1994 Cboe Exchange Regulatory Circulars

File number: RG95-019
Date filed: February 22, 1994
Description:

RG95-019 Identification of Broker/Dealer Orders

File number: RG94-72
Date filed: October 28, 1994
Description:

RG94-072 Enforcement of the Provisions of Rule 8.16

File number: RG94-67
Date filed: October 4, 1994
Description:

RG94-067 As Of Add Transaction Fee

File number: RG94-086
Date filed: December 29, 1994
Description:

RG94-086 Voluntary Compliance with Proposed Rule Change Concerning Firm Quotes in Two-Part Equity Option Orders

File number: RG94-085
Date filed: December 28, 1994
Description:

RG94-085 As Of Add Transaction Fees & Summary Fines

File number: RG94-083
Date filed: December 21, 1994
Description:

RG94-083 Exercise Cut-Off Rules for Expiring Equity Options

File number: RG94-082
Date filed: December 6, 1994
Description:

RG94-082 Revised FLEX Trade Processing Procedures

File number: RG94-081
Date filed: December 2, 1994
Description:

RG94-081 Input Cutoff Changes

File number: RG94-080
Date filed: December 9, 1994
Description:

RG94-080 Cabinet Trades/Accommodation Liquidations

File number: RG94-079
Date filed: December 5, 1994
Description:

RG94-079 Treatment of orders in SynOptics Communications, Inc. (SXZ) and BayNetworks, Inc. (BNET/NQB/LBN/ZBN)

File number: RG94-076
Date filed: November 18, 1994
Description:

RG94-076 Front-Running of Blocks

File number: RG94-075
Date filed: December 7, 1994
Description:

RG94-075 Closing Rotation on December 30, 1994

File number: RG94-074
Date filed: November 9, 1994
Description:

RG94-074 Order Service Firms

File number: RG94-073
Date filed: November 10, 1994
Description:

RG94-073 November 25, 1994 Early Exercise Advice Cutoff Time

File number: RG94-071
Date filed: October 21, 1994
Description:

RG94-071 Options on CBS Inc. (CBS)

File number: RG94-070
Date filed: October 10, 1994
Description:

RG94-070 301 CLASSES QUALIFYING FOR SPECIAL MARKET-MAKER WEIGHTING

File number: RG94-069
Date filed: October 6, 1994
Description:

RG94-069 Waiver of Trade Match Delayed Submission Fee for 10/05/94

File number: RG94-068
Date filed: September 30, 1994
Description:

RG94-068 Triple Weighting of Option Classes

File number: RG94-066
Date filed: September 21, 1994
Description:

RG94-066 RAES Participant Agreements

File number: RG94-064
Date filed: September 2, 1994
Description:

RG94-064 Options Market-Maker Limited Exemption From NASD Short Sale Rule

File number: RG94-063
Date filed: September 2, 1994
Description:

RG94-063 UAL Corporation

File number: RG94-062
Date filed: September 8, 1994
Description:

RG94-062 Exercise Advice Procedures for American-Style FLEX Options (RG93-23 Revised)

File number: RG94-061
Date filed: September 8, 1994
Description:

RG94-061 Index Option and American-Style FLEX Option Exercise Procedures (RG92-02 - Revised)

File number: RG94-060
Date filed: September 8, 1994
Description:

RG94-060 Position Limit Violations (RG92-15 Revised)

File number: RG94-059
Date filed: September 1, 1994
Description:

RG94-059 RAES Participation Requirements Respecting Non-OEX Option Classes

File number: RG94-058
Date filed: August 17, 1994
Description:

RG94-058 SEC Approval of Changes to Rule 8.51 (Trade or Fade Provision)

File number: RG94-057
Date filed: August 12, 1994
Description:

RG94-057 DPM Participation Rights

File number: RG94-055
Date filed: August 1, 1994
Description:

RG94-055 Non-Aggregation of Accounts for Position & Exercise Limit Purposes

File number: RG94-054
Date filed: July 28, 1994
Description:

RG94-054 Capital and Margin Requirements for Nikkei 300 Index Options

File number: RG94-053
Date filed: July 21, 1994
Description:

RG94-053 Capital and Margin Requirements for CBOE Israeli Index Options

File number: RG94-052
Date filed: July 15, 1994
Description:

RG94-052 Waiver of Exercise Cutoff Time

File number: RG94-051
Date filed: July 18, 1994
Description:

RG94-051 Options on UAL Corporation (UAZ) and Paramount Communications Inc. (PPZ).

File number: RG94-050
Date filed: July 15, 1994
Description:

RG94-050 Filing of Uniform Termination Notices for Securities Industry Registration

File number: RG94-049
Date filed: July 15, 1994
Description:

RG94-049 Capital and Margin Requirements for CBOE Mexico Index Options

File number: RG94-048
Date filed: July 12, 1994
Description:

RG94-048 294 Classes Qualifying For Special Market-Maker Weighting

File number: RG94-047
Date filed: July 12, 1994
Description:

RG94-047 SIPC Mid-Year Filing

File number: RG94-046
Date filed: July 13, 1994
Description:

RG94-046 1994 Paperback Constitution and Rules (RG93-25 Revised)

File number: RG94-045
Date filed: July 20, 1994
Description:

RG94-045 CBOE Trading Floor Dress Code (RG93-28 Reissued)

File number: RG94-044
Date filed: July 13, 1994
Description:

RG94-044 Floor Brokerage Practices

File number: RG94-043
Date filed: July 13, 1994
Description:

RG94-043 Unhedged Position and Exercise Limits

File number: RG94-042
Date filed: July 6, 1994
Description:

