 Index
- SR-CBOE-2015-099
- October 30, 2015
- Proposal Related to the FTSE China 50 Index
- SR-CBOE-2015-098
- October 22, 2015
- Proposes to Replace the Reference to Google With Alphabet for Mini Options
- SR-CBOE-2015-095
- October 16, 2015
- Proposal Regarding Series 4 Examination Program Revisions
- SR-CBOE-2015-085
- October 1, 2015
- Proposal Regarding Number of Expirations Permitted in EOW/EOM Pilot Program
- SR-CBOE-2015-084
- September 30, 2015
- Proposal Relating to Continuing Education for Registered Persons
- SR-CBOE-2015-077
- September 22, 2015
- Proposal to Amend Margin Requirements
- SR-CBOE-2015-052
- June 15, 2015
- Proposal to Amend Rule 5.3.06
- SR-CBOE-2015-040
- April 15, 2015
- Proposal to Amend Rule 15.5
- SR-CBOE-2015-037
- April 1, 2015
- Proposal Relating to the Exchange's Arbitration Program
- SR-CBOE-2015-028-Withdrawal
- April 1, 2015
- Withdrawn
- SR-CBOE-2015-027
- June 2, 2015
- Proposal to Update Regulatory-Related References
- SR-CBOE-2015-009
- January 21, 2015
- Proposed Expansion of $0.50 Strikes for Equity Weeklys
- SR-CBOE-2015-008
- January 21, 2015
- Proposal to Extend SPY Position Limit Pilot Through July 12, 2015
- SR-C2-2015-036
- December 16, 2015
- Proposal to Amend the Fees Schedule
- SR-C2-2015-035-Withdrawal
- December 16, 2015
- Withdrawn
- SR-C2-2015-034
- November 24, 2015
- Proposal Related to CBOE Holdings' Certificate of Incorporation
- SR-C2-2015-033.2a
- December 29, 2015
- Proposal Related to Price Protection Mechanisms
- SR-C2-2015-033.1a
- December 4, 2015
- Proposal Related to Price Protection Mechanisms
- SR-C2-2015-033
- November 25, 2015
- Proposal Related to Price Protection Mechanisms
- SR-C2-2015-032
- November 9, 2015
- Proposal Related to Technical Disconnect Mechanism
- SR-C2-2015-031
- November 5, 2015
- Proposal Relating to Delivery of the Regulatory Element of the Exchange's CE Program
- SR-C2-2015-030
- October 28, 2015
- Proposal to Amend Rule 6.45
- SR-C2-2015-029
- October 21, 2015
- Proposal Extending/Clarifying Obvious Error Pilot Program
- SR-C2-2015-028-Withdrawal
- October 28, 2015
- Withdrawn
- SR-C2-2015-027
- November 2, 2015
- Proposal to Amend Interpretation and Policy .07 to Rule 3.4
- SR-C2-2015-026
- October 26, 2015
- Proposal Related to CBOE Holdings Governance Documents
- SR-C2-2015-025.1a
- October 26, 2015
- Proposal Related to Complex Orders
- SR-C2-2015-025
- October 12, 2015
- Proposal Related to Complex Orders
- SR-C2-2015-024
- October 2, 2015
- Proposal to Amend the Fees Schedule
- SR-C2-2015-023
- September 1, 2015
- Proposal to Amend the Fees Schedule
- SR-C2-2015-021
- July 17, 2015
- Proposal Relating to Price Check Parameters
- SR-C2-2015-020
- July 14, 2015
- Proposal Extending AIM Pilot
- SR-C2-2015-019
- July 10, 2015
- Proposal to Amend the Options Regulatory Fee
- SR-C2-2015-018
- July 15, 2015
- Proposal Related to Obvious Errors
- SR-C2-2015-017
- June 24, 2015
- Proposal to Correct a Technical Error in the Fees Schedule
- SR-C2-2015-016-withdrawal
- June 24, 2015
- Withdrawn
- SR-C2-2015-015
- June 17, 2015
- Proposal Extending Penny Pilot Program
- SR-C2-2015-014
- May 27, 2015
- Proposal Relating to the Solicitation Auction Mechanism
- SR-C2-2015-013
- June 3, 2015
- Proposal Relating to AIM Auction Order Allocation
- SR-C2-2015-012
- May 6, 2015
- Proposal Related to the Nullification and Adjustment of Options Transactions Including Obvious Errors
- SR-C2-2015-011
- May 5, 2015
- Proposal Relating to Effectiveness of a Permit Holder
- SR-C2-2015-010
- May 5, 2015
- Proposal Relating to Exchange Liability
- SR-C2-2015-008
- April 9, 2015
- Proposal to Close Expiring QIX at 3 p.m.
- SR-C2-2015-007
- April 10, 2015
- Proposal to Amend the Fees Schedule
- SR-C2-2015-006
- April 2, 2015
- Proposal to Adopt Interpretation and Policy .04 to Rule 6.11
- SR-C2-2015-005
- April 1, 2015
- Proposal to Amend the Fees Schedule
- SR-C2-2015-003
- February 19, 2015
- Proposal Extending Obvious Error Pilot Program
- SR-C2-2015-002
- February 2, 2015
- Proposal to Amend the Fees Schedule
- SR-C2-2015-001
- January 14, 2015
- Proposal to Amend the Fees Schedule