2016 Cboe Exchange Regulatory Circulars

File number: RG16-205
Date filed: December 29, 2016
Description:

RG16-205 2017 Liquidity Provider Sliding Scale Changes

File number: RG16-204
Date filed: December 23, 2016
Description:

RG16-204 Penny Pilot Program - Replacement Classes to be Added on January 4, 2017

File number: RG16-203
Date filed: December 22, 2016
Description:

RG16-203 Operational Procedures for Open Outcry "Compression Forum"

File number: RG16-202
Date filed: December 21, 2016
Description:

RG16-202 Restrictions on Transactions in Northwest Biotherapeutics, Inc. (NWBO)

File number: RG16-201
Date filed: December 20, 2016
Description:

RG16-201 CBOE Livevol Assumption of MDX Historical Subscriptions

File number: RG16-200
Date filed: December 20, 2016
Description:

RG16-200 CBOE CSM COB Fee Changes

File number: RG16-199
Date filed: December 20, 2016
Description:

RG16-199 LMM/DPM Opening Quoting Obligation Update

File number: RG16-198
Date filed: December 16, 2016
Description:

RG16-198 January 2017 Changes to CBOE Fee Schedule

File number: RG16-197
Date filed: December 14, 2016
Description:

RG16-197 Holiday Schedule for Regular and Extended Trading Hours Sessions

File number: RG16-196
Date filed: December 14, 2016
Description:

RG16-196 Index and ETF 2019 LEAPS Listing Schedule

File number: RG16-195
Date filed: December 13, 2016
Description:

RG16-195 Discontinuation of Floor Broker Workstation 2

File number: RG16-194
Date filed: December 13, 2016
Description:

RG16-194 Trading Permit Sliding Scale Programs

File number: RG16-193
Date filed: December 9, 2016
Description:

RG16-193 Risk Controls

File number: RG16-192
Date filed: December 8, 2016
Description:

RG16-192 Restrictions on Transactions in Mateon Therapeutics, Inc. (MATN)

File number: RG16-191
Date filed: December 7, 2016
Description:

RG16-191 Restrictions on Transactions in A.M. Castle & Co. (CAS)

File number: RG16-190
Date filed: December 6, 2016
Description:

RG16-190 Prearranged Trades

File number: RG16-189
Date filed: December 6, 2016
Description:

RG16-189 Mandatory QRM Settings

File number: RG16-188
Date filed: December 6, 2016
Description:

RG16-188 Risk Controls

File number: RG16-187
Date filed: December 6, 2016
Description:

RG16-187 Drill Through Price Protection Enhancements

File number: RG16-186
Date filed: December 2, 2016
Description:

RG16-186 Limit Order Price Reasonability Checks

File number: RG16-185
Date filed: November 30, 2016
Description:

RG16-185 December 2016 Fees Schedule Changes

File number: RG16-184
Date filed: November 30, 2016
Description:

RG16-184 Relief from Commodity Pool Operator and Commodity Trading Advisor Registration Requirements for Security Futures Trading

File number: RG16-183
Date filed: November 23, 2016
Description:

RG16-183 Limit Order Price Reasonability Checks

File number: RG16-182
Date filed: November 23, 2016
Description:

RG16-182 Call/Put Price Checks for Quotes and Orders / Quote NBBO Inversion Check

File number: RG16-181
Date filed: November 23, 2016
Description:

RG16-181 Relocation of Equity Option Class Trading Crowds

File number: RG16-180
Date filed: November 21, 2016
Description:

RG16-180 FTSE 100 Mini-Index Options (UKXM) and FTSE China 50 Mini-Index Options (FXTM) Trading Schedule for 2017

File number: RG16-179
Date filed: November 18, 2016
Description:

RG16-179 Participation Entitlement Applicable to Crossing Orders in Open Outcry

File number: RG16-178
Date filed: November 16, 2016
Description:

RG16-178 PAR Enhancements Information Session

File number: RG16-177
Date filed: November 14, 2016
Description:

RG16-177 Open Outcry Crossing Information Session

File number: RG16-176
Date filed: November 11, 2016
Description:

RG16-176 Discontinuation of the Customized Options Pricing Service (COPS)

File number: RG16-175
Date filed: November 11, 2016
Description:

RG16-175 Daily Settlement Price for Russell 1000 (RIR), Russell 1000 Value (RVS), Russell 1000 Growth (RLR), and Russell 2000 (RLS) Index Options for November 10, 2016

