2019 C2 Exchange Regulatory Circulars

File number: C2 RG19-026
Date filed: October 4, 2019
Description:

Additional Regulatory Report Cards Available on the Cboe Customer Web Portal; Historical Cboe Options and C2 Options Report Cards Available on FINRA Report Center until December 13, 2019

File number: C2 RG19-025
Date filed: September 30, 2019
Description:

Modification of the Options Regulatory Fee

File number: C2 RG19-024
Date filed: July 29, 2019
Description:

Prearranged Trades

File number: C2 RG19-023
Date filed: June 25, 2019
Description:

Modification of the Options Regulatory Fee

File number: C2 RG19-022
Date filed: June 21, 2019
Description:

Regulatory Report Cards Available on the Cboe Customer Web Portal - Updated

File number: C2 RG19-021
Date filed: June 18, 2019
Description:

Regulatory Division Contacts for Market Maker Quoting Issues and Late Withdrawals/Terminations

File number: C2 RG19-020
Date filed: June 14, 2019
Description:

Global Trading Hours and Market Maker Continuous Quoting Obligations – Updated

File number: C2 RG19-019
Date filed: June 10, 2019
Description:

Mandatory Participation in Disaster Recovery Testing

File number: C2 RG19-018
Date filed: June 3, 2019
Description:

Discontinuation of Market Replay Access

File number: C2 RG19-017
Date filed: May 30, 2019
Description:

Global Trading Hours Trading Risks and Required Customer Disclosures

File number: C2 RG19-016
Date filed: May 2, 2019
Description:

Proposed Changes to Market-Maker Appointment and Quoting Obligations on BZX Options, C2, Options and EDGX Options - Updated

File number: C2 RG19-015
Date filed: May 1, 2019
Description:

Consolidated Audit Trail Registration Deadline, Technical Specifications and Other Events

File number: C2 RG19-014
Date filed: April 26, 2019
Description:

Amendments to the Exchanges’ Disciplinary Processes

File number: C2 RG19-013
Date filed: April 17, 2019
Description:

Proposed Changes to Market-Maker Appointment and Quoting Obligations on BZX Options, C2 Options and EDGX Options

File number: C2 RG19-012
Date filed: April 16, 2019
Description:

Deletion of Certain Broad-Based Index Reporting Requirements

File number: C2 RG19-011
Date filed: March 1, 2019
Description:

Consolidated Audit Trail Clock Synchronization Notice to Industry Members

File number: C2 RG19-010
Date filed: February 12, 2019
Description:

Industry Outreach on the Consolidated Audit Trail

File number: C2 RG19-009
Date filed: February 4, 2019
Description:

CAT Transitioning to New Plan Processor

File number: C2 RG19-008
Date filed: January 29, 2019
Description:

CAT Reporting Requirements Presentations Rescheduled

File number: C2 RG19-007
Date filed: January 15, 2019
Description:

Nomination of Representative Directors for Election at 2019 Annual Meeting

File number: C2 RG19-006
Date filed: January 15, 2019
Description:

Supplement to the Options Disclosure Document

File number: C2 RG19-005
Date filed: January 14, 2019
Description:

Filing of Annual Audits

File number: C2 RG19-004
Date filed: January 11, 2019
Description:

Annual Supervision-Related Reporting Pursuant to Cboe/C2 Options Rules 4.24 and 9.8

File number: C2 RG19-003
Date filed: January 11, 2019
Description:

Reminder: 2018 Year-End Filing Due March 1, 2019 Form OE-418 and Attachments

File number: C2 RG19-002
Date filed: January 11, 2019
Description:

Anti-Money Laundering Compliance Program - Customer Due Diligence Requirements and Filing Requirements for Certain Trading Permit Holders

File number: C2 RG19-001
Date filed: January 4, 2019
Description:

Modification of the Options Regulatory Fee