2020 Cboe BZX Options Exchange Regulatory Circulars

File number: RC20-009
Date filed: February 21, 2020
Description:

Enhancements under Consideration for the Securities Industry Continuing Education Program (Comments Requested)

File number: RC20-008
Date filed: February 14, 2020
Description:

Anti-Money Laundering Compliance Program

File number: RC20-005
Date filed: February 13, 2020
Description:

Filing of Annual Audits

File number: RC20-004
Date filed: February 13, 2020
Description:

Prearranged Trades

File number: RC20-001
Date filed: January 8, 2020
Description:

Nomination of Representative Directors for Election at 2020 Annual Meetings