RG94-042 Nominee/Broker-Dealers / Use of Sub-Accounts

File number: RG94-041
Date filed: June 23, 1994
Description:

RG94-041 EXCHANGEFONE ABUSE

File number: RG94-040
Date filed: June 27, 1994
Description:

RG94-040 Limited Extension of Market-Maker Margin Treatment for Opening Transactions Initiated Off-Floor for Hedging, Risk-Reduction or Rebalancing

File number: RG94-039
Date filed: June 22, 1994
Description:

RG94-039 Options on Capital Cities/ABC (CCB)

File number: RG94-038
Date filed: June 7, 1994
Description:

RG94-038 Triple Weighting of Option Classes

File number: RG94-037
Date filed: June 8, 1994
Description:

RG94-037 Trading Floor Booth Policy and Fee Changes

File number: RG94-036
Date filed: June 8, 1994
Description:

RG94-036 Prearranged Trading

File number: RG94-035
Date filed: May 12, 1994
Description:

RG94-035 FLEX Options Trading Procedures

File number: RG94-034
Date filed: April 25, 1994
Description:

RG94-034 IMPORTANT NOTICE REGARDING OPTIONS OVERLYING STOCKS TRADING EX-DIVIDEND ON THURSDAY APRIL 28:

File number: RG94-033
Date filed: April 26, 1994
Description:

RG94-033 FLEX options expiring on Wednesday, April 27, 1994

File number: RG94-032
Date filed: April 21, 1994
Description:

RG94-032 Marking Options

File number: RG94-031
Date filed: April 12, 1994
Description:

RG94-031 287 CLASSES QUALIFYING FOR SPECIAL MARKET-MAKER WEIGHTING

File number: RG94-030
Date filed: April 4, 1994
Description:

RG94-030 Waiver of Trade Match Delayed Submission Fee for 03/31/94

File number: RG94-029
Date filed: April 4, 1994
Description:

RG94-029 Additional Trade Match Fee Reductions

File number: RG94-028
Date filed: April 5, 1994
Description:

RG94-028 As Of Add Transaction Fee

File number: RG94-027
Date filed: March 31, 1994
Description:

RG94-027 ILX Rollout

File number: RG94-026
Date filed: April 6, 1994
Description:

RG94-026 Telephone Lines In The Trading Crowds

File number: RG94-025
Date filed: March 25, 1994
Description:

RG94-025 Fee Reductions

File number: RG94-024
Date filed: March 17, 1994
Description:

RG94-024 Options on the NASDAQ 100 Index (NDX)

File number: RG94-023
Date filed: March 17, 1994
Description:

RG94-023 Options on Capital Cities/ABC (CCB)

File number: RG94-022
Date filed: March 15, 1994
Description:

RG94-022 Specialist Net Capital Requirement

File number: RG94-021
Date filed: April 4, 1994
Description:

RG94-021 Non-clearing DPM Regulatory Fee

File number: RG94-020
Date filed: March 21, 1994
Description:

RG94-020 ILX Rollout

File number: RG94-019
Date filed: April 4, 1994
Description:

RG94-019 Customer "Box" Rebate Program For European Style Index Options

File number: RG94-018
Date filed: March 8, 1994
Description:

RG94-018 Blanket Appointment Covering NDX Options

File number: RG94-017
Date filed: February 14, 1994
Description:

RG94-017 Inter-Exchange Procedures in Volatile Markets

File number: RG94-016
Date filed: March 9, 1994
Description:

RG94-016 Borrowing of Trading Capital

File number: RG94-015
Date filed: March 9, 1994
Description:

RG94-015 "Crossing" Orders

File number: RG94-014
Date filed: March 9, 1994
Description:

RG94-014 Identification of Broker/Dealer Orders

File number: RG94-013
Date filed: February 22, 1994
Description:

RG94-013 Options on CBS Inc. (CBS) and Capital Cities/ABC (CCB)

File number: RG94-012
Date filed: February 4, 1994
Description:

RG94-012 Capital and Margin Requirements for NASDAQ-100 Index Options

File number: RG94-011
Date filed: February 1, 1994
Description:

RG94-011 Compliance with Section 11(a) of the Securities Exchange Act of 1934 and the Rules thereunder.

File number: RG94-010
Date filed: February 1, 1994
Description:

RG94-010 SIPC Year-End Filing Requirements

File number: RG94-009
Date filed: January 12, 1994
Description:

RG94-009 Exchange Rules 8.3 (Appointment of Market-Makers) and 8.7 (Obligations of Market-Makers)

File number: RG94-008
Date filed: January 7, 1994
Description:

RG94-008 273 CLASSES QUALIFYING FOR SPECIAL MARKET-MAKER WEIGHTING

File number: RG94-007
Date filed: January 24, 1994
Description:

RG94-007 Unhedged Position and Exercise Limits

File number: RG94-006
Date filed: January 6, 1994
Description:

RG94-006 Expected Modification of Haircut Requirements for Options Positions

File number: RG94-005
Date filed: January 5, 1994
Description:

RG94-005 Firm Quote Obligations in Equity Options

File number: RG94-004
Date filed: January 4, 1994
Description:

RG94-004 DPM Participation Rights

File number: RG94-003
Date filed: January 12, 1994
Description:

RG94-003 Expiration Exercise and Assignment of Expiring Options

File number: RG94-002
Date filed: January 17, 1994
Description:

RG94-002 Exercises on the Day Prior to Expiration for Position Limit Purposes (RG93-01 Reissued)

File number: RG94-001
Date filed: January 3, 1994
Description:

RG94-001 Focus Report (Form X-17A-5) - 1993 Year-End Filing Due March 1, 1994 (RG93-04 Reissued)