2003 Cboe Exchange Regulatory Circulars

File number: RG03-94
Date filed: October 20, 2003
Description:

RG03-094 Inter-Exchange Procedures in Volatile Markets for Fourth Quarter 2003

File number: RG03-27
Date filed: April 10, 2003
Description:

RG03-27 2nd Quarter

File number: RG03-120
Date filed: December 30, 2003
Description:

RG03-120 Obvious Error Rule Approval

File number: RG03-119
Date filed: December 30, 2003
Description:

RG03-119 SEC Approval of Complex Ratio Orders

File number: RG03-118
Date filed: December 30, 2003
Description:

RG03-118 Restrictions on Transactions in Footstar Inc. (FTS)

File number: RG03-117
Date filed: December 29, 2003
Description:

RG03-117 Marking Options

File number: RG03-116
Date filed: December 29, 2003
Description:

RG03-116 Expiration of Option Trading Permits

File number: RG03-115
Date filed: December 29, 2003
Description:

RG03-115 Index Crowd Space Dispute Resolution Procedures

File number: RG03-114
Date filed: December 29, 2003
Description:

RG03-114 Customer Large Trade Discount Pilot Program Market Share Incentive Plan and Exchange Bulletin Fees

File number: RG03-113
Date filed: December 22, 2003
Description:

RG03-113 PAR Eligibility for Broker-Dealer Orders in DJX and DIA

File number: RG03-112
Date filed: December 18, 2003
Description:

RG03-112 GSTI Internet Index (GIN)

File number: RG03-111
Date filed: December 18, 2003
Description:

RG03-111 Committee Standards and Procedures

File number: RG03-110
Date filed: December 17, 2003
Description:

RG03-110 Monthly Fair Value Settlement of CME Stock Index Futures and Options and Year End Closing Rotations

File number: RG03-109
Date filed: December 5, 2003
Description:

RG03-109 Relief from Commodity Pool Operator and Commodity Trading Advisor Registration Requirements for Security Futures Trading

File number: RG03-108
Date filed: December 3, 2003
Description:

RG03-108 Gratuities Policy - Rule 4.4

File number: RG03-107
Date filed: November 21, 2003
Description:

RG03-107 Market-Maker Order Handling from Mobile PAR and FBW in Hybrid Classes

File number: RG03-106
Date filed: November 19, 2003
Description:

RG03-106 Use of Communication Computer Systems in Trading Crowds

File number: RG03-105
Date filed: November 7, 2003
Description:

RG03-105 Membership Application and Other Membership Fees

File number: RG03-104
Date filed: November 7, 2003
Description:

RG03-104 Expiration of Option Trading Permits

File number: RG03-103
Date filed: November 7, 2003
Description:

RG03-103 Trade Match Input Cutoff Changes

File number: RG03-102
Date filed: November 5, 2003
Description:

RG03-102 Maximum Percentages of RAES Transactions and Contract Volume Effective October 2003

File number: RG03-101
Date filed: October 28, 2003
Description:

RG03-101 Restrictions on Transactions in SureBeam Corp.

File number: RG03-100
Date filed: October 24, 2003
Description:

RG03-100 Restrictions on Transactions in Certain AMR Corp. (AMR) Series

File number: RG03-099
Date filed: October 24, 2003
Description:

RG03-099 2003 Annual Election Process

File number: RG03-098
Date filed: October 21, 2003
Description:

RG03-098 Comprehensive Linkage Trade or Fade Requirements for Non-Hybrid Classes

File number: RG03-097
Date filed: October 21, 2003
Description:

RG03-097 Comprehensive Linkage Trade or Fade Requirements for Hybrid Classes

File number: RG03-096
Date filed: October 21, 2003
Description:

RG03-096 Product Delisting

File number: RG03-095
Date filed: October 20, 2003
Description:

RG03-095 Changes to RAES Volume Limit for SPX LEAPS

File number: RG03-093
Date filed: October 20, 2003
Description:

RG03-093 Delisting Option Classes

File number: RG03-092
Date filed: October 16, 2003
Description:

RG03-092 Adjustment and Nullification of Obvious Price Errors in Hybrid

File number: RG03-091
Date filed: October 16, 2003
Description:

RG03-091 Mandatory Hybrid Education Seminars

File number: RG03-090
Date filed: October 16, 2003
Description:

RG03-090 CBOE Obvious Error Rule

File number: RG03-089
Date filed: October 16, 2003
Description:

RG03-089 Restrictions on Transactions in Certain Tyco International Ltd. Options (TYC)

File number: RG03-088
Date filed: October 16, 2003
Description:

RG03-088 Fee Changes

File number: RG03-087
Date filed: October 16, 2003
Description:

RG03-087 2003 Constitution and Rules (Paperback) Regulatory Bulletin

File number: RG03-086
Date filed: October 16, 2003
Description:

RG03-086 Expiration of Option Trading Permits

File number: RG03-085
Date filed: October 16, 2003
Description:

RG03-085 Option Trading Permit Lease Pool Procedures

File number: RG03-084
Date filed: October 16, 2003
Description:

RG03-084 Market-Maker Quoting Obligations in Hybrid

File number: RG03-082
Date filed: October 16, 2003
Description:

RG03-082 Monthly Fair Value Settlement of CME Stock Index Futures and Options and End of Quarter Closing Rotations

File number: RG03-081
Date filed: October 16, 2003
Description:

RG03-081 Settlement Procedures for Index Options in the Event of Primary Market Disruption

File number: RG03-080
Date filed: October 16, 2003
Description:

RG03-080 Systematization of Orders in Equity Option Classes

File number: RG03-079
Date filed: October 16, 2003
Description:

RG03-079 Restrictions on Transactions in Northwestern Corp. (NOR)

File number: RG03-078
Date filed: October 16, 2003
Description:

RG03-078 Mandatory Hybrid Education Seminars

File number: RG03-077
Date filed: October 16, 2003
Description:

RG03-077 Back Office Administrative Extension of Contrary Exercise Advice Submission Time

File number: RG03-076
Date filed: October 16, 2003
Description:

RG03-076 Food and Drink on the Trading Floor

File number: RG03-075
Date filed: October 16, 2003
Description:

RG03-075 Monthly Fair Value Settlement of CME Stock Index Futures and Options and End of Quarter Closing Rotations

File number: RG03-074
Date filed: October 16, 2003
Description:

RG03-074 Mandatory Hybrid Education Seminars

File number: RG03-073
Date filed: October 16, 2003
Description:

RG03-073 Independent Contractors

File number: RG03-072
Date filed: October 16, 2003
Description:

RG03-072 Payment for Order Flow Program

File number: RG03-071
Date filed: October 16, 2003
Description:

RG03-071 Systematization of Orders in Equity Option Classes

File number: RG03-070
Date filed: October 16, 2003
Description:

RG03-070 Restrictions on Transactions in Impath Inc. (IMPH/QPH)

File number: RG03-069
Date filed: October 16, 2003
Description:

RG03-069 Restrictions on Transactions in Airborne, Inc. (ABH/XXS)

File number: RG03-068
Date filed: October 16, 2003
Description:

RG03-068 Mandatory Hybrid Education Seminars

File number: RG03-067
Date filed: October 16, 2003
Description:

RG03-067 Increase of Minimum RAES Variable Market-Maker Volume Limit in SPX

File number: RG03-066
Date filed: October 16, 2003
Description:

RG03-066 Margin Requirements for Certain Complex Spreads

File number: RG03-065
Date filed: October 16, 2003
Description:

RG03-065 Membership Application Submission Deadlines

File number: RG03-064
Date filed: October 16, 2003
Description:

RG03-064 Market-Maker Orders Now Book-Eligible in Hybrid Classes

File number: RG03-063
Date filed: October 16, 2003
Description:

RG03-063 Restrictions on Transactions

File number: RG03-062
Date filed: October 16, 2003
Description:

RG03-062 Transfer of Positions

File number: RG03-061
Date filed: October 16, 2003
Description:

RG03-061 Statutory Disqualifications

File number: RG03-060
Date filed: October 16, 2003
Description:

RG03-060 Trading Floor Dress Code

File number: RG03-059
Date filed: October 16, 2003
Description:

RG03-059 Morning Trade Checking Attendance Schedule

File number: RG03-058
Date filed: October 16, 2003
Description:

RG03-058 Product Delisting

File number: RG03-057
Date filed: October 16, 2003
Description:

RG03-057 RAES Volume Limit Change and RAES Log On Log Off Requirements for the SPX

File number: RG03-056
Date filed: October 16, 2003
Description:

RG03-056 Third Party Deposits Prohibited

File number: RG03-055
Date filed: October 16, 2003
Description:

RG03-055 Restrictions on Transactions in Mirant Corporation (MIR)

File number: RG03-054
Date filed: October 16, 2003
Description:

RG03-054 Extension of Contrary Exercise Advice Submission Time for Certain Accounts

File number: RG03-053
Date filed: October 16, 2003
Description:

RG03-053 Maximum Percentage of RAES Transactions and Contract Volume Effective for April 2003

File number: RG03-052
Date filed: October 16, 2003
Description:

RG03-052 Delisting Option Classes

File number: RG03-050
Date filed: October 15, 2003
Description:

RG03-050 Revised Listing Standards for Equity Option Classes

File number: RG03-049
Date filed: October 15, 2003
Description:

RG03-049 SEC Approval of $1 Strike Price Intervals in Equity Option Classes

File number: RG03-048
Date filed: October 15, 2003
Description:

RG03-048 Disciplinary Action in Connection with Trading Through the National Best Bid and Offer

File number: RG03-047
Date filed: October 15, 2003
Description:

RG03-047 Fiscal 2004 Fee Changes

File number: RG03-046
Date filed: October 15, 2003
Description:

RG03-046 Exchange Policy Statement on Sexual and Other Forms of Harassment

File number: RG03-045
Date filed: October 15, 2003
Description:

RG03-045 Implementation of One-up Market

File number: RG03-044
Date filed: October 15, 2003
Description:

RG03-043 Proper Endorsement of Linkage Orders

File number: RG03-043
Date filed: October 15, 2003
Description:

RG03-042 Failure to Address Orders and Honor Firm Quote

File number: RG03-042
Date filed: October 15, 2003
Description:

RG03-042 Correction to Regulatory Circular RG03-040

File number: RG03-041
Date filed: October 15, 2003
Description:

RG03-041 Extension of Contrary Exercise Advice Submission Time for Certain Accounts

File number: RG03-040
Date filed: October 15, 2003
Description:

RG03-040 Restrictions on Transactions in HealthSouth Corp. (HRC)

File number: RG03-039
Date filed: October 15, 2003
Description:

RG03-039 Monthly Fair Value Settlement of CME Stock Index Futures and Options and End of Quarter Closing Rotations

File number: RG03-038
Date filed: October 15, 2003
Description:

RG03-038 Systematization of Orders in Equity Option Classes

File number: RG03-037
Date filed: October 15, 2003
Description:

RG03-037 Other Affiliations of Registered Associated Persons

File number: RG03-036
Date filed: October 15, 2003
Description:

RG03-036 DPM's Failure to Activate or Deactivate RAES

File number: RG03-035
Date filed: October 15, 2003
Description:

RG03-035 Payment for Order Flow

File number: RG03-034
Date filed: October 15, 2003
Description:

RG03-034 Product Delisting

File number: RG03-033
Date filed: October 15, 2003
Description:

RG03-033 Delisting Option Classes

File number: RG03-032
Date filed: October 15, 2003
Description:

RG03-032 Effective Date for Books and Records Rule Amendments

File number: RG03-031
Date filed: October 15, 2003
Description:

RG03-031 Evening Trade Reconciliation Availability

File number: RG03-030
Date filed: October 15, 2003
Description:

RG03-030 Autobook

File number: RG03-029
Date filed: October 15, 2003
Description:

RG03-029 Market Linkage Implementation II

File number: RG03-028
Date filed: October 15, 2003
Description:

RG03-028 Limit Order Handling

File number: RG03-026
Date filed: October 15, 2003
Description:

RG03-026 Restrictions on Transactions in Fleming Cos. Incorporated (FLM)

File number: RG03-025
Date filed: October 15, 2003
Description:

RG03-025 Systematization of Orders in Equity Option Classes

File number: RG03-024
Date filed: October 15, 2003
Description:

RG03-024 RAES Eligibility in Broad-Based Index Options and Options on Exchange-Traded Funds on Broad-Based Indexes

File number: RG03-023
Date filed: October 15, 2003
Description:

RG03-023 Restrictions on Transactions in UAL Corporation (UAL)

File number: RG03-022
Date filed: October 15, 2003
Description:

RG03-022 Margin & Net Capital Requirements for Options on the CBOE Euro 25

File number: RG03-021
Date filed: October 15, 2003
Description:

RG03-021 Restrictions on Transactions in HealthSouth Corporation (HRC)

File number: RG03-020
Date filed: October 15, 2003
Description:

RG03-020 RAES Eligibility for Broker Dealer Orders in Broad-Based Index Classes

File number: RG03-019
Date filed: October 15, 2003
Description:

RG03-019 Maximum Percentage of RAES Transactions and Contract Volume Effective for April 2003

File number: RG03-018
Date filed: October 15, 2003
Description:

RG03-018 Market-Maker Position Limit Exemptions

File number: RG03-017
Date filed: October 15, 2003
Description:

RG03-017 Good Friday Expiration and Settlement Procedures

File number: RG03-016
Date filed: October 15, 2003
Description:

RG03-016 Monthly Fair Value Settlement of CME Stock Index Futures and Options and End of Quarter Closing Rotations

File number: RG03-015
Date filed: October 15, 2003
Description:

RG03-015 DPM Seat Ownership Requirement

File number: RG03-014
Date filed: October 15, 2003
Description:

RG03-014 BD Orders in Equity Classes

File number: RG03-013
Date filed: October 15, 2003
Description:

RG03-013 Option Trading Permit Lease Pool Procedures

File number: RG03-012
Date filed: October 15, 2003
Description:

RG03-012 Supplement to the Options Disclosure Document Regarding Exercise Settlement Values

File number: RG03-011
Date filed: October 15, 2003
Description:

RG03-011 Electioneering

File number: RG03-010
Date filed: October 15, 2003
Description:

RG03-010 Market Linkage Implementation

File number: RG03-009
Date filed: October 15, 2003
Description:

RG03-009 Restrictions on Transactions in Endocore Inc. PFU

File number: RG03-007
Date filed: October 15, 2003
Description:

RG03-007 April Expiration Trade Checking and Processing

File number: RG03-006
Date filed: October 15, 2003
Description:

RG03-006 Routing of Market-Maker and Stock Specialist Orders to Mobile PAR in Equity Options

File number: RG03-005
Date filed: October 15, 2003
Description:

RG03-005 Adding New Series of Option Contracts

File number: RG03-004
Date filed: October 15, 2003
Description:

RG03-004 2002 Regulatory Circulars

File number: RG03-003
Date filed: October 15, 2003
Description:

RG03-003 Limit Order Display Requirement

File number: RG03-002
Date filed: October 15, 2003
Description:

RG03-002 Focus Report (FormX-17A-5)

File number: RG03-001
Date filed: October 15, 2003
Description:

RG03-001 ORS Cancellation Fee