2019 BZX Exchange Regulatory Circulars

File number: RC19-006
Date filed: January 15, 2019
Description:

Nomination of Representative Directors for Election at 2019 Annual Meeting

File number: RC19-005
Date filed: January 15, 2019
Description:

Supplement to the Options Disclosure Document

File number: RC19-004
Date filed: January 14, 2019
Description:

Filing of Annual Audits

File number: RC19-003
Date filed: January 11, 2019
Description:

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

File number: RC19-001
Date filed: January 4, 2019
Description:

Options Regulatory Fee