2007 Cboe Exchange Regulatory Circulars

File number: RG07-136
Date filed: December 28, 2007
Description:

RG07-136 Restrictions on Transactions in Delta Financial Corporation ("DFC")

File number: RG07-135
Date filed: December 17, 2007
Description:

RG07-135 2008 Fee Changes

File number: RG07-134
Date filed: December 13, 2007
Description:

RG07-134 Restrictions on Transactions in Volvo AB ("VOLV/VQY")

File number: RG07-133
Date filed: December 12, 2007
Description:

RG07-133 IWM Option Position Limit Pilot Program

File number: RG07-132
Date filed: December 5, 2007
Description:

RG07-132 Ability to Quote 1-up Markets During Hybrid Opening System ("HOSS") Rotations

File number: RG07-131
Date filed: December 5, 2007
Description:

RG07-131 Hybrid Electronic Quoting Fee

File number: RG07-130
Date filed: December 3, 2007
Description:

RG07-130 CFLEX Rollout Schedule

File number: RG07-129
Date filed: November 28, 2007
Description:

RG07-129 Gratuities Policy - Rule 4.4

File number: RG07-128
Date filed: November 21, 2007
Description:

RG07-128 Continuing Education Firm Element Advisory

File number: RG07-127
Date filed: November 23, 2007
Description:

RG07-127 Prearranged Trades

File number: RG07-126
Date filed: November 21, 2007
Description:

RG07-126 iShares Russell 2000 Index Fund (IWM) Margin Accounts - Writing Index Options on a Covered Basis and Eligibility for Covered Writing Approval Level

File number: RG07-125
Date filed: November 20, 2007
Description:

RG07-125 Restrictions on Transactions in InPhonic, Inc. (INPC/QIO)

File number: RG07-124
Date filed: November 19, 2007
Description:

RG07-124 Restrictions on Transactions in Tousa., Inc. (TOUS/TOA/ZXO/LAK)

File number: RG07-123
Date filed: November 19, 2007
Description:

RG07-123 Relief from Commodity Pool Operator and Commodity Trading Advisor Registration Requirements for Security Futures Trading

File number: RG07-122
Date filed: November 19, 2007
Description:

RG07-122 CFLEX Settings and Trading Procedures

File number: RG07-121
Date filed: November 15, 2007
Description:

RG07-121 XSP Re-Launch

File number: RG07-120
Date filed: November 14, 2007
Description:

RG07-120 Market-Maker ("M" and "N") Orders in XEO

File number: RG07-119
Date filed: November 15, 2007
Description:

RG07-119 Hybrid Agency Liaison (HAL) timer changes

File number: RG07-118
Date filed: November 6, 2007
Description:

RG07-118 Membership Application Submission Deadlines

File number: RG07-117
Date filed: November 6, 2007
Description:

RG07-117 Posting Process for Membership Applicants

File number: RG07-116
Date filed: November 6, 2007
Description:

RG07-116 Trading by Nominees and Persons Who Have Registered Their Memberships for Member Organizations

File number: RG07-115
Date filed: November 2, 2007
Description:

RG07-115 Amendment to Marketing Fee Program

File number: RG07-114
Date filed: November 1, 2007
Description:

RG07-114 Audit Trail Violations

File number: RG07-113
Date filed: October 31, 2007
Description:

RG07-113 Hybrid 3.0 (OEX, SPX and MVR) Book Execution Fees Revision

File number: RG07-112
Date filed: November 5, 2007
Description:

RG07-112 Hybrid Auto-Ex and "Exchange Prescribed Widths" (EPWs)

File number: RG07-111
Date filed: October 25, 2007
Description:

RG07-111 Restrictions on Transactions in Movie Gallery, Inc. (MOVI/QLV/ZHJ)

File number: RG07-110
Date filed: October 23, 2007
Description:

RG07-110 2007 Annual Election Process

File number: RG07-109
Date filed: October 22, 2007
Description:

RG07-109 SPX COB/COA Activation

File number: RG07-108
Date filed: October 15, 2007
Description:

RG07-108 Restrictions on Transactions in Semiconductor HLDRS ADJUSTED symbols (JUO/XCL/WZP/WRQ/ZTQ)

File number: RG07-107
Date filed: October 11, 2007
Description:

RG07-107 Elimination of Grandfather Provision of Regulation SHO

File number: RG07-106
Date filed: October 11, 2007
Description:

RG07-106 Description of Procedures for the Modified HOSS Opening on Volatility Index Options and Futures Contract Settlement Days

File number: RG07-105
Date filed: October 9, 2007
Description:

RG07-105 Inter-Exchange Procedures in Volatile Markets for Third Quarter 2007

File number: RG07-104
Date filed: October 8, 2007
Description:

RG07-104 EPW Activaton in Single-List, Hybrid 2.0 Classes

File number: RG07-103
Date filed: October 2, 2007
Description:

RG07-103 Restrictions on Transactions in Maxim Integrated Products, Inc. (MXIM/XIQ)

File number: RG07-102
Date filed: September 28, 2007
Description:

RG07-102 Changes to "No Bid Series" Provision of the Equity Obvious Error Rule

File number: RG07-101
Date filed: October 1, 2007
Description:

RG07-101 Elimination of Short Sale Exempt Orders on October 4, 2007

File number: RG07-100
Date filed: September 27, 2007
Description:

RG07-100 VXN and RVX New Volatility Index Options Fee Schedule

File number: RG07-099
Date filed: September 24, 2007
Description:

RG07-099 Recordkeeping Obligations regarding Memoranda for Purchases or Sales

File number: RG07-098
Date filed: September 19, 2007
Description:

RG07-098 Margin and Net Capital Requirements CBOE NASDAQ-100 Volatility Index Options CBOE Russell 2000 Volatility Index Options

File number: RG07-097
Date filed: September 21, 2007
Description:

RG07-097 SPX Trading on Hybrid 3.0

File number: RG07-096
Date filed: September 20, 2007
Description:

RG07-096 RVX and VXN System Settings

File number: RG07-095
Date filed: September 12, 2007
Description:

RG07-095 Hybrid 3.0 Book Trigger and Allocation

File number: RG07-094
Date filed: September 6, 2007
Description:

RG07-094 Elimination of Position and Exercise Limits for RUT Options

File number: RG07-093
Date filed: September 6, 2007
Description:

RG07-093 Restrictions on Transactions in Creative Technology LTD (CREAF/RFQ)

File number: RG07-092
Date filed: September 5, 2007
Description:

RG07-092 Position and Exercise Limits

File number: RG07-091
Date filed: August 28, 2007
Description:

RG07-091 Restrictions on Transactions in Tom Online Inc., ADS (TOMO/QWX)

File number: RG07-090
Date filed: August 27, 2007
Description:

RG07-090 New Product Launch on Tuesday, August 28, 2007 Basket Credit Event Binary Options

File number: RG07-089
Date filed: August 17, 2007
Description:

RG07-089 Elimination of Grandfather Provision of Regulation SHO

File number: RG07-088
Date filed: August 15, 2007
Description:

RG07-088 Extension of Rule 6.45A(b) and Applicability of Section 11(a)(1)

File number: RG07-087?
Date filed: August 9, 2007
Description:

RG07-087 Short Sales, Regulation SHO Requirement to Close-out Short Positions in Threshold Securities

File number: RG07-087
Date filed: August 9, 2007
Description:

RG07-087 Short Sales, Regulation SHO Requirement to Close-out Short Positions in Threshold Securities

File number: RG07-086
Date filed: August 6, 2007
Description:

RG07-086 Restrictions on Transactoins in American Home Mortgage Corp. (AHM)

File number: RG07-085
Date filed: August 9, 2007
Description:

RG07-085 Hybrid Opening System Timer Changes

File number: RG07-084
Date filed: August 3, 2007
Description:

RG07-084 Hybrid 2.0 Auto-Ex on Single-List Classes

File number: RG07-083
Date filed: July 27, 2007
Description:

RG07-083 Temporary Membership Status Access Fee

File number: RG07-082
Date filed: July 27, 2007
Description:

RG07-082 Margin and Net Capital Requirements for Basket Credit Event Binary Options

File number: RG07-081
Date filed: July 27, 2007
Description:

RG07-081 ORS Cancel Fee

File number: RG07-080
Date filed: July 25, 2007
Description:

RG07-080 Basket Credit Event Binary Options - System Settings

File number: RG07-079
Date filed: July 25, 2007
Description:

RG07-079 New Product Launch on July 31,2007: Basket Credit Event Binary Options

File number: RG07-078
Date filed: July 1, 2007
Description:

RG07-078 Inter-Exchange Procedures in Volatile Makets For Third Quarter 2007

File number: RG07-077
Date filed: July 18, 2007
Description:

RG07-077 QQQQ Tier/Cost Revision

File number: RG07-076
Date filed: July 18, 2007
Description:

RG07-076 Split-Price Priority Rule

File number: RG07-075
Date filed: July 18, 2007
Description:

RG07-075 Rule Change Regarding Open Outcry Priority for Non-Crossing Transactions

File number: RG07-074
Date filed: July 19, 2007
Description:

RG07-074 OEX Trading on Hybrid 3.0 MVR Update on Hybrid 3.0

File number: RG07-073
Date filed: July 16, 2007
Description:

RG07-073 Credit Default Options Product Review

File number: RG07-072
Date filed: July 2, 2007
Description:

RG07-072 VIX Surcharge Fee Effective July 2, 2007

File number: RG07-071
Date filed: July 2, 2007
Description:

RG07-071 Temporary Membership Status for Exerciser Members if CME/CBOT Transaction Is Consummated

File number: RG07-070
Date filed: June 29, 2007
Description:

RG07-070 Prearranged Trades

File number: RG07-069
Date filed: June 18, 2007
Description:

RG07-069 Supplement to the Options Disclosure Document

File number: RG07-068
Date filed: June 18, 2007
Description:

RG07-068 MVR Trading on Hybrid 3.0

File number: RG07-067
Date filed: June 15, 2007
Description:

RG07-067 Margin and Net Capital Requirements for CBOE Credit Default Options

File number: RG07-066
Date filed: June 13, 2007
Description:

RG07-066 IWM Option Position Limit Pilot Program

File number: RG07-065
Date filed: June 14, 2007
Description:

RG07-065 Credit Default Options System Settings

File number: RG07-064
Date filed: June 7, 2007
Description:

RG07-064 SEC Approval of Rule Filing Relating to Market-Maker and RMM Appointments

File number: RG07-063
Date filed: June 1, 2007
Description:

RG07-063 TickerXpress - Fee Increase/ActivWS/Addition of Depth of Book Data

File number: RG07-062
Date filed: June 1, 2007
Description:

RG07-062 Revised Liquidity Provider Guidelines (LPGs)

File number: RG07-061
Date filed: May 31, 2007
Description:

RG07-061 Fee Changes Effective June 1, 2007

File number: RG07-060
Date filed: May 30, 2007
Description:

RG07-060 COB and COA Activation in XEO

File number: RG07-059 Declaration of Seat Transaction Moratorium
Date filed: May 30, 2007
Description:

RG07-059 Declaration of Seat Transaction Moratorium

File number: RG07-058
Date filed: May 30, 2007
Description:

RG07-058 Amendment to Marketing Fee Program

File number: RG07-057
Date filed: May 22, 2007
Description:

RG07-057 Continuing Education Firm Element Advisory

File number: RG07-056
Date filed: May 18, 2007
Description:

RG07-056 Short Interest Reporting - CBOE Rule 15.1

File number: RG07-055
Date filed: May 18, 2007
Description:

RG07-055 Restrictions on Transactions in British Airways Plc (BAB)

File number: RG07-054
Date filed: May 18, 2007
Description:

RG07-054 Restrictions on Transactions in CANTV Telefonos Venezuela (VNT)

File number: RG07-053
Date filed: May 17, 2007
Description:

RG07-053 Extension of Rule 6.45A(b) and Applicability of Section 11(a)(1)

File number: RG07-052
Date filed: May 9, 2007
Description:

RG07-052 Hybrid Quote Lock Timer in DIA, DJX and DXL

File number: RG07-051
Date filed: May 9, 2007
Description:

RG07-051 Supplement to the Options Disclosure Document

File number: RG07-050
Date filed: May 8, 2007
Description:

RG07-050 Proposed Revised Expiration Methodology for Options and Futures on Volatility Indexes

File number: RG07-049
Date filed: April 30, 2007
Description:

RG07-049 CBOE Delisting Policy

File number: RG07-048
Date filed: April 25, 2007
Description:

RG07-048 DPM Concentration Guidelines

File number: RG07-047
Date filed: April 24, 2007
Description:

RG07-047 Hybrid Quote Lock and Quote Trigger in Index/ETF Classes

File number: RG07-046
Date filed: April 13, 2007
Description:

RG07-046 PAR Reporting Enhancements

File number: RG07-045
Date filed: April 12, 2007
Description:

RG07-045 Supplement to the Options Disclosure Document

File number: RG07-044
Date filed: April 12, 2007
Description:

RG07-044 Inter-Exchange Procedures in Volatile Markets

File number: RG07-043
Date filed: April 5, 2007
Description:

RG07-043 Margin Requirements Strategy Based Margin Relief for Additional Types of Complex Spreads

File number: RG07-042
Date filed: April 5, 2007
Description:

RG07-042 CBSX Order Origin Code Requirements

File number: RG07-041
Date filed: April 3, 2007
Description:

RG07-041 Restrictions on Transactions in Bodisen Biotech, Inc. (BBC)

File number: RG07-040
Date filed: March 30, 2007
Description:

RG07-040 Revised Transaction Fees for Certain Electronic Orders

File number: RG07-039
Date filed: March 28, 2007
Description:

RG07-039 SEC Approval of Off-Floor DPM Rule Filing

File number: RG07-038
Date filed: March 23, 2007
Description:

RG07-038 Launch of Pilot Program to List and Trade Options on the Vanguard Emerging Markets Exchange Traded Fund (VWO)

File number: RG07-037
Date filed: March 23, 2007
Description:

RG07-037 Camera on Trading Floor and Conduct of Trading Floor Personnel

File number: RG07-035
Date filed: March 21, 2007
Description:

RG07-035 Extension of Two Pilot Programs

File number: RG07-034
Date filed: March 19, 2007
Description:

RG07-034 Portfolio Margining Disclosure Statement Required to be Furnished to Customers

File number: RG07-033
Date filed: March 13, 2007
Description:

RG07-033 Restrictions on Transactions in NEW Century Financial Corp. (NEW/YUN/VHV)

File number: RG07-032
Date filed: March 7, 2007
Description:

RG07-032 Booking of Market-Maker ("M" and "N") Orders in XEO

File number: RG07-031
Date filed: March 5, 2007
Description:

RG07-031 CBOE Stock Exchange Launch March 5, 2007

File number: RG07-030
Date filed: February 28, 2007
Description:

RG07-030 RMM Quoting, Firm and Broker/Dealer Orders in XEO

File number: RG07-029
Date filed: March 1, 2007
Description:

RG07-029 Implications of Trading Securities on CBSX for Market-Makers that Operate Under an Exemption From Net Capital Requirements

File number: RG07-028
Date filed: February 28, 2007
Description:

RG07-028 Rule Change Related to Multiple Representation Exception Procedures

File number: RG07-027
Date filed: February 21, 2007
Description:

RG07-027 Restrictions on Transactions in R&G Financial Corp. (RGF)

File number: RG07-026
Date filed: February 21, 2007
Description:

RG07-026 Position and Exercise Limits

File number: RG07-025
Date filed: February 13, 2007
Description:

RG07-025 Restrictions on Transactions in Navistar International, Inc. (NAV/YAX/VNC)

File number: RG07-024
Date filed: February 13, 2007
Description:

RG07-024 Simple Auction Liaison (SAL), Hybrid Agency Liaison (HAL), Complex Order Auction (COA) and Automated Improvement Mechanism (AIM) Systems

File number: RG07-023
Date filed: February 8, 2007
Description:

RG07-023 Obvious Error Rule Changes for Index, ETF and HOLDRS Options

File number: RG07-022
Date filed: February 8, 2007
Description:

RG07-022 Restrictions on Transactions in Vasogen, Inc. (VSGN/LZL)

File number: RG07-021
Date filed: February 8, 2007
Description:

RG07-021 Extension of Rule 6.45A(b) and Applicability of Section 11(a)(1)

File number: RG07-020
Date filed: February 7, 2007
Description:

RG07-020 Supplement to the Options Disclosure Document

File number: RG07-019
Date filed: February 2, 2007
Description:

RG07-019 Market-Maker ("M" and "N") Orders in XEO

File number: RG07-018
Date filed: February 1, 2007
Description:

RG07-018 Amendment to Marketing Fee Program

File number: RG07-017
Date filed: February 1, 2007
Description:

RG07-017 Restrictions on Transactions in Verint Systems, Inc. (VRNT/JOQ)

File number: RG07-016
Date filed: February 1, 2007
Description:

RG07-016 Restrictions on Transactions in Comverse Technology, Inc. (CMVT/CQV)

File number: RG07-015
Date filed: February 1, 2007
Description:

RG07-015 Rule Changes Regarding Cabinet Trading

File number: RG07-013
Date filed: January 31, 2007
Description:

RG07-013 SEC Approval of CBOE Rule Filing Relating to Penny Pilot Program and Quote Mitigation

File number: RG07-012 XEO Hybrid Dials Settings
Date filed: January 26, 2007
Description:

RG07-012 XEO Hybrid Dials Settings

File number: RG07-011
Date filed: January 23, 2007
Description:

RG07-011 Corrected Expiration of Pilot Program for IWM Position Limits

File number: RG07-010 Position Limits for IWM
Date filed: January 19, 2007
Description:

RG07-010 Position Limits for IWM

File number: RG07-009
Date filed: January 18, 2007
Description:

RG07-009 Penny Pilot Program

File number: RG07-008
Date filed: January 12, 2007
Description:

RG07-008 Inter-Exchange Procedures in Volatile Markets For First Quarter 2007

File number: RG07-007
Date filed: January 16, 2007
Description:

RG07-007 M, N, and Y Order Entry

File number: RG07-006
Date filed: January 17, 2007
Description:

RG07-006 SPX Combination Orders

File number: RG07-005
Date filed: January 9, 2007
Description:

RG07-005 Restrictions on Transactions in Escala Group, Inc. (ESCL/UGL)

File number: RG07-004
Date filed: January 4, 2007
Description:

RG07-004 NDX Hybrid Dials/Settings

File number: RG07-003
Date filed: January 16, 2007
Description:

RG07-003 Anti-Money Laundering ("AML") Compliance Program (CBOE Rule 4.20)

File number: RG07-002
Date filed: January 16, 2007
Description:

RG07-002 FOCUS REPORT (Form X-17A-5)

File number: RG07-001
Date filed: January 16, 2007
Description:

RG07-001 Anti-Money Laundering ("AML") Compliance Program