1992 Exchange Regulatory Circulars

File number: RG92-061
Date filed: December 9, 1992
Description:

RG92-061 Capital and Margin Requirements for Russell 2000 Index Options

File number: RG92-060
Date filed: November 23, 1992
Description:

RG92-060 November 27, 1992 Early Exercise Advice Cutoff Time

File number: RG92-059
Date filed: November 11, 1992
Description:

RG92-059 Extension of Credit for SuperFund Shares, SuperUnits and SuperShares

File number: RG92-058
Date filed: November 6, 1992
Description:

RG92-058 SuperShares

File number: RG92-057
Date filed: November 3, 1992
Description:

RG92-057 Extension of Credit for SuperFund Shares, SuperUnits and SuperShares

File number: RG92-056
Date filed: November 3, 1992
Description:

RG92-056 Regulatory Requirements for SuperShares

File number: RG92-055
Date filed: October 15, 1992
Description:

RG92-055 Capital and Margin Requirements for FT-SE 100 Index Options

File number: RG92-053
Date filed: October 8, 1992
Description:

RG92-053 Capital and Margin Requirements for BioTech

File number: RG92-052
Date filed: October 8, 1992
Description:

RG92-052 Member Incentive Billing Adjustment for 10/05/92

File number: RG92-051
Date filed: October 14, 1992
Description:

RG92-051 Prearranged Trading (RG91-37 Reissued)

File number: RG92-050
Date filed: October 6, 1992
Description:

RG92-050 174 Classes Qualifying For Special Market-Maker Weighting

File number: RG92-049
Date filed: September 28, 1992
Description:

RG92-049 Input Cutoff Changes (RG90-31 Revised)

File number: RG92-048
Date filed: September 24, 1992
Description:

RG92-048 Cross Margins for Market-Maker Accounts

File number: RG92-047
Date filed: October 14, 1992
Description:

RG92-047 Joint Account Trading in OEX and SPX Indices (RG91-57 Revised)

File number: RG92-046
Date filed: July 31, 1992
Description:

RG92-046 Expanded Position Limits in Opening Settled S&P 500 Index Options

File number: RG92-045
Date filed: July 30, 1992
Description:

RG92-045 NSX/SPX Spreads

File number: RG92-042
Date filed: July 22, 1992
Description:

RG92-042 Unhedged Position and Exercise Limits

File number: RG92-040
Date filed: July 8, 1992
Description:

RG92-040 Trading Halt Policy Options on Individual Equity Securities

File number: RG92-038
Date filed: July 1, 1992
Description:

RG92-038 Form BD Reporting Requirements

File number: RG92-037
Date filed: July 1, 1992
Description:

RG92-037 Membership Appiication and Other Membership Fees

File number: RG92-036
Date filed: June 12, 1992
Description:

RG92-036 Trade Processing Systems Services Fees

File number: RG92-035
Date filed: June 12, 1992
Description:

RG92-035 Trading Floor Product Location Policy

File number: RG92-034
Date filed: June 15, 1992
Description:

RG92-034 Out-trades; As-of-Adds

File number: RG92-033
Date filed: May 22, 1992
Description:

RG92-033 Member Incentive Billing Adjustment for 5/20/92

File number: RG92-032
Date filed: May 27, 1992
Description:

RG92-032 Constitution and Rules/Regulatory Bulletin

File number: RG92-031
Date filed: May 13, 1992
Description:

RG92-031 Submission of Accurate Program Trading Information

File number: RG92-030
Date filed: May 13, 1992
Description:

RG92-030 Filing Requirements Under Exchange Rule 4.18

File number: RG92-029
Date filed: May 13, 1992
Description:

RG92-029 Frontrunning of Blocks

File number: RG92-028
Date filed: May 1, 1992
Description:

RG92-028 Electronic Book Buy Side Reporting

File number: RG92-027
Date filed: April 27, 1992
Description:

RG92-027 Reduced Value Index Option Spread and Straddle Margin Requirements

File number: RG92-026
Date filed: April 28, 1992
Description:

RG92-026 Disclosure of Accounts and Reporting of Orders and Positions

File number: RG92-025
Date filed: April 14, 1992
Description:

RG92-025 Holiday Expiration Procedures

File number: RG92-024
Date filed: April 14, 1992
Description:

RG92-024 Expiration Exercise and Assignment of Expiring Options

File number: RG92-023
Date filed: April 22, 1992
Description:

RG92-023 "Crossing" Orders

File number: RG92-022
Date filed: April 9, 1992
Description:

RG92-022 157 Classes Qualifying for Special Market-Maker Weighting

File number: RG92-021
Date filed: March 24, 1992
Description:

RG92-021 Risk Based Haircut Proposal

File number: RG92-020
Date filed: March 25, 1992
Description:

RG92-020 Constitutional and Rules

File number: RG92-019
Date filed: March 13, 1992
Description:

RG92-019 Subordinated Loan Agreements

File number: RG92-018
Date filed: March 16, 1992
Description:

RG92-018 Regulatory Requirements for SuperShares

File number: RG92-017
Date filed: March 5, 1992
Description:

RG92-017 Trading Floor Product Location Policy

File number: RG92-016
Date filed: February 26, 1992
Description:

RG92-016 Audit Trail Violations

File number: RG92-015
Date filed: February 20, 1992
Description:

RG92-015 Position Limit Violations

File number: RG92-014
Date filed: February 26, 1992
Description:

RG92-014 Violations of Trading Floor Conduct and Decorum Policies

File number: RG92-013
Date filed: February 26, 1992
Description:

RG92-013 Exchange Committees Standards and Availability of Committee Minutes

File number: RG92-012
Date filed: February 13, 1992
Description:

RG92-012 Smoke Free Environment

File number: RG92-011
Date filed: February 7, 1992
Description:

RG92-011 NCZ Options

File number: RG92-010
Date filed: January 2, 1992
Description:

RG92-010 FOCUS Report (FormX-17A-5) 1991 Year-End Filing Due March 2, 1992

File number: RG92-009
Date filed: January 22, 1992
Description:

RG92-009 Regulatory Requirements for SuperShares

File number: RG92-008
Date filed: January 21, 1992
Description:

RG92-008 SIPC Year End Filing Requirements

File number: RG92-007
Date filed: January 15, 1992
Description:

RG92-007 RAES Expansion and Firm Quotes

File number: RG92-006
Date filed: January 8, 1992
Description:

RG92-006 Market Performance Committee

File number: RG92-005
Date filed: January 20, 1992
Description:

RG92-005 Unhedged Position and Exercise Limits

File number: RG92-004
Date filed: March 2, 1992
Description:

RG92-004 Expiration Friday Exercise and Assignment of Expiring Options

File number: RG92-003
Date filed: January 9, 1992
Description:

RG92-003 Market-Maker Position Limit Exemptions

File number: RG92-002
Date filed: January 27, 1992
Description:

RG92-002 Index Option Exercise Procedures

File number: RG92-001
Date filed: January 13, 1992
Description:

RG92-001 Exercises on the Day Prior to Expiration for Position Limit Purposes