Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

Subscribe to the RSS Feed

SR-CboeBYX-2024-004: January 25, 2024; The Exchange proposes to amend the definition of Retail Order, and codify interps and policies regarding permissible uses of algorithms by RMOs.
SR-CboeBYX-2024-003: January 8, 2024; The Exchange proposes to amend Rule 11.9(c)(6) and 11.13(a)(4)(D) to permit the use of BYX Post Only Orders at prices below $1.00.
SR-CboeBYX-2024-002: January 2, 2024; The Exchange proposes to adopt a CAT Fee Schedule.
SR-CboeBYX-2023-020 Amendment No. 1: March 6, 2024; The Exchange proposes an amendment to SR-CboeBYX-2023-020.
SR-CboeBYX-2023-020: December 27, 2023; The Exchange proposes to modify Rule 11.24 to introduce an Enhanced RPI Order and expand its Retail Price Improvement program to include securities priced below $1.00.

Approved and Immediately Effective Rule Changes

Subscribe to the RSS Feed

SR-CboeBYX-2019-025: December 20, 2019; The Exchange proposes to amend Interpretation and Policy .01 of Rule 2.4 to allow the Exchange to provide annual notification to individual Members that are subject to paragraph (b) of Rule 2.4.
SR-CboeBYX-2019-024: December 5, 2019; The Exchange proposes to amend Rule 5.6 to conform to the FinCEN's adoption of a final rule on Customer Due Diligence Requirements for Financial Institutions.
SR-CboeBYX-2019-022: November 19, 2019; The Exchange proposes to amend paragraph (a) of Rule 11.1 to allow the Exchange to accept Stop Orders entered between 6:00 and 7:00 a.m. Eastern Time.
SR-CboeBYX-2019-021: November 13, 2019; The Exchange proposes to amend the fee schedule applicable to the BYX equities trading platform (“BYX Equities”) as it relates to pricing for orders routed to Cboe EDGA Exchange, Inc. (“EDGA”) using the ALLB, TRIM, or SLIM routing strategy.
SR-CboeBYX-2019-020: November 1, 2019; The Exchange proposes to amend its Fees Schedule.
SR-CboeBYX-2019-018: October 16, 2019; The Exchange proposes to extend the current pilot program related to Rule 11.17, Clearly Erroneous Executions, to the close of business on April 20, 2020.
SR-CboeBYX-2019-017: October 15, 2019; The Exchange proposes to extend the pilot related to the market-wide circuit breaker in Rule 11.18.
SR-CboeBYX-2019-016: October 1, 2019; The Exchange proposes to amend the fee schedule.
SR-CboeBYX-2019-014: August 21, 2019; The Exchange proposes to make permanent Rule 11.24, which sets forth the Exchange’s pilot Retail Price Improvement Program.
SR-CboeBYX-2019-011: June 25, 2019; The Exchange proposes to amend the fee schedule applicable to the BYX equities trading platform as it relates to pricing for orders routed to Cboe EDGX Exchange, Inc.
SR-CboeBYX-2019-010: June 25, 2019; The Exchange proposes to extend the pilot period for the Exchange’s Retail Price Improvement Program.
SR-CboeBYX-2019-008: May 1, 2019; The Exchange proposes to amend the fee schedule as it relates to pricing for the use of the TRIM routing strategy.
SR-CboeBYX-2019-007: April 29, 2019; The Exchange proposes to amend Rule 11.13 (Order Execution and Routing), as well as its Fee Schedule, to delete references to the TRIM2 and SWPB routing options.
SR-CboeBYX-2019-005: July 31, 2019; The Exchange proposes to to clarify portions of its rules under Chapter 14 (Securities Traded) related to the applicability of certain disclosure requirements.
SR-CboeBYX-2019-004: April 12, 2019; The Exchange proposes to extend the pilot program related to BYX Rule 11.18, Trading Halts Due to Extraordinary Market Volatility, to the close of business on October 18, 2019.
SR-CboeBYX-2019-003: April 2, 2019; The Exchange proposes to extend the current pilot program related to Rule 11.17, Clearly Erroneous Executions, to the close of business on October 18, 2019.
SR-CboeBYX-2019-002: February 1, 2019; The Exchange proposes a rule change to amend the fee schedule as it relates to pricing for the use of certain routing strategies.
SR-CboeBYX-2019-001: January 7, 2019; The Exchange proposes to amend the Exchange’s Eighth Amended and Restated Bylaws and the Fourth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.