1993 Exchange Regulatory Circulars

File number: RG93-26
Date filed: April 7, 1993
Description:

RG93-026 207 Classes Qualifying For Special Market-Maker Weighting

File number: RG93-18
Date filed: February 24, 1993
Description:

RG93-018 Regulatory Requirements for Flexible Exchange Options ("FLEX")

File number: RG93-067
Date filed: December 30, 1993
Description:

RG93-067 Fee Reductions For 1st Quarter of 1994

File number: RG93-065
Date filed: December 10, 1993
Description:

RG93-065 Position Limit Increases and Expanded Equity Hedge Exemption Policy

File number: RG93-064
Date filed: December 8, 1993
Description:

RG93-064 Closing Rotation on 12-31-93

File number: RG93-063
Date filed: December 7, 1993
Description:

RG93-063 Market-Maker's Effecting Closing Transactions for Their Customer Account

File number: RG93-062
Date filed: November 12, 1993
Description:

RG93-062 Short Sales (Supplements RG91-35)

File number: RG93-061
Date filed: November 8, 1993
Description:

RG93-061 Market-Maker Position Limit Exemptions (RG90-50 Revised)

File number: RG93-060
Date filed: November 5, 1993
Description:

RG93-060 Margin & Capital Requirements for Treasury Bond & Note Options

File number: RG93-059
Date filed: October 29, 1993
Description:

RG93-059 Obligations of DPM

File number: RG93-058
Date filed: November 10, 1993
Description:

RG93-058 Trading Halt Policy: Options on Individual Equity Securities (RG92-40 Reissued)

File number: RG93-057
Date filed: October 29, 1993
Description:

RG93-057 Clerks' Conduct on the Trading Floor

File number: RG93-056
Date filed: October 21, 1993
Description:

RG93-056 Options on CBS Inc. (CBS) and Capital Cities/ABC (CCB)

File number: RG93-055
Date filed: October 18, 1993
Description:

RG93-055 RAES System Enhancement/Trade or Fade Rule

File number: RG93-053
Date filed: October 13, 1993
Description:

RG93-053 Change in Trading Hours for CBOE Biotech Index

File number: RG93-052
Date filed: October 14, 1993
Description:

RG93-052 RAES Eligible Series in Equity Classes

File number: RG93-051
Date filed: October 8, 1993
Description:

RG93-051 253 Classes Qualifying For Special Market-Maker Weighting

File number: RG93-050
Date filed: October 5, 1993
Description:

RG93-50 Joint Account Participant Trading in Equity Options (RG91-68 Revised)

File number: RG93-049
Date filed: September 30, 1993
Description:

RG93-049 As Of Add Transaction Fee

File number: RG93-044
Date filed: August 12, 1993
Description:

RG93-044 Amendments to SEC Rule 17a-11 - Early Warning Rule

File number: RG93-043
Date filed: August 10, 1993
Description:

RG93-043 As Of Add Transaction Fee

File number: RG93-042
Date filed: August 10, 1993
Description:

SR93-042 Clerks Conduct on the Trading Floor

File number: RG93-041
Date filed: August 2, 1993
Description:

RG93-041 Lease Agreement Requirements and Lessor Exposure

File number: RG93-040
Date filed: July 16, 1993
Description:

RG93-040 SIPC Mid-Year Filing

File number: RG93-039
Date filed: July 7, 1993
Description:

RG93-039 231 Classes Qualifying for Special Market-Maker Weighting

File number: RG93-038
Date filed: July 14, 1993
Description:

RG93-038 Unhedged Position and Exercise Limits

File number: RG93-037
Date filed: July 7, 1993
Description:

RG93-037 Fees

File number: RG93-036
Date filed: June 23, 1993
Description:

RG93-036 Prearranged Trading

File number: RG93-035
Date filed: May 20, 1993
Description:

RG93-035 Opening Rotations in Equity Classes

File number: RG93-034
Date filed: May 19, 1993
Description:

RG93-034 Change in Trading Hours for Sector Indexes

File number: RG93-033
Date filed: May 18, 1993
Description:

RG93-033 Opening Rotations in Equity Classes

File number: RG93-032
Date filed: May 13, 1993
Description:

RG93-032 Capital and Margin Requirements for Sector Index Options

File number: RG93-031
Date filed: May 7, 1993
Description:

RG93-031 DPM Firm Quote Obligations

File number: RG93-030
Date filed: May 6, 1993
Description:

RG93-030 New Outage/Recovery Procedures

File number: RG93-029
Date filed: April 27, 1993
Description:

RG93-029 Short Sale Rule

File number: RG93-028
Date filed: May 10, 1993
Description:

RG93-028 Dress Code

File number: RG93-027
Date filed: April 30, 1993
Description:

RG93-027 Exchange Rule 24.17: OEX RAES Eligibility Requirements

File number: RG93-025
Date filed: April 14, 1993
Description:

RG93-025 1993 Paperback Constitution and Rules

File number: RG93-024
Date filed: March 31, 1993
Description:

RG93-024 Extension of Deadline to Submit Error Account Rebate Requests

File number: RG93-023
Date filed: March 19, 1993
Description:

RG93-023 Exercise Advice Procedures for American-Style FLEX Options

File number: RG93-022
Date filed: March 16, 1993
Description:

RG93-022 Availability of SuperTrust Prospectuses Dated March 1, 1993 for Secondary Market Trading

File number: RG93-021
Date filed: March 16, 1993
Description:

RG93-021 Availability of SuperTrust Prospectuses Dated March 1, 1993 for Secondary Market Trading

File number: RG93-020
Date filed: March 2, 1993
Description:

RG93-020 Recent Revisions to Form BD and SEC Rulemaking

File number: RG93-019
Date filed: March 2, 1993
Description:

RG93-019 Error Account Transactions

File number: RG93-017
Date filed: February 17, 1993
Description:

RG93-017 DPM Agency Responsibilities Regarding Representation of Member and Non-Member Broker/Dealer Orders

File number: RG93-016
Date filed: February 11, 1993
Description:

RG93-016 Input Cutoff Changes

File number: RG93-015
Date filed: February 17, 1993
Description:

RG93-015 Firm Quotes in Standard & Poors 500 Index Options (SPX)

File number: RG93-014
Date filed: February 8, 1993
Description:

RG93-014 Capital and Margin Requirements for End-of-Quarter Expiration Options

File number: RG93-013
Date filed: February 2, 1993
Description:

RG93-013 SIPC Year-End Filing Requirements

File number: RG93-011
Date filed: January 27, 1993
Description:

RG93-011 Form OE-418 and Attachments

File number: RG93-010
Date filed: January 22, 1993
Description:

RG93-010 Qualifications to Trade FLEX Options

File number: RG93-009
Date filed: January 22, 1993
Description:

RG93-009 Exchangefone Abuse

File number: RG93-008
Date filed: January 11, 1993
Description:

RG93-008 Information Circular to Members and Member Organizations of AMEX and CBOE, dated March 16, 1992

File number: RG93-007
Date filed: January 13, 1993
Description:

RG93-007 FTSE Exchange Delivery Settlement Price (EDSP)

File number: RG93-006
Date filed: January 11, 1993
Description:

RG93-006 192 Classes Qualifying For Special Market-Maker Weighting

File number: RG93-005
Date filed: January 13, 1993
Description:

RG93-005 Unhedged Position and Exercise Limits

File number: RG93-004
Date filed: January 4, 1993
Description:

RG93-004 FOCUS REPORT (Form X-17A-5); 1992 Year-End Filing; Due March 1, 1993

File number: RG93-003
Date filed: January 4, 1993
Description:

RG93-003 Approved Amendments to the SEC Net Capital Rule

File number: RG93-002
Date filed: January 4, 1993
Description:

RG93-002 Expiration Exercise and Assignment of Expiring Options (RG92-04 Reissued)

File number: RG93-001
Date filed: January 11, 1993
Description:

RG93-001 Exercises on the Day Prior to Expiration for Position Limit Purposes (RG92-01 Reissued)