2006 Exchange Regulatory Circulars

File number: RG06-23
Date filed: February 24, 2006
Description:

RG06-023 Options on the CBOE Volatility Index© (VIX©)

File number: RG06-136
Date filed: December 29, 2006
Description:

RG06-136 No Exercises of CBOE American-Style, Cash-Settled Options on Tuesday, January 2, 2007

File number: RG06-135
Date filed: December 22, 2006
Description:

RG06-135 Aggregation of Accounts for Position and Exercise Limit Purposes and Reports Related to Position Limits

File number: RG06-134
Date filed: December 21, 2006
Description:

RG06-134 Fiscal 2007 (FY07) Fee Changes

File number: RG06-133
Date filed: December 19, 2006
Description:

RG06-133 Restrictions on Transactions in Power Integrations, Inc. (POWI/QPW)

File number: RG06-131
Date filed: December 19, 2006
Description:

RG06-131 Exchange of Future for Related Position Transactions in VIX and VXD Futures

File number: RG06-130
Date filed: December 19, 2006
Description:

RG06-130 Monthly "Fair Value" Settlement of CME Stock Index Futures and Options and Year End Closing Rotations

File number: RG06-129
Date filed: December 18, 2006
Description:

RG06-129 IWM Hybrid Dials/Settings

File number: RG06-128
Date filed: December 15, 2006
Description:

RG06-128 Margin Requirements, Expansion and Revisions of Rules Related to Portfolio Margining of Customer Accounts

File number: RG06-127
Date filed: December 14, 2006
Description:

RG06-127 Restrictions on Transactions in Taro Pharmaceutical Industries, Ltd. (TARO/QTT)

File number: RG06-126
Date filed: December 12, 2006
Description:

RG06-126 Announcement of Time at Which Seat Transaction Moratorium Will End

File number: RG06-125
Date filed: December 12, 2006
Description:

RG06-125 Declaration of Seat Transaction Moratorium

File number: RG06-124
Date filed: December 7, 2006
Description:

RG06-124 Penny Pilot Program and Quote Mitigation

File number: RG06-123
Date filed: December 1, 2006
Description:

RG06-123 Continuing Education Firm Element Advisory

File number: RG06-122
Date filed: December 1, 2006
Description:

RG06-122 Prearranged Trades

File number: RG06-121
Date filed: November 29, 2006
Description:

RG06-121 Gratuities Policy - Rule 4.4

File number: RG06-120
Date filed: November 21, 2006
Description:

RG06-120 Relief from Commodity Pool Operator and Commodity Trading Advisor Registration Requirements for Security Futures Trading

File number: RG06-119
Date filed: November 21, 2006
Description:

RG06-119 RUT and OEF Hybrid Dials/Settings

File number: RG06-118
Date filed: December 18, 2006
Description:

RG06-118 Rule Change Regarding Open Outcry Crossing Priority (REVISED)

File number: RG06-117
Date filed: November 13, 2006
Description:

RG06-117 Electioneering

File number: RG06-116
Date filed: November 13, 2006
Description:

RG06-116 Campaign Materials

File number: RG06-115
Date filed: November 8, 2006
Description:

RG06-115 Extension of Rule 6.45A(b) and Applicability of Section 11(a)(1)

File number: RG06-114
Date filed: November 7, 2006
Description:

RG06-114 Change to AIM Process

File number: RG06-113
Date filed: November 3, 2006
Description:

RG06-113 XSP Hybrid Dial/Settings

File number: RG06-112
Date filed: November 1, 2006
Description:

RG06-112 Removal of Market-Maker Identification from the Quote Lock Message

File number: RG06-111
Date filed: October 27, 2006
Description:

RG06-111 Restrictions on Transactions in DOV Pharmaceutical Inc. ("DOVP/DQW")

File number: RG06-110
Date filed: October 27, 2006
Description:

RG06-110 Restrictions on Transactions in Pegasus Wireless Corp. ("PGWC/QWU")

File number: RG06-109
Date filed: October 20, 2006
Description:

