2002 Cboe Exchange Regulatory Circulars

File number: Rg02-006
Date filed: January 16, 2002
Description:

RG02-006 Restrictions on Transactions in Enron Corporation (ENE)

File number: RG02-120
Date filed: December 23, 2002
Description:

RG02-120 RAES for BD Orders in Top 250 Equity Classes

File number: RG02-119
Date filed: December 23, 2002
Description:

RG02-119 Education Program for Market Linkage

File number: RG02-118
Date filed: December 19, 2002
Description:

RG02-118 Monthly "Fair Value" Settlement of CME Stock Index Futures and Options and Year End Closing Rotations

File number: RG02-117
Date filed: December 19, 2002
Description:

RG02-117 Trigger Trades

File number: RG02-116
Date filed: December 13, 2002
Description:

RG02-116 Restrictions on Transactions in Leap Wireless Intl Inc. (LWIN)

File number: RG02-115
Date filed: December 23, 2002
Description:

RG02-115 Restrictions on Transactions in Certain Advocent Corporation Options (QVX)

File number: RG02-114
Date filed: December 18, 2002
Description:

RG02-114 Restrictions on Transactions in K-Mart Corporation (KM)

File number: RG02-113
Date filed: December 11, 2002
Description:

RG02-113 CFTC No-Action Letter Concerning Commodity Pool Operator and Commodity Trading Advisor Registration Requirements

File number: RG02-112
Date filed: December 11, 2002
Description:

RG02-112 UAL Corporation (UAL) Options

File number: RG02-111
Date filed: December 11, 2002
Description:

Chicago Board Options Exchange's Commencement Quote With Surveillance

File number: RG02-110
Date filed: December 10, 2002
Description:

RG02-110 iShares S&P 500 Fundò (IVV) Margin Accounts - Writing Index Options on a Covered Basis and Eligibility for Covered Writing Approval Level

File number: RG02-109
Date filed: December 6, 2002
Description:

RG02-109 Use of CBOE AutoQuote System as a Back-Up

File number: RG02-108
Date filed: December 3, 2002
Description:

RG02-108 Gratuities Policy - Rule 4.4

File number: RG02-107
Date filed: December 2, 2002
Description:

RG02-107 Permissible Maturity of FLEX Index Options

File number: RG02-106
Date filed: November 27, 2002
Description:

RG02-106 Equity Option Post Telephone Policy

File number: RG02-105
Date filed: November 21, 2002
Description:

RG02-105 Morning Trade Checking Schedule

File number: RG02-104
Date filed: November 21, 2002
Description:

RG02-104 Marking of Market-Maker Order Tickets

File number: RG02-103
Date filed: November 22, 2002
Description:

RG02-103 RAES for BD Orders in Equity Classes

File number: RG02-102
Date filed: November 21, 2002
Description:

RG02-102 Trade Match Input Cutoff Changes

File number: RG02-101
Date filed: November 20, 2002
Description:

RG02-101 Violations of Trading Conduct and Decorum Policies

File number: RG02-100
Date filed: November 18, 2002
Description:

RG02-100 Restrictions on Transactions in Genzyme Biosurgery (GZBX/TQG)

File number: RG02-099
Date filed: November 18, 2002
Description:

RG02-099 RAES Log On Requirements

File number: RG02-098
Date filed: November 14, 2002
Description:

RG02-098 SEC Approval of Rule Filing Relating to CBOT Exercisers Approved for CBOT Membership Pursuant to Expedited Procedures

File number: RG02-097
Date filed: November 22, 2002
Description:

RG02-097 Circumvention of In-Person Requirements

File number: RG02-096
Date filed: November 12, 2002
Description:

RG02-096 Campaign Materials

File number: RG02-095
Date filed: November 12, 2002
Description:

RG02-095 Electioneering

File number: RG02-094
Date filed: November 4, 2002
Description:

RG02-094 Restrictions on Transactions in CMGI, Inc. (VCK)

File number: RG02-093
Date filed: October 31, 2002
Description:

RG02-093 Changes to the Unbundling and 15-second Rules

File number: RG02-092
Date filed: November 4, 2002
Description:

RG02-092 Use of Communication/Computer Systems in Trading Crowds

File number: RG02-091
Date filed: October 30, 2002
Description:

RG02-091 Implications of Trading Security Futures Contracts for Market-Makers that Operate Under an Exemption From Net Capital Requirements

File number: RG02-090
Date filed: October 25, 2002
Description:

RG02-090 Annual Audit Requirement

File number: RG02-089
Date filed: October 24, 2002
Description:

RG02-089 RAES for BD Orders in Equity Classes

File number: RG02-088
Date filed: October 16, 2002
Description:

RG02-088 No Restrictions on Transactions in Certain SunMicro Inc. Options (SUQ)

File number: RG02-087
Date filed: October 17, 2002
Description:

RG02-087 Restrictions on Transactions in HPL Technologies (QHP)

File number: RG02-086
Date filed: October 17, 2002
Description:

RG02-086 Product Delisting

File number: RG02-084
Date filed: October 11, 2002
Description:

RG02-084 Regulation of Headsets

File number: RG02-083
Date filed: October 10, 2002
Description:

RG02-083 OneChicago Guarantee Forms

File number: RG02-082
Date filed: October 10, 2002
Description:

RG02-082 2002 Annual Election Process

File number: RG02-081
Date filed: October 1, 2002
Description:

RG02-081 Inter-Exchange Procedures in Volatile Markets for Fourth Quarter 2002

File number: RG02-080
Date filed: October 9, 2002
Description:

RG02-080 Membership Application and Other Membership Fees

File number: RG02-079
Date filed: October 7, 2002
Description:

RG02-079 Food Service

File number: RG02-078
Date filed: October 4, 2002
Description:

RG02-078 Position Limit Violations

File number: RG02-077
Date filed: October 8, 2002
Description:

RG02-077 Delisting Option Classes

File number: RG02-076
Date filed: October 1, 2002
Description:

RG02-076 CFTC No-Action Letter Concerning Commodity Pool Operator and Commodity Trading Advisor Registration Requirements

File number: RG02-075
Date filed: September 26, 2002
Description:

RG02-075 Restrictions on Transactions in Sun Microsystems Inc.(SUNW/SUQ)

File number: RG02-074
Date filed: September 16, 2002
Description:

RG02-074 Restrictions on Transactions in Akamai Technologies, Inc. (RUG)

File number: RG02-073
Date filed: September 17, 2002
Description:

RG02-073 Monthly "Fair Value" Settlement of CME Stock Index Futures and Options and Quarterly Closing Rotation

File number: RG02-072
Date filed: September 17, 2002
Description:

RG02-072 Electronically Generated and Communicated Orders

File number: RG02-071
Date filed: September 12, 2002
Description:

RG02-071 Option Trading Permit Lease Pool Procedures

File number: RG02-070
Date filed: August 28, 2002
Description:

RG02-070 Constitution and Rules (Paperback)

File number: RG02-069
Date filed: August 19, 2002
Description:

RG02-069 Anti-Money Laundering Program

File number: RG02-068
Date filed: August 14, 2002
Description:

RG02-068 Restrictions on Transactions in US Airways Group, (U)

File number: RG02-067
Date filed: August 13, 2002
Description:

RG02-067 Restrictions on Transactions in Conseco Incorporated (CNC)

File number: RG02-066
Date filed: August 8, 2002
Description:

RG02-066 Integration of CBOE Registrations into Web CRD

File number: RG02-065
Date filed: August 6, 2002
Description:

RG02-065 Repeal of Restriction on Floor Brokers from Trading in Crowd of Affiliated DPMs

File number: RG02-064
Date filed: July 30, 2002
Description:

RG02-064 Restrictions on Transactions in Worldcom, Inc. - MCI Group (FQN)

File number: RG02-063
Date filed: July 30, 2002
Description:

RG02-063 Restrictions on Transactions in Worldcom Inc. - Worldcom Group (LDQ)

File number: RG02-062
Date filed: July 25, 2002
Description:

RG02-062 Order Origin Code Requirements

File number: RG02-061
Date filed: July 22, 2002
Description:

RG02-061 Large Order Utility (LOU)

File number: RG02-060
Date filed: July 18, 2002
Description:

RG02-060 Product Delisting

File number: RG02-059
Date filed: July 16, 2002
Description:

RG02-059 Self Serve Quote Reporting

File number: RG02-058
Date filed: July 15, 2002
Description:

RG02-058 Expansion of Products that may Participate in the Broker-Dealer Orders on RAES Pilot Program

File number: RG02-057
Date filed: July 15, 2002
Description:

RG02-057 Firm Quote Size for BD Orders

File number: RG02-056
Date filed: July 13, 2002
Description:

RG02-056 Void

File number: RG02-055
Date filed: July 10, 2002
Description:

RG02-055 Firm Quote Size for BD Orders

File number: RG02-053
Date filed: July 10, 2002
Description:

RG02-053 Terminated Option Market-Maker Broker-Dealers

File number: RG02-052
Date filed: July 9, 2002
Description:

RG02-052 AutoQuote Triggered EBook Execution ("Trigger")

File number: RG02-051
Date filed: July 3, 2002
Description:

RG02-051 Firm Quote Size for BD Orders

File number: RG02-050
Date filed: July 3, 2002
Description:

RG02-050 Delisting Option Classes

File number: RG02-049
Date filed: July 3, 2002
Description:

RG02-049 Limit Order Handling

File number: RG02-048
Date filed: June 26, 2002
Description:

RG02-048 Responsibilities of Financial and Operations Principals

File number: RG02-047
Date filed: June 26, 2002
Description:

RG02-047 Changes to Automatic Step-up Policy

File number: RG02-046
Date filed: June 19, 2002
Description:

RG02-046 Time at Which Expiring AM-Settled Index Options are Considered Exercised, Assigned or Purged

File number: RG02-045
Date filed: June 20, 2002
Description:

RG02-045 CFTC Registration Requirements For Trading Security Futures

File number: RG02-044
Date filed: June 14, 2002
Description:

RG02-044 Restrictions on Transactions in Certain HOLDR Options (IGD, HLL, HGL, MYA, OBH, OBK, PRH, PSH, VWH, OHZ, and OYC)

File number: RG02-041
Date filed: June 12, 2002
Description:

RG02-041 Alerting Customers to Adjustments to Option Contracts

File number: RG02-040
Date filed: June 19, 2002
Description:

RG02-040 Use of External Speakers on Electronic Devices

File number: RG02-039
Date filed: June 12, 2002
Description:

RG02-039 Monthly ?Fair Value? Settlement of CME Stock Index Futures and Options and Quarterly Closing Rotation

File number: RG02-038
Date filed: June 11, 2002
Description:

RG02-038 Restrictions on Transactions in Madge Networks NV (VKM)

File number: RG02-037
Date filed: June 6, 2002
Description:

RG02-037 Ability to Refresh Quote When DPM is ?In the Process of Effecting a Transaction?