File number: RG16-174
Date filed: November 10, 2016
Description:

RG16-174 Resumption of Certain OEX Pro-Rata Assignment Information on CBOE Website

File number: RG16-173
Date filed: November 8, 2016
Description:

RG16-173 Restrictions on Transactions in AVG Technologies NV (AVG)

File number: RG16-172
Date filed: November 3, 2016
Description:

RG16-172 Thanksgiving 2016-Holiday Schedule, Extended Trading Hours (ETH) and Expiring Exercise Declaration (EED) Submissions

File number: RG16-171
Date filed: November 1, 2016
Description:

RG16-171 November 2016 Fees Schedule Changes

File number: RG16-170
Date filed: November 1, 2016
Description:

RG16-170 Revised Opening Settlement Prices for Russell 1000 Index (RIR), Russell 1000 Value Index (RVS) and Russell 1000 Growth Index (RLR) Options for October 31, 2016

File number: RG16-169
Date filed: October 31, 2016
Description:

RG16-169 Training Sessions for Review of PAR Enhancements

File number: RG16-168
Date filed: October 28, 2016
Description:

RG16-168 Restrictions on Transactions in Violin Memory, Inc. (VMEM & adj. VMEM1)

File number: RG16-167
Date filed: October 28, 2016
Description:

RG16-167 Training Sessions for Review of PAR Enhancements

File number: RG16-166
Date filed: October 11, 2016
Description:

RG16-166 Strong Password Requirement for Floor Broker Workstation 2

File number: RG16-165
Date filed: October 11, 2016
Description:

RG16-165 Quarterly Rebalance of Option Class Tiers and Online Appointment System Reminder

File number: RG16-164
Date filed: October 11, 2016
Description:

RG16-164 Continuing Education Firm Element Advisory Update

File number: RG16-163
Date filed: October 10, 2016
Description:

RG16-163 Enhanced Electronic Blue Sheet Submission Updates - Modification of Certain Data Elements Effective December 30, 2016

File number: RG16-162
Date filed: October 10, 2016
Description:

RG16-162 Relocation of Option Classes

File number: RG16-161
Date filed: October 6, 2016
Description:

RG16-161 Discontinuation of OEX Pro-Rata Assignment Information on CBOE Website

File number: RG16-160
Date filed: September 30, 2016
Description:

RG16-160 FTSE Russell Index Options Fees

File number: RG16-159
Date filed: September 30, 2016
Description:

RG16-159 October 2016 Fees Schedule Changes

File number: RG16-158
Date filed: September 29, 2016
Description:

RG16-158 Quote Lock Timer - Update

File number: RG16-157
Date filed: September 28, 2016
Description:

RG16-157 Extension of Expirations for SPXW Monday and Wednesday Expiring Weekly Options

File number: RG16-156
Date filed: September 27, 2016
Description:

RG16-156 Mandatory Workplace Anti-Harassment Training

File number: RG16-155
Date filed: September 22, 2016
Description:

RG16-155 Daily Settlement Price for MSCI Emerging Markets (EFS) and EAFE (MXS) Index Options for September 21, 2016

File number: RG16-154
Date filed: September 20, 2016
Description:

RG16-154 Relocation of Option Classes

File number: RG16-153
Date filed: September 15, 2016
Description:

RG16-153 Operational System Settings for FTSE Emerging Index Options

File number: RG16-152
Date filed: September 15, 2016
Description:

RG16-152 Product Description and Margin and Net Capital Requirements - Options on the FTSE Emerging Index (FTEM)

File number: RG16-151
Date filed: September 13, 2016
Description:

RG16-151 Booking of MKT - Sell Orders in No-Bid Series - Update

File number: RG16-150
Date filed: September 1, 2016
Description:

RG16-150 2016 Back-Up Data Center Test - Update

File number: RG16-149
Date filed: August 31, 2016
Description:

RG16-149 September 2016 Fees Schedule Changes

File number: RG16-148
Date filed: August 31, 2016
Description:

RG16-148 Restrictions on Transactions in InterCloud Systems, Inc. (ICLD)

File number: RG16-147
Date filed: August 29, 2016
Description:

RG16-147 Wednesday-Expiring Weekly Options in SPY - Updated

File number: RG16-146
Date filed: August 29, 2016
Description:

RG16-146 Non-Standard Booth Rental Fee Change

File number: RG16-145
Date filed: August 26, 2016
Description:

RG16-145 New User Handling Instruction "Do-Not-COA"

File number: RG16-144
Date filed: August 26, 2016
Description:

RG16-144 Relocation of Option Classes

File number: RG16-143
Date filed: August 26, 2016
Description:

RG16-143 Inactivation of the Quote Lock Timer

File number: RG16-142
Date filed: August 25, 2016
Description:

RG16-142 Trading Schedule for FTSE 100 Mini-Index Options (UKXM) and FTSE China 50 Mini-Index Options (FXTM)

File number: RG16-141
Date filed: August 23, 2016
Description:

RG16-141 Re-COA Inactivation

File number: RG16-140
Date filed: August 22, 2016
Description:

RG16-140 Trading Schedule for FTSE 100 Mini Index Options (UKXM) and FTSE China 50 Mini Index Options (FXTM)

File number: RG16-139
Date filed: August 19, 2016
Description:

RG16-139 Deletion of Rules Related to Tied to Stock Orders

File number: RG16-138
Date filed: August 17, 2016
Description:

RG16-138 New User Handling Instruction "Do-Not-COA"

File number: RG16-137
Date filed: August 12, 2016
Description:

RG16-137 Wednesday-Expiring Weekly Options in SPY - Updated

File number: RG16-136
Date filed: August 11, 2016
Description:

RG16-136 Procedures Related to Multi-Class Spread Orders

File number: RG16-135
Date filed: August 11, 2016
Description:

RG16-135 Product Description Monday Expiring Weekly SPX Options

File number: RG16-134
Date filed: August 10, 2016
Description:

RG16-134 Wednesday-Expiring Weekly Options in SPY

File number: RG16-133
Date filed: August 4, 2016
Description:

RG16-133 Restrictions on Transactions in Stereotaxis, Inc. (STXS)

File number: RG16-132
Date filed: August 2, 2016
Description:

RG16-132 Conversion of SPXPM Options to Symbol SPXW

File number: RG16-131
Date filed: July 27, 2016
Description:

RG16-131 Restrictions on Transactions in Key Energy Services, Inc. (KEG)

File number: RG16-130
Date filed: July 27, 2016
Description:

RG16-130 CBOE and C2 Trade Match Interface (CTMi) Upgrade

File number: RG16-129
Date filed: July 22, 2016
Description:

RG16-129 Relocation of Option Classes

File number: RG16-128
Date filed: July 22, 2016
Description:

RG16-128 August 2016 Fees Schedule Changes

File number: RG16-127
Date filed: July 21, 2016
Description:

RG16-127 Risk Controls

File number: RG16-126
Date filed: July 21, 2016
Description:

RG16-126 Mandatory QRM Settings

File number: RG16-125
Date filed: July 21, 2016
Description:

RG16-125 Restrictions on Transactions in C&J Energy Services, Ltd. (CJES)

File number: RG16-124
Date filed: July 19, 2016
Description:

RG16-124 Restrictions on Transactions in General Steel Holdings, Inc. (GSI)

File number: RG16-123
Date filed: July 15, 2016
Description:

RG16-123 PAR Enhancements

File number: RG16-122
Date filed: July 14, 2016
Description:

RG16-122 Quarterly Rebalance of Option Class Tiers and Online Appointment System Reminder

File number: RG16-121
Date filed: July 14, 2016
Description:

RG16-121 Prearranged Trades

File number: RG16-120
Date filed: July 13, 2016
Description:

RG16-120 Restrictions on Transactions in Atlas Resource Partners, L.P. (ARP)

File number: RG16-119
Date filed: July 11, 2016
Description:

RG16-119 Operational System Settings for Monday-Expiring Weeklys in Symbol SPXW

File number: RG16-118
Date filed: June 30, 2016
Description:

RG16-118 July 2016 Fees Schedule Changes

File number: RG16-117
Date filed: June 29, 2016
Description:

RG16-117 CBOE Auction Message Response and Redistribution

File number: RG16-116
Date filed: June 28, 2016
Description:

RG16-116 Penny Pilot Program - Replacement Classes to be added on July 6, 2016

File number: RG16-115
Date filed: June 28, 2016
Description:

RG16-115 Designated Extended Trading Hours (ETH) Executing Agent Subsidy Program

File number: RG16-114
Date filed: June 24, 2016
Description:

RG16-114 CBOE Priority Review Report Card Overview Session

File number: RG16-113
Date filed: June 22, 2016
Description:

RG16-113 Transition of Certain Web Based Surveillance ("WBS") Reports to the FINRA Report Center

File number: RG16-112
Date filed: June 21, 2016
Description:

RG16-112 Restrictions on Transactions in J. G. Wentworth Co. (JGW)

File number: RG16-111
Date filed: June 17, 2016
Description:

RG16-111 Restrictions on Transactions in Alexa Pharmaceuticals, Inc. (ALXA)

File number: RG16-110
Date filed: June 8, 2016
Description:

RG16-110 2018 Index and ETF LEAPS Listing Schedule

File number: RG16-109
Date filed: June 8, 2016
Description:

RG16-109 Restrictions on Transactions in Warren Resources, Inc. (WRES)

File number: RG16-108
Date filed: June 6, 2016
Description:

RG16-108 Daily Settlement Price for Russell 1000 (RIR), Russell 1000 Value (RVS), Russell 1000 Growth (RLR), and Russell 2000 (RLS) Index Options for June 03, 2016

File number: RG16-107
Date filed: June 6, 2016
Description:

RG16-107 Restrictions on Transactions in Azure Midstream Partners, LP (AZUR)

File number: RG16-106
Date filed: June 3, 2016
Description:

RG16-106 CBOE Test to Simulate Screen-Based Trading

File number: RG16-105
Date filed: June 1, 2016
Description:

RG16-105 PAR Enhancement to Support SPX Combo Orders

File number: RG16-104
Date filed: June 1, 2016
Description:

RG16-104 June 2016 Fees Schedule Changes

File number: RG16-103
Date filed: May 25, 2016
Description:

RG16-103 Restrictions on Transactions in Breitburn Energy Partners LP (BBEP)

File number: RG16-102
Date filed: May 24, 2016
Description:

RG16-102 Extension of Expirations for SPXW Wednesday-Expiring Weekly Options

File number: RG16-101
Date filed: May 24, 2016
Description:

RG16-101 Restrictions on Transactions in Linn Energy, LLC (LINE)

File number: RG16-100
Date filed: May 24, 2016
Description:

RG16-100 Restrictions on Transactions in Linn Co., LLC (LNCO)

File number: RG16-099
Date filed: May 23, 2016
Description:

RG16-099 2016 Back-Up Data Center Test

File number: RG16-098
Date filed: May 20, 2016
Description:

RG16-098 Restrictions on Transactions in Enzon Pharmaceuticals, Inc. (ENZN)

File number: RG16-097
Date filed: May 19, 2016
Description:

RG16-097 Restrictions on Transactions in Centrais Electricas Brasileiras SA (EBR)

File number: RG16-096
Date filed: May 19, 2016
Description:

RG16-096 Restrictions on Transactions in Centrais Electricas Brasileiras SA (EBR.B/EBRB)

File number: RG16-095
Date filed: May 18, 2016
Description:

RG16-095 Restrictions on Transactions in Seventy Seven Energy Inc. (SSE)

File number: RG16-094
Date filed: May 17, 2016
Description:

RG16-094 Elimination of Continuing Education Delivery at Testing Centers

File number: RG16-093
Date filed: May 13, 2016
Description:

RG16-093 Restrictions on Transactions in Fairway Group Holding Corp. Class A (FWM)

File number: RG16-092
Date filed: May 10, 2016
Description:

RG16-092 Booking of MKT-Sell Orders in No-Bid Series

File number: RG16-091
Date filed: May 9, 2016
Description:

RG16-091 Restrictions on Transactions in Rediff.com India Limited (REDF)

File number: RG16-090
Date filed: May 3, 2016
Description:

RG16-090 Restrictions on Transactions in Ultra Petroleum Corp. (UPL)

File number: RG16-089
Date filed: April 29, 2016
Description:

RG16-089 May 2016 Fees Schedule Changes

File number: RG16-088
Date filed: April 29, 2016
Description:

RG16-088 LMM/DPM Rule Updates

File number: RG16-087
Date filed: April 28, 2016
Description:

RG16-087 Update to Frequent Trader Program

File number: RG16-086
Date filed: April 26, 2016
Description:

RG16-086 Daily Settlement Price for Mini-NDX (XMS) Index Options for April 25, 2016

File number: RG16-085
Date filed: April 22, 2016
Description:

RG16-085 Restrictions on Transactions in Energy XXI, Ltd. (EXXI)

File number: RG16-084
Date filed: April 22, 2016
Description:

RG16-084 Restrictions on Transactions in Aeropostale, Inc. (ARO)

File number: RG16-083
Date filed: April 21, 2016
Description:

RG16-083 Inactivation of the Quote Lock Timer - Update

File number: RG16-082
Date filed: April 21, 2016
Description:

RG16-082 Restrictions on Transactions in SunEdison, Inc. (SUNE)

File number: RG16-081
Date filed: April 15, 2016
Description:

RG16-081 Application of Option Regulatory Fee to CMTA Transfers

File number: RG16-080
Date filed: April 15, 2016
Description:

RG16-080 Opening Exchange Prescribed Width and Acceptable Price Range Settings

File number: RG16-079
Date filed: April 14, 2016
Description:

RG16-079 Restrictions on Transactions in Pacific Sunwear of California, Inc. (PSUN)

File number: RG16-078
Date filed: April 13, 2016
Description:

RG16-078 Restrictions on Transactions in Peabody Energy Corporation (BTU & adj. BTU1)

File number: RG16-077
Date filed: April 12, 2016
Description:

RG16-077 CBOE Test to Simulate Screen-Based Trading

File number: RG16-076
Date filed: April 12, 2016
Description:

RG16-076 Quote Tick Inversion Check During Regular Trading Hours

File number: RG16-075
Date filed: April 12, 2016
Description:

RG16-075 Violations of Trading Conduct and Decorum Policies

File number: RG16-074
Date filed: April 8, 2016
Description:

RG16-074 Quarterly Rebalance of Option Class Tiers and Online Appointment System Reminder

File number: RG16-073
Date filed: April 7, 2016
Description:

RG16-073 Bid-Ask Differentials and Minimum Quote Size

File number: RG16-072
Date filed: April 5, 2016
Description:

RG16-072 Daily Settlement Price for MSCI Emerging Markets (EFS) and EAFE (MXS) Index Options for April 04, 2016

File number: RG16-071
Date filed: April 5, 2016
Description:

RG16-071 Quote Tick Inversion Check During Extended Trading Hours

File number: RG16-070
Date filed: April 4, 2016
Description:

RG16-070 Trade Through and Priority Rules Review and PAR Demonstration

File number: RG16-069
Date filed: April 1, 2016
Description:

RG16-069 Volume Incentive Program and Affiliate Volume Plan

File number: RG16-068
Date filed: March 31, 2016
Description:

RG16-068 April 2016 Fees Schedule Changes

File number: RG16-067
Date filed: March 31, 2016
Description:

RG16-067 Solicitation for Designated Extended Trading Hours (ETH) Executing Agents

File number: RG16-066
Date filed: March 31, 2016
Description:

RG16-066 Restrictions on Transactions in Global Power Equipment Group, Inc. (GLPW)

File number: RG16-065
Date filed: March 31, 2016
Description:

RG16-065 Quote Tick Inversion Check During Extended Trading Hours

File number: RG16-064
Date filed: March 30, 2016
Description:

RG16-064 Professional Orders

File number: RG16-063
Date filed: March 29, 2016
Description:

RG16-063 Submission of Subordination Agreements

File number: RG16-062
Date filed: March 28, 2016
Description:

RG16-062 Annual Supervision-Related Reporting Pursuant to CBOE C2 Rules 4.24 and 9.8

File number: RG16-061
Date filed: March 28, 2016
Description:

RG16-061 Anti-Money Laundering Compliance Program Filing Requirements for Certain Trading Permit Holders

File number: RG16-060
Date filed: March 28, 2016
Description:

RG16-060 Inactivation of the Quote Lock Timer

File number: RG16-059
Date filed: March 23, 2016
Description:

RG16-059 FTSE Russell Index Options Fees

File number: RG16-058
Date filed: March 23, 2016
Description:

RG16-058 Product Description and Margin and Net Capital Requirements - Options on the FTSE 100 Index (UKXM)

File number: RG16-057
Date filed: March 23, 2016
Description:

RG16-057 Product Description and Margin and Net Capital Requirements - Options on the FTSE China 50 Index (FXTM)

