2015 EDGX Exchange Regulatory Circulars

File number: RC 2015-14
Date filed: December 23, 2015
Description:

Expiring Exercise Declaration Procedures on December 31, 2015

File number: RC 2015-013
Date filed: December 22, 2015
Description:

Notice of Early Expiring Exercise Declaration Decision Cut-Off Time on December 24, 2015

File number: RC 2015-012
Date filed: December 21, 2015
Description:

Notice Regarding the Marking of Professional Customer Orders

File number: RC 2015-011
Date filed: December 15, 2015
Description:

Notice of Changes to Trader Registration Categories and Frequently Asked Questions

File number: RC 2015-010
Date filed: November 21, 2015
Description:

Notice of Early Expiring Exercise Declaration Decision Cut-Off Time on November 27, 2015

File number: RC 2015-009
Date filed: November 3, 2015
Description:

Mandatory Participation in Disaster Recovery Testing

File number: RC 2015-008
Date filed: October 20, 2015
Description:

Exchange Guidelines on Gifts and Gratuities

File number: RC 2015-002
Date filed: February 10, 2015
Description:

Notice of Effectiveness of Changes to Exchange Registration Requirements for Principals and Financial/Operations Principals (FINOP)

File number: RC 2015-001
Date filed: February 5, 2015
Description:

Notice Regarding Filing of Annual Audited Reports