2001 Cboe Exchange Regulatory Circulars

File number: RG01-152
Date filed: October 17, 2001
Description:

RG01-152 Restrictions on Transactions in Polaroid Corp. (PRD)

File number: RG01-151
Date filed: October 19, 2001
Description:

RG01-151 Spread Orders in Multiple Broad-Based Index Option Classes

File number: RG01-150
Date filed: October 17, 2001
Description:

RG01-150 Participation Rights for Firms Crossing Orders in Broad-Based Index Options (RG00-123 Revised)

File number: RG01-149
Date filed: October 17, 2001
Description:

RG01-149 Product Delisting

File number: RG01-148
Date filed: October 10, 2001
Description:

RG01-148 Delisting Option Classes

File number: RG01-147
Date filed: October 5, 2001
Description:

RG01-147 Restrictions on Transactions in Exodus Communications, Inc. (EXF)

File number: RG01-146
Date filed: October 1, 2001
Description:

RG01-146 Inter-Exchange Procedures in Volatile Markets for the Fourth Quarter 2001

File number: RG01-145
Date filed: September 28, 2001
Description:

RG01-145 Restrictions on Transactions in New Metricom Inc. (MQM)

File number: RG01-144
Date filed: September 26, 2001
Description:

RG01-144 September 28, 2001 Closing Rotations in Equity and Narrow-Based Index Options

File number: RG01-143
Date filed: September 26, 2001
Description:

RG01-143 Fire Drill

File number: RG01-142
Date filed: September 25, 2001
Description:

RG01-142 Option Trading Permit Lease Pool Procedures

File number: RG01-140
Date filed: September 20, 2001
Description:

RG01-140 Restrictions on Transactions in InteliData Tech (IUB/INTD)

File number: RG01-139
Date filed: September 20, 2001
Description:

RG01-139 Monthly "Fair Value" Settlement of CME Stock Index Futures and Options

File number: RG01-138
Date filed: September 19, 2001
Description:

RG01-138 Restrictions on Transactions in Covad Communications Group (COU)

File number: RG01-137
Date filed: September 17, 2001
Description:

RG01-137 Engineering (RG00-180 Revised)

File number: RG01-136
Date filed: September 14, 2001
Description:

RG01-136 Extension on Regulatory Requests

File number: RG01-135
Date filed: August 30, 2001
Description:

RG01-135 Restrictions on Transactions in AremiSoft Corp. (UKM)

File number: RG01-134
Date filed: August 22, 2001
Description:

RG01-134 Expiration of Blanket Appointment Covering Nasdaq-100 Index Tracking Stock (QQQ) Index Options

File number: RG01-133
Date filed: August 22, 2001
Description:

RG01-133 Monthly "Fair Value" Settlement of CME Stock Index Futures and Options

File number: RG01-132
Date filed: August 20, 2001
Description:

RG01-132 Unbusinesslike Conduct

File number: RG01-131
Date filed: August 17, 2001
Description:

RG01-131 Modified Bid/Ask Differentials

File number: RG01-130
Date filed: August 15, 2001
Description:

RG01-130 AremisSoft, (AREM/UKM) Trading Halt

File number: RG01-129
Date filed: August 13, 2001
Description:

RG01-129 Change in Equity FLEX Strike Prices

File number: RG01-128
Date filed: August 13, 2001
Description:

RG01-128 Joint Account Trading In Certain Broad-Based Index Options And Options on Exchange-Traded Fund Shares

File number: RG01-127
Date filed: August 17, 2001
Description:

RG01-127 Booking of Orders from Mobile Par

File number: RG01-126
Date filed: August 7, 2001
Description:

RG01-126 Prearranged Trading

File number: RG01-125
Date filed: August 1, 2001
Description:

RG01-125 Options on the CBOE Mini-NDX (MNX) Index and Long Term Index Option Series ("LEAPS")

File number: RG01-124
Date filed: August 1, 2001
Description:

RG01-124 Options on the NASDAQ 100 Index (NDX)

File number: RG01-123
Date filed: August 1, 2001
Description:

RG01-123 European-style S & P 100 (XEO) Index Options and Long Term Index Option Series (?LEAPS?)