File number: RG16-056
Date filed: March 22, 2016
Description:

RG16-056 Introduction of Market Access Portal (MAP) Permit Management Interface

File number: RG16-055
Date filed: March 18, 2016
Description:

RG16-055 Procedures Related to Multi-Class Spread Orders

File number: RG16-054
Date filed: March 18, 2016
Description:

RG16-054 Asian Style Settlement and Cliquet Style Settlement for Flexible Exchange Broad-Based Index Options

File number: RG16-053
Date filed: March 17, 2016
Description:

RG16-053 Extension of Expirations for SPXW Wednesday-Expiring Weekly Options

File number: RG16-052
Date filed: March 16, 2016
Description:

RG16-052 Discontinuation of Legacy Floor Broker Workstation ("FBW")

File number: RG16-051
Date filed: March 14, 2016
Description:

RG16-051 Restrictions on Transactions in China Sunergy Co., Ltd. (CSUN)

File number: RG16-050
Date filed: March 11, 2016
Description:

RG16-050 Exchange Policy Statement on Sexual and Other Forms of Harassment

File number: RG16-049
Date filed: March 11, 2016
Description:

RG16-049 AIM Operational Settings in the ETH Session

File number: RG16-048
Date filed: March 9, 2016
Description:

RG16-048 Operational System Settings for New Options on FTSE China 50 Index ("FXTM") and FTSE 100 Index ("UKXM")

File number: RG16-047
Date filed: March 8, 2016
Description:

RG16-047 Restrictions on Transactions in SFX Entertainment, Inc. (RJET)

File number: RG16-046
Date filed: March 3, 2016
Description:

RG16-046 Margin Requirement Considerations - Asian Style and Cliquet Style Settlement FLEX Broad-Based Index Options

File number: RG16-045
Date filed: March 2, 2016
Description:

RG16-045 PULSe Trader Workstation Enhancement Release

File number: RG16-044
Date filed: February 29, 2016
Description:

RG16-044 Product Description and Margin and Net Capital Requirements - Asian Style Settlement FLEX Broad-Based Index Options - Cliquet Style Settlement FLEX Broad-Based Index Options

File number: RG16-043
Date filed: February 29, 2016
Description:

RG16-043 Restrictions on Transactions in Rare Element Resources Ltd. (REE)

File number: RG16-042
Date filed: February 29, 2016
Description:

RG16-042 Restrictions on Transactions in Hanger, Inc. (HGR)

File number: RG16-041
Date filed: February 26, 2016
Description:

RG16-041 Form OE-418 and Attachments Reminder: 2015 Year-End Filing Due February 29, 2016

File number: RG16-040
Date filed: February 26, 2016
Description:

RG16-040 Frequent Trader Program

File number: RG16-039
Date filed: February 25, 2016
Description:

RG16-039 Restrictions on Transactions in Ascent Solar Technologies, Inc. (ASTl)

File number: RG16-038
Date filed: February 24, 2016
Description:

RG16-038 Lead Market-Maker (LMM) Appointments for CBOE Extended Trading Hours (ETH)

File number: RG16-037
Date filed: February 18, 2016
Description:

RG16-037 Enhanced Complex Order Price Protections

File number: RG16-036
Date filed: February 18, 2016
Description:

RG16-036 Call/Put Price Checks for Quotes and Orders; NBBO Inversion Checks for Quotes

File number: RG16-035
Date filed: February 18, 2016
Description:

RG16-035 Product Description Wednesday Expiration Weekly SPX Options

File number: RG16-034
Date filed: February 17, 2016
Description:

RG16-034 Send Word Now Smart Notification Services

File number: RG16-033
Date filed: February 11, 2016
Description:

RG16-033 Restrictions on Transactions in Horsehead Holding, Corp (ZINC)

File number: RG16-032
Date filed: February 10, 2016
Description:

RG16-032 Restrictions on Transactions in SFX Entertainment, Inc. (SFXE)

File number: RG16-031
Date filed: February 10, 2016
Description:

RG16-031 Restrictions on Transactions in Wave Systems Corp (WAVX & Adj. WAVX1)

File number: RG16-030
Date filed: February 9, 2016
Description:

RG16-030 PAR Enhancements

File number: RG16-029
Date filed: February 8, 2016
Description:

RG16-029 PAR Enhancements

File number: RG16-028
Date filed: February 5, 2016
Description:

RG16-028 Impact of Good Friday Holiday Closures on Weekly VIX Derivatives and VXTY Futures

File number: RG16-027
Date filed: February 4, 2016
Description:

RG16-027 Restrictions on Transactions in Midstates Petroleum Company (MPO & Adj. MPO1)

File number: RG16-026
Date filed: February 2, 2016
Description:

RG16-026 Solicitation for Lead Market-Makers in VIX and SPX/SPXW During Extended Trading Hours

File number: RG16-025
Date filed: February 2, 2016
Description:

RG16-025 Restrictions on Transactions in CHC Group Ltd (HELl & Adj. HELl1)

File number: RG16-024
Date filed: February 1, 2016
Description:

RG16-024 Operational System Settings for Wednesday-Expiring Weeklys Options in Class SPXW

File number: RG16-023
Date filed: January 29, 2016
Description:

RG16-023 February 2016 Fees Schedule Changes

File number: RG16-022
Date filed: January 29, 2016
Description:

RG16-022 Electronic Filing of Annual Audits

File number: RG16-021
Date filed: January 29, 2016
Description:

RG16-021 Appointment Costs for Russell 2000 Index (RUT) and P.M.-Settled S&P 500 Index (SPXPM) Options

File number: RG16-020
Date filed: January 28, 2016
Description:

RG16-020 Class-Level Cancel Requests - Update

File number: RG16-019
Date filed: January 26, 2016
Description:

RG16-019 Daily Settlement Price for MSCI Emerging Markets (EFS) and EAFE (MXS) Index Options for January 25, 2016

File number: RG16-018
Date filed: January 22, 2016
Description:

RG16-018 CBOE CSM Fee Changes

File number: RG16-017
Date filed: January 20, 2016
Description:

RG16-017 Product-Level Quote Cancels and Quote Bandwidth

File number: RG16-016
Date filed: January 20, 2016
Description:

RG16-016 Restrictions on Transactions in Royale Energy, Inc. (ROYL)

File number: RG16-015
Date filed: January 20, 2016
Description:

RG16-015 Restrictions on Transactions in Nuverra Environmental Solutions, Inc. (NES)

File number: RG16-014
Date filed: January 15, 2016
Description:

RG16-014 Restrictions on Transactions in Thompson Creek Metals Company Inc. (TC)

File number: RG16-013
Date filed: January 14, 2016
Description:

RG16-013 Restrictions on Transactions in Swisher Hygiene Inc. (SWSH)

File number: RG16-012
Date filed: January 14, 2016
Description:

RG16-012 Restrictions on Transactions in Goodrich Petroleum Corp. (GDP)

File number: RG16-011
Date filed: January 13, 2016
Description:

RG16-011 Restrictions on Transactions in Penn Virginia Corp. (PVA)

File number: RG16-010
Date filed: January 12, 2016
Description:

RG16-010 Quarterly Rebalance of Option Class Tiers and Online Appointment System Reminder

File number: RG16-009
Date filed: January 11, 2016
Description:

RG16-009 Restrictions on Transactions in Arch Coal, Inc. (ACI)

File number: RG16-008
Date filed: January 11, 2016
Description:

RG16-008 Restrictions on Transactions in Rubicon Minerals Corp. (RBY)

File number: RG16-007
Date filed: January 7, 2016
Description:

RG16-007 Martin Luther King, Jr. Holiday Pre-Open and Trading Hours for the Extended Trading Hours Session

File number: RG16-006
Date filed: January 7, 2016
Description:

RG16-006 SPX Combo Orders Rule Overview Session

File number: RG16-005
Date filed: January 7, 2016
Description:

RG16-005 Restrictions on Transactions in SandRidge Energy Inc. (SD) - Updated

File number: RG16-004
Date filed: January 6, 2016
Description:

RG16-004 Restrictions on Transactions in Whiting USA Trust ll (WHZ)

File number: RG16-003
Date filed: January 6, 2016
Description:

RG16-003 Restrictions on Transactions in Dex Media, Inc (DXM)

File number: RG16-002
Date filed: January 6, 2016
Description:

RG16-002 Restrictions on Transactions in RCS Capital Corporation (RCAP)

File number: RG16-001
Date filed: January 5, 2016
Description:

RG16-001 Restrictions on Transactions in Adjusted Ampio Pharmaceuticals Inc. (AMPE1)