2013 Cboe BZX Options Exchange Regulatory Circulars

File number: BATS_RC_13-005
Date filed: December 11, 2013

SEC Approval of Rule Prohibiting Trading Ahead of Customer Orders

File number: BATS_RC_13-004
Date filed: November 26, 2013

BATS Options Notice of Early Expiring Exercise Declaration Decision Cut-Off Time on November 29, 2013

File number: BATS_RC_13-003
Date filed: September 3, 2013

Notice of Effectiveness of Changes to Exchange Proprietary Trader Registration Requirements and Reminder of Exchange Registration Requirements for Authorized Traders, Principals, and Financial/Operations Principals (FINOP)

File number: BATS_RC_13-002
Date filed: February 25, 2013

Notice Regarding Proposed Amendments to User Agreement

File number: BATS_RC_13-001
Date filed: February 8, 2013

Notice Regarding Filing of Annual Audited Reports with BATS Exchange and BATS YExchange