RG06-109 Complex Orders in Penny Increments

File number: RG06-108
Date filed: October 19, 2006
Description:

RG06-108 2006 Annual Election Process

File number: RG06-107
Date filed: October 17, 2006
Description:

RG06-107 Market Share Review

File number: RG06-106
Date filed: October 16, 2006
Description:

RG06-106 Changes to Appointment Costs for Certain Hybrid 2.0 Option Classes

File number: RG06-105
Date filed: October 1, 2006
Description:

RG06-105 Inter-Exchange Procedures in Volatile Markets for Fourth Quarter 2006

File number: RG06-104
Date filed: October 6, 2006
Description:

RG06-104 Hybrid Quote Trigger/Book Timer

File number: RG06-103
Date filed: October 3, 2006
Description:

RG06-103 Option Market-Maker ("M" and "N") & Stock Specialist ("Y") Orders

File number: RG06-102
Date filed: September 29, 2006
Description:

RG06-102 Market Share Review

File number: RG06-101
Date filed: September 27, 2006
Description:

RG06-101 DPM and e-DPM Rebalancing

File number: RG06-100
Date filed: September 27, 2006
Description:

RG06-100 Submission of Quarterly Exercise Advice Notices

File number: RG06-099
Date filed: September 27, 2006
Description:

RG06-099 OCC Rule Change - Automatic Exercise Thresholds/Expiring Exercise Declarations

File number: RG06-098
Date filed: September 22, 2006
Description:

RG06-098 DXL and EXQ

File number: RG06-097
Date filed: September 14, 2006
Description:

RG06-097 Hybrid N-Second Timer for QQQQ and SPY Option Classes

File number: RG06-096
Date filed: September 7, 2006
Description:

RG06-096 Amendment to Marketing Fee Program

File number: RG06-095
Date filed: September 7, 2006
Description:

RG06-095 Pilot Program Extended for Unrestricted Trading of Options on the iShares MSCI Emerging Market Index Fund (EEM)

File number: RG06-094
Date filed: September 7, 2006
Description:

RG06-094 SEC Approval of Changes to Market-Maker Appointments

File number: RG06-093
Date filed: September 7, 2006
Description:

RG06-093 SEC Approval of Changes to DPM and e-DPM Membership Ownership Requirements

File number: RG06-092
Date filed: August 25, 2006
Description:

RG06-092 Description of Procedures for the ROS Opening on Volatility Index Futures and Options Contract Settlement Days

File number: RG06-091
Date filed: August 23, 2006
Description:

RG06-091 RAES Log-On Requirements for Weeklys in the SPX, OEX and XEO

File number: RG06-090
Date filed: August 23, 2006
Description:

RG06-090 Approval of Changes to Weeklys Pilot Program

File number: RG06-089
Date filed: August 21, 2006
Description:

RG06-089 Expansion of Remote Market-Maker Program

File number: RG06-088
Date filed: August 21, 2006
Description:

RG06-088 Expansion of Remote Market Maker (?RMM?) and Market Maker (?MM?) Programs

File number: RG06-087
Date filed: August 16, 2006
Description:

RG06-087 Position and Exercise Limits

File number: RG06-086
Date filed: August 9, 2006
Description:

RG06-086 Systematizing Orders and COATS Requirements

File number: RG06-085
Date filed: August 9, 2006
Description:

RG06-085 Cut-Off Times for Modified ROS Opening Procedure

File number: RG06-084
Date filed: August 3, 2006
Description:

RG06-084 Continuous Electronic Quotes and QRM

File number: RG06-083
Date filed: August 2, 2006
Description:

RG06-083 Participation Entitlements Applicable to Crossing Orders in Open Outcry (Updated)

File number: RG06-082
Date filed: August 2, 2006
Description:

RG06-082 Spread Orders Involving IWM and EEM Options

File number: RG06-081
Date filed: August 2, 2006
Description:

RG06-081 Restrictions on Transactions in Power Integrations, Inc. (POWI/QPW)

File number: RG06-080
Date filed: August 1, 2006
Description:

RG06-080 Fee Reductions for August 2006 and DPM Equities Transaction Fee Increase

File number: RG06-079
Date filed: July 31, 2006
Description:

RG06-079 Extension of Rule 6.45A(b) and Applicability of Section 11(a)(1)

File number: RG06-078
Date filed: July 26, 2006
Description:

RG06-078 Approval of $1 Strike Range for VIX Options

File number: RG06-077
Date filed: July 21, 2006
Description:

RG06-077 Participation Entitlements Applicable to Crossing Orders in Open Outcry (Updated)

File number: RG06-076
Date filed: July 21, 2006
Description:

RG06-076 Permanent Approval of Pilot Program Relating to Timers for the Hybrid Automatic Execution System for Options Market-Maker (M & N) and Stock Specialist (Y) Orders

File number: RG06-075
Date filed: July 21, 2006
Description:

RG06-075 Hybrid AutoEx and Quote Lock Timers for QQQQ and SPY Option Classes

File number: RG06-074
Date filed: July 21, 2006
Description:

RG06-074 Hybrid Agency Liaison (HAL) Timers for Equity Option Classes

File number: RG06-073
Date filed: July 21, 2006
Description:

RG06-073 Complex Order Auction (COA) and Other Complex Order-Related Rule Changes

File number: RG06-072
Date filed: July 21, 2006
Description:

RG06-072 Amendment to Marketing Fee Rebate Provisions

File number: RG06-071
Date filed: July 12, 2006
Description:

RG06-071 Preferred Market-Maker Program

File number: RG06-069
Date filed: July 6, 2006
Description:

RG06-069 Restrictions on Transactions in DHB Industries ("DHB/LBE")

File number: RG06-068
Date filed: July 7, 2006
Description:

RG06-068 Fee Reductions for July 2006

File number: RG06-067
Date filed: June 30, 2006
Description:

RG06-067 Execution of Complex Orders and Routing of Orders to the COB

File number: RG06-066
Date filed: June 30, 2006
Description:

RG06-066 SPY and DJX Options Eligible for Routig into the COB

File number: RG06-065
Date filed: June 30, 2006
Description:

RG06-065 Restrictions on Transactions in Vitesse Semiconductor Corp. ("VTSS/VQT/LIO")

File number: RG06-064
Date filed: June 30, 2006
Description:

RG06-064 Prearranged Trades

File number: RG06-063
Date filed: June 23, 2006
Description:

RG06-063 Recent Amendment to Exchange Rule 6.25. Nullification and Adjustment of Equity Options Transactions

File number: RG06-062
Date filed: June 21, 2006
Description:

RG06-062 Participation Entitlements for DPMs, e-DPMs and LMMs

File number: RG06-061
Date filed: June 21, 2006
Description:

RG06-061 Trade Match Input Cutoff Changes

File number: RG06-060
Date filed: June 16, 2006
Description:

RG06-060 Effective Date of Communication Review Fee

File number: RG06-059
Date filed: June 14, 2006
Description:

RG06-059 Restrictions on Transactions in Ligand Pharmaceuticals Incorporated Class B (LGND/LQP/OIN)

File number: RG06-058
Date filed: June 30, 2006
Description:

RG06-058 Automated Submission of Trading Data - Rule 15.7

File number: RG06-057
Date filed: June 12, 2006
Description:

RG06-057 Spread Orders Involving IWM and RUT Options

File number: RG06-056
Date filed: June 6, 2006
Description:

RG06-056 Pilot Program Extended for Unrestricted Trading of Options on the iShares MSCI Emerging Market Index Fund (EEM)

File number: RG06-055 Activation of Automated Improvement Mechanism (AIM) in QQQQ Options
Date filed: June 2, 2006
Description:

RG06-055 Activation of Automated Improvement Mechanism (AIM) in QQQQ Options

File number: RG06-054
Date filed: May 30, 2006
Description:

RG06-054 Fee Reductions for June 2006

File number: RG06-053
Date filed: May 25, 2006
Description:

RG06-053 Rule Change Regarding Cabinet Trading, PAR Officials and Floor Brokers

File number: RG06-052
Date filed: May 22, 2006
Description:

RG06-052 Restrictions on Transactions in World Air Holdings (WLDA/QWA)

File number: RG06-051
Date filed: May 19, 2006
Description:

RG06-051 Restrictions on Transactions in China Energy Savings Technology, Inc. (CESV/CQO)

File number: RG06-050
Date filed: May 25, 2006
Description:

RG06-050 Restrictions on Transactions in Total S.A. Distribution of ARKAY (TQJ)

File number: RG06-049
Date filed: May 19, 2006
Description:

RG06-049 Participation Entitlements Applicable to Crossing Orders in Open Outcry

File number: RG06-048
Date filed: May 25, 2006
Description:

RG06-048 Hitting COB with IOC Orders in Appointed Classes

File number: RG06-047
Date filed: May 17, 2006
Description:

RG06-047 Communication Review Fee

File number: RG06-046
Date filed: May 16, 2006
Description:

RG06-046 Regulation SHO (Short Sales)

File number: RG06-045
Date filed: May 12, 2006
Description:

RG06-045 Amendment to Marketing Fee Program Regarding Linkage Orders

File number: RG06-044
Date filed: May 12, 2006
Description:

RG06-044 Enhanced Linkage Costs Rebates

File number: RG06-043
Date filed: May 1, 2006
Description:

RG06-043 Fee Reductions for May 2006

File number: RG06-042
Date filed: May 1, 2006
Description:

RG06-042 Marketing Fee Program in NDX and RUT

File number: RG06-041
Date filed: May 1, 2006
Description:

RG06-041 Minimum Market Share Requirements

File number: RG06-040
Date filed: April 27, 2006
Description:

RG06-040 Index Option Classes Eligible for NASD Short Sale Rule Option Market-Maker Exemption

File number: RG06-04
Date filed: January 4, 2006
Description:

RG06-004 Market-Maker, RMM, e-DPM & DPM Quoting Obligations

File number: RG06-039
Date filed: April 27, 2006
Description:

RG06-039 Exchange Policy Statement on Sexual and Other Forms of Harassment

File number: RG06-038
Date filed: April 27, 2006
Description:

RG06-038 Change to Automated Improvement Mechanism (AIM) Minimum Increment

File number: RG06-037
Date filed: April 12, 2006
Description:

RG06-037 Revisions to the Remote Market-Maker ("RMM"), Designated Primary Market-Maker ("DPM"), Electronic Designated Primary Market-Maker ("e-DPM") and Market-Maker (MM) Appointment Cost

File number: RG06-036
Date filed: April 11, 2006
Description:

RG06-036 Trading Restrictions Lifted for Options on the iShares MSCI Emerging Market Index Fund (EEM)

File number: RG06-034
Date filed: April 7, 2006
Description:

RG06-034 Extension of Rule 6.45A(b) and Applicability of Section 11(a)(1)

File number: RG06-033
Date filed: April 4, 2006
Description:

RG06-033 Change to Exposure Period for Crossing Orders in Hybrid

File number: RG06-032
Date filed: April 4, 2006
Description:

RG06-032 Fee Reductions for April 2006

File number: RG06-031
Date filed: March 30, 2006
Description:

RG06-031 Options on the iShares MSCI Emerging Market Index Fund (EEM)

File number: RG06-030
Date filed: March 27, 2006
Description:

RG06-030 Change to Electronic Order Allocation Methodology for Certain Classes

File number: RG06-029
Date filed: March 23, 2006
Description:

RG06-029 Automated Improvement Mechanism (AIM)

File number: RG06-028
Date filed: March 10, 2006
Description:

RG06-028 Options on the iShares MSCI Emerging Market Index Fund (EEM)

File number: RG06-027
Date filed: March 7, 2006
Description:

RG06-027 Restrictions on Transactions in Dana Corp. (DCNAQ/DCN/OIM/YOW)

File number: RG06-026
Date filed: March 6, 2006
Description:

RG06-026 VIX Options Position and Exercise Limits

File number: RG06-024
Date filed: March 1, 2006
Description:

RG06-024 Fee Reductions for March 2006

File number: RG06-022
Date filed: February 23, 2006
Description:

RG06-022 Hybrid Quote Trigger/Book Timer

File number: RG06-021
Date filed: February 17, 2006
Description:

RG06-021 Trading Procedures for FLEX Equity Options

File number: RG06-020
Date filed: February 17, 2006
Description:

RG06-020 Amendment to Rule 8.7 regarding Bid-Ask Differentials

File number: RG06-019
Date filed: February 6, 2006
Description:

RG06-019 Index Option Classes Eligible for NASD Short Sale Rule Option Market-Maker Exemption

File number: RG06-018 Fiscal 2006 (FY06) Fee Changes
Date filed: February 1, 2006
Description:

RG06-018 Fiscal 2006 (FY06) Fee Changes

File number: RG06-017 Fee Reductions for February 2006
Date filed: January 31, 2006
Description:

RG06-017 Fee Reductions for February 2006

File number: RG06-016 Restrictions on Transactions in Aphton Corporation APHT VHX
Date filed: January 31, 2006
Description:

RG06-016 Restrictions on Transactions in Aphton Corporation ("APHT/VHX")

File number: RG06-015 Hybrid Agency Liaison (HAL) Rollout
Date filed: January 26, 2006
Description:

RG06-015 Hybrid Agency Liaison (HAL) Rollout

File number: RG06-014
Date filed: February 3, 2006
Description:

RG06-014 Regulation SHO (Short Sales)

File number: RG06-013 Change to SizeQuote Mechanism
Date filed: January 25, 2006
Description:

RG06-013 Change to "SizeQuote" Mechanism

File number: RG06-011 Revision to Fee Cap Pilot Program re Dividend, Merger and Short Stock Interest Strategies Effective January 13, 2006
Date filed: January 18, 2006
Description:

RG06-011 Revision to Fee Cap Pilot Program re Dividend, Merger and Short Stock Interest Strategies Effective January 13, 2006

File number: RG06-010 FOCUS Report (Form X-17A-5)
Date filed: January 18, 2006
Description:

RG06-010 FOCUS Report (Form X-17A-5) 2005 Year-End Filing Due March 1, 2006

File number: RG06-009 Amendment to Payment for Order Flow Program
Date filed: January 19, 2006
Description:

RG06-009 Amendment to Payment for Order Flow Program

File number: RG06-008 Restrictions on Transactions in Software HLDRs Trust Adjusted (STH and SDP)
Date filed: January 13, 2006
Description:

RG06-008 Restrictions on Transactions in Software HLDRs Trust Adjusted (STH and SDP)

File number: RG06-007
Date filed: January 12, 2006
Description:

RG06-007 Anti-Money Laundering ("AML") Compliance Program (CBOE Rule 4.20)

File number: RG06-006
Date filed: January 12, 2006
Description:

RG06-006 Anti-Money Laundering ("AML") Compliance Program (CBOE Rule 4.20): Annual Requirements for Previous Filers Meeting Certain Conditions

File number: RG06-005 Reg NMS Subpenny Implementation
Date filed: January 12, 2006
Description:

RG06-005 Reg NMS Subpenny Implementation

File number: RG06-003 Enhanced Dividend Merger Short Stock Interest Spreads Fee Cap Pilot Program
Date filed: January 3, 2006
Description:

RG06-003 Enhanced Dividend/Merger/Short Stock Interest Spreads Fee Cap Pilot Program

File number: RG06-002 Restrictions on Transactions in Mercury Interactive (MERQE)
Date filed: January 3, 2006
Description:

RG06-002 Restrictions on Transactions in Mercury Interactive (MERQE)

File number: RG06-001 Extension of Rule 6
Date filed: January 3, 2006
Description:

RG06-001 Extension of Rule 6.45A(b) and Applicablity of Section 11(a)(1)

File number: RG05-131 Fee Reductions for January 2006
Date filed: December 30, 2005
Description:

RG05-131 Fee Reductions for January 2006