2019 Exchange Regulatory Circulars

File number: RG19-027
Date filed: July 29, 2019
Description:

AIM and SAM Contra-Parties

File number: RG19-026
Date filed: July 29, 2019
Description:

Prearranged Trades

File number: RG19-025
Date filed: July 12, 2019
Description:

Systemization Requirements and Proprietary Systems Requirements – Identification of Order Entry Systems (due September 13, 2019)

File number: RG19-024
Date filed: July 10, 2019
Description:

Test Symbol Usage

File number: RG19-023
Date filed: June 25, 2019
Description:

Modification of the Options Regulatory Fee

File number: RG19-022
Date filed: June 18, 2019
Description:

Regulatory Division Contacts for Market Maker Quoting Issues and Late Withdrawals/Terminations

File number: RG19-021
Date filed: June 10, 2019
Description:

Mandatory Participation in Disaster Recovery Testing

File number: RG19-020
Date filed: June 3, 2019
Description:

Discontinuation of Market Replay Access

File number: RG19-019
Date filed: May 20, 2019
Description:

Elimination of On-Floor Position Transfer Procedures under Rule 6.49A Amendment to Presidential Exemption Related to Off-Floor Position Transfer Procedures

File number: RG19-018
Date filed: May 1, 2019
Description:

Consolidated Audit Trail Registration Deadline, Technical Specifications and Other Events

File number: RG19-017
Date filed: April 26, 2019
Description:

Amendments to the Exchanges' Disciplinary Processes

File number: RG19-016
Date filed: April 16, 2019
Description:

Deletion of Certain Broad-Based Index Reporting Requirements

File number: RG19-015
Date filed: April 16, 2019
Description:

Reporting Duties (Exchange Rule 6.51) and PAR Names Later Feature

File number: RG19-014
Date filed: March 15, 2019
Description:

RG19-014 Bid-Ask Differentials for TLRY

File number: RG19-013
Date filed: March 1, 2019
Description:

RG19-013 Consolidated Audit Trail Clock Synchronization Notice to Industry Members

File number: RG19-012
Date filed: February 12, 2019
Description:

RG19-012 Industry Outreach on the Consolidated Audit Trail

File number: RG19-011
Date filed: February 6, 2019
Description:

RG19-011 S&P Select Sector Index Options - Temporary Underlying Symbols at OCC

File number: RG19-010
Date filed: February 4, 2019
Description:

RG19-010 CAT Transitioning to New Plan Processor

File number: RG19-009
Date filed: January 30, 2019
Description:

RG19-009 Product Description and Margin and Net Capital Requirements - S&P Select Sector Index Options - Updated

File number: RG19-008
Date filed: January 29, 2019
Description:

RG19-008 CAT Reporting Requirements Presentations Rescheduled

File number: RG19-007
Date filed: January 15, 2019
Description:

RG19-007 Nomination of Representative Directors for Election at 2019 Annual Meeting

File number: RG19-006
Date filed: January 15, 2019
Description:

RG19-006 Supplement to the Options Disclosure Document

File number: RG19-005
Date filed: January 14, 2019
Description:

RG19-005 Filing of Annual Audits

File number: RG19-004
Date filed: January 11, 2019
Description:

RG19-004 Annual Supervision-Related Reporting Pursuant to Cboe/C2 Options Rules 4.24 and 9.8

File number: RG19-003
Date filed: January 11, 2019
Description:

RG19-003 Reminder: 2018 Year-End Filing Due March 1, 2019 Form OE-418 and Attachments

File number: RG19-002
Date filed: January 11, 2019
Description:

RG19-002 Anti-Money Laundering Compliance Program - Customer Due Diligence Requirements and Filing Requirements for Certain Trading Permit Holders

File number: RG19-001
Date filed: January 4, 2019
Description:

RG19-001 Modification of the Options Regulatory Fee