2019 EDGX Exchange Regulatory Circulars

File number: RC19-024
Date filed: October 15, 2019
Description:

Retail Priority Orders

File number: RC19-023
Date filed: September 30, 2019
Description:

Modification of the Options Regulatory Fee

File number: RC19-021
Date filed: July 29, 2019
Description:

Prearranged Trades

File number: RC19-020
Date filed: June 25, 2019
Description:

Modification of the Options Regulatory Fee

File number: RC19-018
Date filed: June 21, 2019
Description:

Regulatory Report Cards Available on the Cboe Customer Web Portal - Updated

File number: RC19-017
Date filed: June 18, 2019
Description:

Regulatory Division Contacts for Market Maker Quoting Issues and Late Withdrawals/Terminations

File number: RC19-016
Date filed: June 14, 2019
Description:

Global Trading Hours and Market Maker Continuous Quoting Obligations – Updated

File number: RC19-015
Date filed: June 10, 2019
Description:

Mandatory Participation in Disaster Recovery Testing

File number: RC19-014
Date filed: May 30, 2019
Description:

Global Trading Hours Trading Risks and Required Customer Disclosures

File number: RC19-013
Date filed: May 2, 2019
Description:

Proposed Changes to Market-Maker Appointment and Quoting Obligations on BZX Options, C2, Options and EDGX Options - Updated

File number: RC19-012
Date filed: May 1, 2019
Description:

Consolidated Audit Trail Registration Deadline, Technical Specifications and Other Events

File number: RC19-011
Date filed: April 17, 2019
Description:

Proposed Changes to Market-Maker Appointment and Quoting Obligations on BZX Options, C2 Options and EDGX Options

File number: RC19-010
Date filed: March 1, 2019
Description:

Consolidated Audit Trail Clock Synchronization Notice to Industry Members

File number: RC19-009
Date filed: February 12, 2019
Description:

Industry Outreach on the Consolidated Audit Trail

File number: RC19-008
Date filed: February 4, 2019
Description:

CAT Transitioning to New Plan Processor

File number: RC19-007
Date filed: January 29, 2019
Description:

CAT Reporting Requirements Presentations Rescheduled

File number: RC19-006
Date filed: January 15, 2019
Description:

Nomination of Representative Directors for Election at 2019 Annual Meeting

File number: RC19-005
Date filed: January 15, 2019
Description:

Supplement to the Options Disclosure Document

File number: RC19-004
Date filed: January 14, 2019
Description:

Filing of Annual Audits

File number: RC19-003
Date filed: January 11, 2019
Description:

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

File number: RC19-002
Date filed: January 4, 2019
Description:

Options Regulatory Fee

File number: RC 19-015
Date filed: June 10, 2019
Description:

Mandatory Participation in Disaster Recovery Testing