Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

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SR-CboeBYX-2024-004: January 25, 2024; The Exchange proposes to amend the definition of Retail Order, and codify interps and policies regarding permissible uses of algorithms by RMOs.
SR-CboeBYX-2024-003: January 8, 2024; The Exchange proposes to amend Rule 11.9(c)(6) and 11.13(a)(4)(D) to permit the use of BYX Post Only Orders at prices below $1.00.
SR-CboeBYX-2024-002: January 2, 2024; The Exchange proposes to adopt a CAT Fee Schedule.
SR-CboeBYX-2023-020 Amendment No. 1: March 6, 2024; The Exchange proposes an amendment to SR-CboeBYX-2023-020.
SR-CboeBYX-2023-020: December 27, 2023; The Exchange proposes to modify Rule 11.24 to introduce an Enhanced RPI Order and expand its Retail Price Improvement program to include securities priced below $1.00.

Approved and Immediately Effective Rule Changes

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SR-BYX-2012-024: December 6, 2012; Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2012-022: November 19, 2012; BYX is proposing to codify and expand the availability of an Exchange Risk Management Tool.
SR-BYX-2012-021: September 28, 2012; Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2012-020: August 31, 2012; Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2012-019 Amendment 2: November 13, 2012; Partial amendment to SR-BYX-2012-019.
SR-BYX-2012-019: August 14, 2012; BYX is proposing to establish a Retail Price Improvement (RPI) Program on a pilot basis.
SR-BYX-2012-018: August 3, 2012; BYX is proposing to modify the operation of price sliding functionality.
SR-BYX-2012-017: July 31, 2012; Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2012-016: July 24, 2012; BYX is proposing to extend a pilot program related to BYX Rule 11.17 (Clearly Erroneous Executions).
SR-BYX-2012-015: July 24, 2012; BYX is proposing to extend a pilot program related to BYX Rule 11.18 (Trading Halts Due to Extraordinary Market Volatility).
SR-BYX-2012-014: July 6, 2012; BYX is proposing to adopt Rule 3.23 related to Telemarketing.
SR-BYX-2012-013: July 2, 2012; Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2012-012 Amendment 1: July 6, 2012; Partial amendment to SR-BYX-2012-012.
SR-BYX-2012-012: June 26, 2012; BYX is proposing to adopt a market maker peg order.
SR-BYX-2012-011: June 15, 2012; BYX is proposing to modify system functionality when the consolidated market is crossed as well as the handling of certain orders that have been routed away.
SR-BYX-2012-010: June 5, 2012; Proposal to temporarily suspend the requirements of Rule 2.6 in connection with the membership of Apex Clearing.
SR-BYX-2012-009: May 23, 2012; BYX is proposing to amend BYX Rule 11.9 to modify the operation of BATS Post Only orders and to make an unrelated change to match trade prevention functionality.
SR-BYX-2012-008: April 25, 2012; BYX is proposing to modify BYX Rule 11.9 to allow optional attribution of orders submitted to the Exchange.
SR-BYX-2012-007: March 19, 2012; BYX is proposing to amend the Certificate of Incorporation of BATS Global Markets, Inc.
SR-BYX-2012-006: March 8, 2012; BYX is proposing to make permanent the rule related to BATS Trading, Inc.'s status as inbound router.
SR-BYX-2012-005: February 1, 2012; Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2012-004: February 1, 2012; BYX is proposing to add an additional variation of the TRIM routing strategy.
SR-BYX-2012-002: January 6, 2012; BYX is proposing to extend a pilot program related to BATS Rule 11.17 (Clearly Erroneous Executions).
SR-BYX-2012-001: January 6, 2012; BYX is proposing to extend a pilot program related to BATS Rule 11.18 (Trading Halts Due to Extraordinary Market Volatility).