2019 Cboe Exchange Regulatory Circulars

File number: RG19-014
Date filed: March 15, 2019
Description:

RG19-014 Bid-Ask Differentials for TLRY

File number: RG19-013
Date filed: March 1, 2019
Description:

RG19-013 Consolidated Audit Trail Clock Synchronization Notice to Industry Members

File number: RG19-012
Date filed: February 12, 2019
Description:

RG19-012 Industry Outreach on the Consolidated Audit Trail

File number: RG19-011
Date filed: February 6, 2019
Description:

RG19-011 S&P Select Sector Index Options - Temporary Underlying Symbols at OCC

File number: RG19-010
Date filed: February 4, 2019
Description:

RG19-010 CAT Transitioning to New Plan Processor

File number: RG19-009
Date filed: January 30, 2019
Description:

RG19-009 Product Description and Margin and Net Capital Requirements - S&P Select Sector Index Options - Updated

File number: RG19-008
Date filed: January 29, 2019
Description:

RG19-008 CAT Reporting Requirements Presentations Rescheduled

File number: RG19-007
Date filed: January 15, 2019
Description:

RG19-007 Nomination of Representative Directors for Election at 2019 Annual Meeting

File number: RG19-006
Date filed: January 15, 2019
Description:

RG19-006 Supplement to the Options Disclosure Document

File number: RG19-005
Date filed: January 14, 2019
Description:

RG19-005 Filing of Annual Audits

File number: RG19-004
Date filed: January 11, 2019
Description:

RG19-004 Annual Supervision-Related Reporting Pursuant to Cboe/C2 Options Rules 4.24 and 9.8

File number: RG19-003
Date filed: January 11, 2019
Description:

RG19-003 Reminder: 2018 Year-End Filing Due March 1, 2019 Form OE-418 and Attachments

File number: RG19-002
Date filed: January 11, 2019
Description:

RG19-002 Anti-Money Laundering Compliance Program - Customer Due Diligence Requirements and Filing Requirements for Certain Trading Permit Holders

File number: RG19-001
Date filed: January 4, 2019
Description:

RG19-001 Modification of the Options Regulatory Fee