Cboe Global Markets

Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-C2-2021-007
April 26, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

SR-CBOE-2015-106
November 17, 2015
Proposed Rule Change to Expand the End of Week/End of Month Pilot Program
SR-CBOE-2015-100.1a
December 10, 2015
Proposal Related to the FTSE 100 Index
SR-CBOE-2015-100
October 30, 2015
Proposal Related to the FTSE 100 Index
SR-CBOE-2015-099.2a
December 16, 2015
Proposal Related to the FTSE China 50 Index
SR-CBOE-2015-099.1a
December 14, 2015
Proposal Related to the FTSE China 50 Index
SR-CBOE-2015-099
October 30, 2015
Proposal Related to the FTSE China 50 Index
SR-CBOE-2015-098
October 22, 2015
Proposes to Replace the Reference to Google With Alphabet for Mini Options
SR-CBOE-2015-095
October 16, 2015
Proposal Regarding Series 4 Examination Program Revisions
SR-CBOE-2015-085
October 1, 2015
Proposal Regarding Number of Expirations Permitted in EOW/EOM Pilot Program
SR-CBOE-2015-084
September 30, 2015
Proposal Relating to Continuing Education for Registered Persons
SR-CBOE-2015-077
September 22, 2015
Proposal to Amend Margin Requirements
SR-CBOE-2015-052
June 15, 2015
Proposal to Amend Rule 5.3.06
SR-CBOE-2015-040
April 15, 2015
Proposal to Amend Rule 15.5
SR-CBOE-2015-037
April 1, 2015
Proposal Relating to the Exchange's Arbitration Program
SR-CBOE-2015-028-Withdrawal
April 1, 2015
Withdrawn
SR-CBOE-2015-027
June 2, 2015
Proposal to Update Regulatory-Related References
SR-CBOE-2015-009
January 21, 2015
Proposed Expansion of $0.50 Strikes for Equity Weeklys
SR-CBOE-2015-008
January 21, 2015
Proposal to Extend SPY Position Limit Pilot Through July 12, 2015
SR-C2-2015-036
December 16, 2015
Proposal to Amend the Fees Schedule
SR-C2-2015-035-Withdrawal
December 16, 2015
Withdrawn
SR-C2-2015-034
November 24, 2015
Proposal Related to CBOE Holdings' Certificate of Incorporation
SR-C2-2015-033.2a
December 29, 2015
Proposal Related to Price Protection Mechanisms
SR-C2-2015-033.1a
December 4, 2015
Proposal Related to Price Protection Mechanisms
SR-C2-2015-033
November 25, 2015
Proposal Related to Price Protection Mechanisms
SR-C2-2015-032
November 9, 2015
Proposal Related to Technical Disconnect Mechanism
SR-C2-2015-031
November 5, 2015
Proposal Relating to Delivery of the Regulatory Element of the Exchange's CE Program
SR-C2-2015-030
October 28, 2015
Proposal to Amend Rule 6.45
SR-C2-2015-029
October 21, 2015
Proposal Extending/Clarifying Obvious Error Pilot Program
SR-C2-2015-028-Withdrawal
October 28, 2015
Withdrawn
SR-C2-2015-027
November 2, 2015
Proposal to Amend Interpretation and Policy .07 to Rule 3.4
SR-C2-2015-026
October 26, 2015
Proposal Related to CBOE Holdings Governance Documents
SR-C2-2015-025.1a
October 26, 2015
Proposal Related to Complex Orders
SR-C2-2015-025
October 12, 2015
Proposal Related to Complex Orders
SR-C2-2015-024
October 2, 2015
Proposal to Amend the Fees Schedule
SR-C2-2015-023
September 1, 2015
Proposal to Amend the Fees Schedule
SR-C2-2015-021
July 17, 2015
Proposal Relating to Price Check Parameters
SR-C2-2015-020
July 14, 2015
Proposal Extending AIM Pilot
SR-C2-2015-019
July 10, 2015
Proposal to Amend the Options Regulatory Fee
SR-C2-2015-018
July 15, 2015
Proposal Related to Obvious Errors
SR-C2-2015-017
June 24, 2015
Proposal to Correct a Technical Error in the Fees Schedule
SR-C2-2015-016-withdrawal
June 24, 2015
Withdrawn
SR-C2-2015-015
June 17, 2015
Proposal Extending Penny Pilot Program
SR-C2-2015-014
May 27, 2015
Proposal Relating to the Solicitation Auction Mechanism
SR-C2-2015-013
June 3, 2015
Proposal Relating to AIM Auction Order Allocation
SR-C2-2015-012
May 6, 2015
Proposal Related to the Nullification and Adjustment of Options Transactions Including Obvious Errors
SR-C2-2015-011
May 5, 2015
Proposal Relating to Effectiveness of a Permit Holder
SR-C2-2015-010
May 5, 2015
Proposal Relating to Exchange Liability
SR-C2-2015-008
April 9, 2015
Proposal to Close Expiring QIX at 3 p.m.
SR-C2-2015-007
April 10, 2015
Proposal to Amend the Fees Schedule
SR-C2-2015-006
April 2, 2015
Proposal to Adopt Interpretation and Policy .04 to Rule 6.11
SR-C2-2015-005
April 1, 2015
Proposal to Amend the Fees Schedule
SR-C2-2015-003
February 19, 2015
Proposal Extending Obvious Error Pilot Program
SR-C2-2015-002
February 2, 2015
Proposal to Amend the Fees Schedule
SR-C2-2015-001
January 14, 2015
Proposal to Amend the Fees Schedule