File number: RG01-122
Date filed: August 1, 2001
Description:

RG01-122 Options on the Standard and Poors 500 Index (SPX)

File number: RG01-121
Date filed: July 31, 2001
Description:

RG01-121Transactions in Priceline.com Inc. (PUZ)

File number: RG01-120
Date filed: July 31, 2001
Description:

RG01-120 Monthly ?Fair Value? Settlement of CME Stock Index Futures and Options

File number: RG01-119
Date filed: July 24, 2001
Description:

RG01-119 Nasdaq-100 Index Tracking SharesSM (?QQQ?)

File number: RG01-118
Date filed: July 20, 2001
Description:

RG01-118 Blanket Appointment Covering European-style S & P 100 (XEO) Index Options

File number: RG01-117
Date filed: July 20, 2001
Description:

RG01-117 Modified Bid/Ask Differentials

File number: RG01-116
Date filed: July 19, 2001
Description:

RG01-116 RAES 100 Spoke Enhancements

File number: RG01-115
Date filed: July 25, 2001
Description:

RG01-115 RAES Automatic Step-up by Order Size

File number: RG01-114
Date filed: July 19, 2001
Description:

RG01-114 Stock Buy-Ins

File number: RG01-113
Date filed: July 27, 2001
Description:

RG01-113 2001 Constitution and Rules (Paperback) Regulatory Bulletin

File number: RG01-112
Date filed: July 19, 2001
Description:

RG01-112 Product Delisting

File number: RG01-111
Date filed: July 18, 2001
Description:

RG01-111 Member Requests to List an Option Class

File number: RG01-110
Date filed: June 20, 2001
Description:

RG01-110 ORS Cancellation Fee Replaces PAR Cancellation Fee

File number: RG01-109
Date filed: July 2, 2001
Description:

RG01-109 Inter-Exchange Procedures in Volatile Markets for Third Quarter 2001

File number: RG01-108
Date filed: July 12, 2001
Description:

RG01-108 Delisting Option Classes, Listing and Delisting Series of Option Classes

File number: RG01-107
Date filed: July 10, 2001
Description:

RG01-107 Audit Trail Violations

File number: RG01-106
Date filed: July 20, 2001
Description:

RG01-106 Semi-Annual Position and Exercise Limit Review

File number: RG01-105
Date filed: July 10, 2001
Description:

RG01-105 Distribution of Trading Activity

File number: RG01-104
Date filed: July 6, 2001
Description:

RG01-104 Restrictions on Transactions in Convergent Communications, Inc.

File number: RG01-103
Date filed: July 6, 2001
Description:

RG01-103 Restrictions on Transactions in Western Digital Corporation

File number: RG01-102
Date filed: June 29, 2001
Description:

RG01-102 Restrictions on Transactions in InteliData Tech (IUB/INTD)

File number: RG01-101
Date filed: July 1, 2001
Description:

RG01-101 Membership Application and Other Membership Fees

File number: RG01-100
Date filed: June 29, 2001
Description:

RG01-100 Restrictions on Transactions in Globalstar Telecommunications Ltd. (WBC)

File number: RG01-099
Date filed: June 28, 2001
Description:

RG01-099 Restrictions on Transactions in At Home Corporation

File number: RG01-098
Date filed: June 28, 2001
Description:

RG01-098 Restrictions on Transactions in Metromedia Fiber Network Inc.

File number: RG01-097
Date filed: June 28, 2001
Description:

RG01-097 Restrictions on Transactions in Cytogen Corporation

File number: RG01-096
Date filed: June 27, 2001
Description:

RG01-096 June 29, 2001, Closing Rotations in Equity and Narrow-Based Index Options

File number: RG01-095
Date filed: June 27, 2001
Description:

RG01-095 Monthly ?Fair Value? Settlement of CME Stock Index Futures and Options

File number: RG01-094
Date filed: June 27, 2001
Description:

RG01-094 Professional Business Environment

File number: RG01-093
Date filed: June 27, 2001
Description:

RG01-093 Trading Floor Dress Code

File number: RG01-092
Date filed: June 21, 2001
Description:

RG01-092 ABP Split-price ? Status and Clarification

File number: RG01-091
Date filed: June 21, 2001
Description:

RG01-091 Options on the Standard and Poors 500 Index (SPX)

