Fee Schedule

BATS Options Exchange Pricing Update Effective January 2, 2014

December 27, 2013

BATS Options Exchange is updating base rates, tier levels and tier pricing effective Thursday, January 2, 2014 as highlighted below (pending filing with the SEC). BATS Options will increase Customer and Non-Customer rebates for all volume tiers and will update remove rates for both Penny and Non-Penny securities. NBBO Setter and the Quoting Incentive Program (QIP) for Non-Customer rebates will be updated for all volume tiers and the grow with us pricing will be eliminated. For complete details, please click on the title.

BATS Options Exchange Routing Pricing Update Effective December 2, 2013

November 29, 2013

BATS Options Exchange is updating routing pricing Exchange effective Wednesday, December 2, 2013 as highlighted below. Click title for additional details.

BATS Options Exchange Routing Pricing Update Effective August 7, 2013

August 06, 2013

BATS Options Exchange is updating routing pricing to the ISE Gemini Options Exchange effective Wednesday, August 7, 2013 as highlighted below. Please click on the title for full details.

BATS Options Exchange Routing Pricing Update Effective August 5, 2013

August 02, 2013

BATS Options Exchange is updating routing pricing to include the ISE Gemini Options Exchange effective Monday, August 5, 2013. Please click on the title for full details.

REMINDER - BATS Global Markets New Market Data Agreement Effective July 1, 2013

May 23, 2013

As previously announced, anyone that wishes to receive BATS U.S. or BATS Chi-X Europe Market Data (sourced from the U.S.) after July 1, 2013 is required to execute the new BATS Global Markets Data Agreement. This new agreement replaces any previously signed market data agreements with BATS. BATS Data Agreements and Data Feed Order Form and System Description documents received after June 17, 2013 are not guaranteed to be processed by July 1 and may result in an interruption of BATS Market Data. Click the title for more information.

Regulatory Transaction Fee Rate Adjustment per SEC Section 31 Rate Change Effective Saturday, May 25, 2013

May 01, 2013

This Circular is being issued to inform you that in Fee Rate Advisory #3 for Fiscal Year 2013, the SEC announced that effective Saturday, May 25, 2013 the Section 31 transaction fee rate applicable to securities transactions on the exchanges and over-the-counter markets will decrease to $17.40 per million dollars. Until that date, the current rate of $22.40 per million dollars will remain in effect. Please click on the title for complete details.

REMINDER - BATS Global Markets New Market Data Agreement Due May 1, 2013

April 30, 2013

Anyone that receives BATS U.S. market data or BATS Chi-X Europe data sourced from the U.S. is required to execute the new BATS Global Markets Data Agreement. The new agreement and other ancillary documents, which are outlined below, should be completed and returned to BATS via email ([email protected]) or fax (913.815.7119) by May 1, 2013. Click the title for more information

BATS Announces Availability of Redundant Gig and WAN Shaped Multicast PITCH Feeds from Primary Datacenter

April 24, 2013

BATS is pleased to announce that it will provide redundant Gig and WAN Shaped Multicast PITCH feeds out of its primary datacenter in Weehawken. The feeds will be identified as the B and D feeds respectively and they will be made available for BATS BYX Exchange, BZX Exchange and BATS Options. Planned source and IP address information for the Gig (B) and WAN (D) Shaped feeds are currently available within the Multicast Configuration section of the BATS US Equities/Options Multicast PITCH Specification. For complete details, please click on the title.

BATS Options Update to Bulk Binary Order Entry (BOE) Effective May 1, 2013

April 10, 2013

Effective Wednesday, May 1, 2013, BATS Options Exchange will implement changes to Bulk-enabled Binary Order Entry (BOE) sessions.

BATS Options Exchange Routing Pricing for Mini Options Effective March 18, 2013

March 15, 2013

BATS Options Exchange is updating routing pricing for Mini Options effective Monday, March 18, 2013 on the following securities: AAPL7, AMZN7, GLD7, GOOG7 and SPY7. Applicable pricing changes are highlighted below (pending SEC approval).

BATS Options Exchange Pricing for Mini Options Effective March 18, 2013

March 12, 2013

BATS Options Exchange is pleased to announce the introduction of Mini Options effective Monday, March 18, 2013 on the following securities: AAPL7, AMZN7, GLD7, GOOG7 and SPY7.

Reminder: BATS Offering Network PoP in Secaucus, NJ and Updating 1G Physical Port Fees in Weehawken, NJ

March 01, 2013

Please be advised that BATS will be offering a network PoP (Point of Presence) in the Equinix NY5 Secaucus, NJ data center. The NY5 PoP will provide BATS members access to BATS BZX Exchange, BYX Exchange and BATS Options operated in the SAVVIS NJ2 data center in Weehawken, NJ. For complete details, click on the title.

BATS Options Exchange Pricing Update Effective March 1, 2013

February 28, 2013

Qualification for QIP liquidity rebates will be updated effective March 1, 2013, such that Market Makers that are registered in at least an average of 20% of the associated series for a class for the month will qualify for QIP rebates in that class. For complete details, please click on the title.

BATS Options Exchange Routing Pricing Update Effective February 1, 2013

January 31, 2013

BATS Options Exchange is updating routing pricing effective Friday, February 1, 2013 as highlighted below (pending SEC approval).

BATS NY5 PoP and Physical Port Fee Changes

January 17, 2013

Please be advised that BATS will be offering a network PoP (Point of Presence) in the Equinix NY5 Secaucus, NJ data center. The NY5 PoP will provide BATS members access to BATS BZX Exchange, BYX Exchange and BATS Options operated in the SAVVIS NJ2 data center in Weehawken, NJ. For complete details, click on the title.