File number: RG02-036
Date filed: May 31, 2002
Description:

RG02-036 Restrictions on Transactions in Adelphia Communications Corporation (ADU)

File number: RG02-035
Date filed: May 28, 2002
Description:

RG02-035 Removal of Unreliable Quotes from NBBO

File number: RG02-034
Date filed: May 28, 2002
Description:

RG02-034 Proprietary Autoquote Systems

File number: RG02-033
Date filed: June 7, 2002
Description:

RG02-033 Gratuities Policy ? Rule 4.4

File number: RG02-032
Date filed: May 22, 2002
Description:

RG02-032 Broker Dealer Orders for Options on QQQs on RAES

File number: RG02-031
Date filed: May 10, 2002
Description:

RG02-031 Minimum Increment for Bids and Offers on Spread, Straddle and Combination Orders in SPX Options

File number: RG02-030
Date filed: April 24, 2002
Description:

RG02-030 Obligations of Screen Based Trading (SBT) Lead Market Makers (LMMs) and Designated Primary Market-Makers (DPMs)

File number: RG02-029
Date filed: April 23, 2002
Description:

RG02-029 DPM Clerk Administrative and Operational Policies

File number: RG02-028
Date filed: April 23, 2002
Description:

RG02-028 Position and Exercise Limits

File number: RG02-027
Date filed: April 22, 2002
Description:

RG02-027 How Firm Quote Rule Applies to Orders Received on DPM PAR Terminals

File number: RG02-026
Date filed: April 18, 2002
Description:

RG02-026 Product Delisting

File number: RG02-025
Date filed: April 23, 2002
Description:

RG02-025 Firm OCC Clearing Number Removed From PAR

File number: RG02-024
Date filed: April 19, 2002
Description:

RG02-024 DPM/Crowd Choice on RAES Size

File number: RG02-023
Date filed: April 22, 2002
Description:

RG02-023 Automated Book Priority (ABP) Usage

File number: RG02-022
Date filed: April 19, 2002
Description:

RG02-022 PAR Routing Policy

File number: RG02-021
Date filed: April 12, 2002
Description:

RG02-021 How Firm Quote Rule Applies to Orders Received on PAR Terminals in DPM Crowds

File number: RG02-020
Date filed: April 1, 2002
Description:

RG02-020 Inter-Exchange Procedures in Volative Markets for Second Quarter 2002

File number: RG02-019
Date filed: April 4, 2002
Description:

RG02-019 Monthly "Fair Value" Settlement of CME Stock Index Futures and Options and Quarterly Closing Rotation

File number: RG02-018
Date filed: April 10, 2002
Description:

RG02-018 Delisting Option Classes

File number: RG02-017
Date filed: April 2, 2002
Description:

RG02-017 Restrictions on Transactions in A.C.L.N. LTD. (ASW)

File number: RG02-016
Date filed: March 20, 2002
Description:

RG02-016 New Prefix for SPX Combo Orders

File number: RG02-015
Date filed: March 15, 2002
Description:

RG02-015 Option Trading Permit Lease Pool Procedures

File number: RG02-014
Date filed: February 26, 2002
Description:

RG02-014 New Vendor Service

File number: RG02-013
Date filed: February 14, 2002
Description:

RG02-013 SPX Combination Orders

File number: RG02-012
Date filed: February 14, 2002
Description:

RG02-012 Water Bottles on the Floor

File number: RG02-011
Date filed: February 14, 2002
Description:

RG02-011 Morning Trade Checking Attendance Schedule

File number: RG02-010
Date filed: January 31, 2002
Description:

RG02-010 New RAES Series Guidelines for XEO

File number: RG02-009
Date filed: January 28, 2002
Description:

RG02-009 Restrictions on Transactions in Global Crossing, (GX)

File number: RG02-008
Date filed: January 23, 2002
Description:

RG02-008 2001 Regulatory Circulars

File number: RG02-007
Date filed: January 22, 2002
Description:

RG02-007 Semi-Annual Position and Exercise Limit Review

File number: RG02-005
Date filed: January 17, 2002
Description:

RG02-005 Product Delisting

File number: RG02-004
Date filed: January 15, 2002
Description:

RG02-004 FOCUS Report (Form X-17A-5) 2001Year-End Filing

File number: RG02-003
Date filed: January 15, 2002
Description:

RG02-003 Limit Order Handling