File number: RG01-090
Date filed: June 21, 2001
Description:

RG01-090 Modified Bid/Ask Differentials

File number: RG01-089
Date filed: June 21, 2001
Description:

RG01-089 Options on the NASDAQ 100 Index (NDX)

File number: RG01-088
Date filed: June 21, 2001
Description:

RG01-088 Long Term Index Option Series ("LEAPS") on the CBOE Mini-NDX (MNX) Index

File number: RG01-087
Date filed: June 21, 2001
Description:

RG01-087 Options on the CBOE Mini-NDX (MNX) Index

File number: RG01-086
Date filed: June 20, 2001
Description:

RG01-086 CXL Fee - PAR Cancellation Fee

File number: RG01-085
Date filed: June 13, 2001
Description:

RG01-085 Rebalance of GSTI Composite Index

File number: RG01-084
Date filed: June 29, 2001
Description:

RG01-084 Gratuities Policy - Rule 4.4 (RG00-90 Reissued)

File number: RG01-083
Date filed: June 13, 2001
Description:

RG01-083 RAES Eligibility in SPX

File number: RG01-082
Date filed: June 13, 2001
Description:

RG01-082 RAES Eligibility in OEX and DJX

File number: RG01-081
Date filed: June 7, 2001
Description:

RG01-081 Transactions in Priceline.com (Supplements RG01-62)

File number: RG01-080
Date filed: June 7, 2001
Description:

RG01-080 Application for Hardwiring Market-Maker Handheld Terminals

File number: RG01-079
Date filed: June 6, 2001
Description:

RG01-079 Definition of a Primary DPM Designee, Alternate DPM Designee, & Alternate DPM Designee with Supervision

File number: RG01-078
Date filed: June 1, 2001
Description:

RG01-078 Firm Quote Requirement Change for OEX, NDX, MNX, DJX, QQQ, RUT & QEF

File number: RG01-077
Date filed: June 1, 2001
Description:

RG01-077 Restrictions on Transactions in World Access, Inc. (WXQ)

File number: RG01-076
Date filed: May 31, 2001
Description:

RG01-076 Monthly Fair Value Settlement of CME Stock Index Futures and Options (RG01-58 Reissued)

File number: RG01-075
Date filed: May 31, 2001
Description:

RG01-075 Market Share Initiatives

File number: RG01-074
Date filed: May 30, 2001
Description:

RG01-074 ADP Split Price Enhancement

File number: RG01-073
Date filed: May 24, 2001
Description:

RG01-073 Dissemination of Book Market Indicators

File number: RG01-072
Date filed: May 21, 2001
Description:

RG01-072 Restrictions on Transactions in Friede Goldman Halter Inc. (FGH)

File number: RG01-071
Date filed: May 18, 2001
Description:

RG01-071 Modified Bid/Ask Differentials (RG01-52 Revised)

File number: RG01-070
Date filed: May 18, 2001
Description:

RG01-070 Options on the Standard & Poors 100 Index (OEX) (RG01-20 Revised)

File number: RG01-069
Date filed: May 16, 2001
Description:

RG01-069 Product Delisting

File number: RG01-068
Date filed: May 16, 2001
Description:

RG01-068 Firm Quote Requirement Change for SPX

File number: RG01-067
Date filed: May 13, 2001
Description:

RG01-067 Inter-Exchange Procedures in Volatile Markets for Second Quarter 2001

File number: RG01-066
Date filed: May 9, 2001
Description:

RG01-066 Elimination of the 2.5% CME Price Limits

File number: RG01-065
Date filed: May 10, 2001
Description:

RG01-065 Delisting Option Classes, Listing and Delisting Series of Option Classes

File number: RG01-064
Date filed: May 9, 2001
Description:

RG01-064 Rite Aid Corp. (RAD)

File number: RG01-063
Date filed: May 8, 2001
Description:

RG01-063 Delisting Option Classes, Listing and Delisting Series of Option Classes

File number: RG01-062
Date filed: May 7, 2001
Description:

RG01-062 Restrictions on Transactions in Priceline.com Inc. (PUZ) Rite Aid Corp. (RAD)

File number: RG01-061
Date filed: May 3, 2001
Description:

RG01-061 Transactions Between Related Entities

File number: RG01-060
Date filed: May 7, 2001
Description:

RG01-060 Joint Account Participant Trading In Equity Options

File number: RG01-059
Date filed: May 7, 2001
Description:

RG01-059 Joint Account Trading In OEX, SPX and DJX Indexes

File number: RG01-058
Date filed: April 27, 2001
Description:

RG01-058 Monthly ?Fair Value? Settlement of CME Stock Index Futures and Options

File number: RG01-057
Date filed: April 24, 2001
Description:

RG01-057 Application for Hardwiring Market-Maker Handheld Terminals

File number: RG01-056
Date filed: April 20, 2001
Description:

RG01-056 Market-Making Obligations

File number: RG01-055
Date filed: April 19, 2001
Description:

RG01-055 California Amplifier (CAMP/UMP)

File number: RG01-054
Date filed: April 19, 2001
Description:

RG01-054 PSINet, Inc (PSIX/SQP)

File number: RG01-053
Date filed: April 20, 2001
Description:

RG01-053 Split-Price Executions for RAES Book Touches Market Rejected Orders

File number: RG01-052
Date filed: April 20, 2001
Description:

RG01-052 Modified Bid/Ask Differentials

File number: RG01-051
Date filed: April 17, 2001
Description:

RG01-051 Overview of RAES 100-spoke Functionality

File number: RG01-050
Date filed: April 17, 2001
Description:

RG01-050 Dissemination of Quotes with Size for Equity Options

File number: RG01-049
Date filed: April 16, 2001
Description:

RG01-049 Basic Market-Making Obligations

File number: RG01-048
Date filed: April 10, 2001
Description:

RG01-048 Restrictions on Transactions in ETOYS Inc. (ETU)

File number: RG01-047
Date filed: April 9, 2001
Description:

RG01-047 Irrevocable Exercise and Short Sale Requirements

File number: RG01-045
Date filed: April 6, 2001
Description:

RG01-045 Market-Maker Position Limit Exemptions

File number: RG01-044
Date filed: April 2, 2001
Description:

RG01-044 Inter-Exchange Procedures in Volatile Markets for Second Quarter 2001

File number: RG01-043
Date filed: April 6, 2001
Description:

RG01-043 Morning Trade Checking Schedule

File number: RG01-042
Date filed: March 30, 2001
Description:

RG01-042 Firm Quote Rule

File number: RG01-041
Date filed: March 29, 2001
Description:

RG01-041SEC Approval of Prohibition Against Entering RAES Orders Within 15 Seconds in the Same Option Class

File number: RG01-040
Date filed: March 29, 2001
Description:

RG01-040 March 30, 2001, Closing Rotations in Equity and Narrow-Based Index Options; Special Closing Rotations in Certain Broad-Based Index Options

File number: RG01-039
Date filed: March 22, 2001
Description:

RG01-039 Posting Process for Membership Applicants

File number: RG01-038
Date filed: March 16, 2001
Description:

RG01-038 Modified Bid/Ask Differentials

File number: RG01-037
Date filed: March 15, 2001
Description:

RG01-037 Responsibilities and Obligations of Designated Primary Market-Makers

File number: RG01-036
Date filed: March 15, 2001
Description:

RG01-036 Options on the Standard and Poors 500 Index (SPX)

File number: RG01-035
Date filed: March 15, 2001
Description:

RG01-035 Options on the NASDAQ 100 Index (NDX)

File number: RG01-034
Date filed: March 15, 2001
Description:

RG01-034 Options on the CBOE Mini-NDX (MNX) Index

File number: RG01-033
Date filed: March 15, 2001
Description:

RG01-033 Long Term Index Option Series (?LEAPS?) on the CBOE Mini-NDX (MNX) Index

File number: RG01-032
Date filed: March 13, 2001
Description:

RG01-032 Monthly Fair Value Settlement of CME Stock Index Futures and Options

File number: RG01-031
Date filed: March 8, 2001
Description:

RG01-031 Routing of Orders of Accounts in which Market-Makers Have an Interest

File number: RG01-030
Date filed: March 7, 2001
Description:

RG01-030 Option Trading Permit Lease Pool Procedures

File number: RG01-029
Date filed: February 28, 2001
Description:

RG01-029 Blanket Appointment Covering Nasdaq-100 Index Tracking StockSM (QQQ) Index Options

File number: RG01-028
Date filed: February 28, 2001
Description:

RG01-028 Monthly Fair Value Settlement of CME Stock Index Futures and Options

File number: RG01-027
Date filed: February 20, 2001
Description:

RG01-027 Application for Hardwiring Market-Maker Hand-Held Terminals (RG00-77 Reissued)

File number: RG01-026
Date filed: February 20, 2001
Description:

RG01-026 Disciplinary Sanctions for Trading by or with Clerks

File number: RG01-025
Date filed: February 20, 2001
Description:

RG01-025 DPM Clerk Administrative and Operational Policies (RG00-66 Revised)

File number: RG01-024
Date filed: February 16, 2001
Description:

RG01-024 Modified Bid/Ask Differentials

File number: RG01-023
Date filed: February 16, 2001
Description:

RG01-023 Options on the CBOE Mini-NDX (MNX) Index

File number: RG01-022
Date filed: February 16, 2001
Description:

RG01-022 Long Term Index Option Series ("LEAPS") on the CBOE Mini-NDX (MNX) Index

File number: RG01-021
Date filed: February 16, 2001
Description:

RG01-021 Options on the NASDAQ 100 Index (NDX)

File number: RG01-020
Date filed: February 16, 2001
Description:

RG01-020 Options on the Standard and Poors 100 Index (OEX)

File number: RG01-019
Date filed: February 16, 2001
Description:

RG01-019 Options on the Standard and Poors 500 Index (SPX)

File number: RG01-018
Date filed: February 15, 2001
Description:

RG01-018 Product Delisting

File number: RG01-017
Date filed: February 12, 2001
Description:

RG06-017 Delisting Option Classes, Listing & Delisting Series of Options Classes (RG00-151 Reissued)

File number: RG01-016
Date filed: February 8, 2001
Description:

RG01-016 Expiration of Blanket Appointment in CBOE Mini-NDX ("MNX") Index Options

File number: RG01-015
Date filed: February 12, 2001
Description:

RG01-015 Application for Hardwiring Market-Maker Hand-Held Terminals

File number: RG01-014
Date filed: January 25, 2001
Description:

RG01-014 Monthly "Fair Value" Settlement of CME Stock Index Futures and Options

File number: RG01-013
Date filed: February 2, 2001
Description:

RG01-013 2000 Regulatory Circulars

File number: RG01-012
Date filed: January 19, 2001
Description:

RG01-012 Modified Bid/Ask Differentials on Long-Term Equity Option Series (LEAPS)

File number: RG01-011
Date filed: January 19, 2001
Description:

RG01-011 Modified Bid/Ask Differentials on Long-Term Equity Option Series (LEAPS)

File number: RG01-010
Date filed: January 19, 2001
Description:

RG01-010 Options on the NASDAQ 100 Index (NDX)

File number: RG01-009
Date filed: January 19, 2001
Description:

RG01-009 Options on the CBOE Mini-NDX (MNX) Index

File number: RG01-008
Date filed: January 18, 2001
Description:

RG01-008 Trans World Airlines Inc. (TWA)

File number: RG01-007
Date filed: January 19, 2001
Description:

RG01-007 Modified Bid/Ask Differentials

File number: RG01-006
Date filed: January 18, 2001
Description:

RG01-006 Orders to Execute Immediate on RAES or Cancel

File number: RG01-005
Date filed: January 2, 2001
Description:

RG01-005 Inter-Exchange Procedures in Volatile Markets for First Quarter 2001

File number: RG01-004
Date filed: January 12, 2001
Description:

RG01-004 FOCUS REPORT (Form X-17A-5) 2000 Year-End Filing Due March 1, 2001

File number: RG01-003
Date filed: January 4, 2001
Description:

RG01-003 Restrictions on Transactions in RSL Communication, Ltd.

File number: RG01-002
Date filed: January 5, 2001
Description:

RG01-002 Exercises on the Day Prior to Expiration for Position Limit Purposes

File number: RG01-001
Date filed: January 5, 2001
Description:

RG01-001 Semi-Annual Position and Exercise Limit Review