2014 EDGX Exchange Products Circulars

File number: 2014-017
Date filed: February 12, 2014
Description:

AdvisorShares International Gold ETF and AdvisorShares Gartman Gold/Yen ETF and AdvisorShares Gartman Gold/Euro ETF and AdvisorShares Gartman Gold/British Pound

File number: 2014-016
Date filed: February 6, 2014
Description:

iShares 2019 AMT-Free Muni Term ETF

File number: 2014-015
Date filed: February 4, 2014
Description:

WisdomTree Bloomberg Floating Rate Treasury Fund

File number: 2014-014
Date filed: February 4, 2014
Description:

iShares Currency Hedged MSCI Japan ETF and iShares Currency Hedged MSCI Germany ETF and iShares Currency Hedged MSCI EAFE ETF

File number: 2014-013
Date filed: February 4, 2014
Description:

iShares Treasury Floating Rate Bond ETF

File number: 2014-012
Date filed: January 23, 2014
Description:

Market Vectors MSCI Emerging Markets Quality ETF and Market Vectors MSCI Emerging Markets Quality Dividend ETF and Market Vectors MSCI International Quality ETF and Market Vectors MSCI International Quality Dividend ETF

File number: 2014-011
Date filed: January 23, 2014
Description:

DB X-Trackers MSCI All World Ex US Hedged Equity Fund and DB X-Trackers MSCI South Korea Hedged Equity Fund and DB X-Trackers MSCI Mexico Hedged Equity Fund

File number: 2014-010
Date filed: January 23, 2014
Description:

PIMCO Diversified Income Exchange-Traded Fund and PIMCO Low Duration Exchange-Traded Fund

File number: 2014-009
Date filed: January 23, 2014
Description:

Direxion Zacks MLP High Income Shares

File number: 2014-008
Date filed: January 22, 2014
Description:

Direxion Daily FTSE Europe Bull 3X Shares and Direxion Daily FTSE Europe Bear 3X Shares

File number: 2014-007
Date filed: January 22, 2014
Description:

Vident Core U.S. Equity ETF

File number: 2014-006
Date filed: January 15, 2014
Description:

AdvisorShares Sage Core Reserves ETF

File number: 2014-005
Date filed: January 15, 2014
Description:

PowerShares NYSE Century Portfolio

File number: 2014-004
Date filed: January 14, 2014
Description:

Market Vectors Short High-Yield Municipal Index ETF

File number: 2014-003
Date filed: January 9, 2014
Description:

SPDR MFS Systematic Core Equity ETF and SPDR MFS Systematic Growth Equity ETF and SPDR MFS Systematic Value Equity ETF

File number: 2014-002
Date filed: January 8, 2014
Description:

EGSHARES TCW EM Short Term Investment Grade Bond ETF and EGSHARES TCW EM Intermediate Term Investment Grade Bond ETF and EGSHARES TCW EM Long Term Investment Grade Bond ETF

File number: 2014-001
Date filed: January 7, 2014
Description:

First Trust NASDAQ Rising Dividend Achievers ETF and First Trust High Income ETF and First Trust Low Beta Income ETF

File number: 14-136
Date filed: December 31, 2014
Description:

ALPS Medical Breakthroughs ETF

File number: 14-135
Date filed: December 23, 2014
Description:

PowerShares Russell 1000 Equal Weight Portfolio

File number: 14-134
Date filed: December 18, 2014
Description:

Reality Shares DIVS ETF

File number: 14-133
Date filed: December 17, 2014
Description:

BioShares Biotechnology Clinical Trials Fund and BioShares Biotechnology Products Fund

File number: 14-132
Date filed: December 16, 2014
Description:

ValueShares International Quantitative Value ETF

File number: 14-131
Date filed: December 10, 2014
Description:

Deutsche X-trackers MSCI EMU Hedged Equity ETF

File number: 14-130
Date filed: December 10, 2014
Description:

WisdomTree Emerging Markets ex-State-Owned Enterprises Fund

File number: 14-129
Date filed: December 10, 2014
Description:

Cambria Global Asset Allocation ETF

File number: 14-128
Date filed: December 10, 2014
Description:

Validea Market Legends ETF

File number: 14-127
Date filed: December 9, 2014
Description:

iShares MSCI ACWI Low Carbon Target ETF

File number: 14-126
Date filed: December 4, 2014
Description:

iShares iBonds Dec 2020 Corporate ETF

File number: 14-125
Date filed: December 3, 2014
Description:

KraneShares E Fund China Commercial Paper ETF

File number: 14-124
Date filed: December 3, 2014
Description:

Credit Suisse S&P MLP Index Exchange Traded Notes (ETNs) Due December 4, 2034

File number: 14-123
Date filed: December 3, 2014
Description:

ETRACS S&P 500 VEQTOR Switch Index ETN

File number: 14-122
Date filed: November 26, 2014
Description:

SPDR MSCI ACWI Low Carbon Target ETF

File number: 14-121
Date filed: November 19, 2014
Description:

Global X GF China Bond ETF

File number: 14-120
Date filed: November 13, 2014
Description:

EMQQ The Emerging Markets Internet and Ecommerce ETF

File number: 14-119
Date filed: November 13, 2014
Description:

FlexShares Credit-Scored US Corporate Bond Index Fund

File number: 14-118
Date filed: November 12, 2014
Description:

PureFunds ISE Cyber Security

File number: 14-117
Date filed: November 11, 2014
Description:

Market Vectors ChinaAMC China Bond ETF

File number: 14-116
Date filed: November 7, 2014
Description:

JPMorgan Diversified Return International Equity ETF

File number: 14-115
Date filed: November 7, 2014
Description:

PowerShares DB Optimum Yield Diversified Commodity Strategy Portfolio

File number: 14-114
Date filed: November 5, 2014
Description:

First Trust Emerging Markets Local Currency Bond ETF

File number: 14-113
Date filed: November 5, 2014
Description:

First Trust International IPO ETF

File number: 14-112
Date filed: November 5, 2014
Description:

First Trust Low Duration Mortgage Opportunities ETF

File number: 14-111
Date filed: November 4, 2014
Description:

Cambria Global Momentum ETF

File number: 14-110
Date filed: October 31, 2014
Description:

ALPS STOXX Europe 600 ETF

File number: 14-109
Date filed: October 31, 2014
Description:

ARK Genomic Revolution Multi-Sector ETF and ARK Innovation ETF

File number: 14-108
Date filed: October 23, 2014
Description:

Global X | JPMorgan Efficiente Index ETF and Global X | JPMorgan US Sector Rotator Index ETF

File number: 14-107
Date filed: October 23, 2014
Description:

Recon Capital DAX Germany ETF

File number: 14-106
Date filed: October 22, 2014
Description:

First Trust Eurozone AlphaDEX® ETF

File number: 14-105
Date filed: October 21, 2014
Description:

ValueShares U.S. Quantitative Value ETF

File number: 14-104
Date filed: October 16, 2014
Description:

Vident Core US Bond Strategy ETF

File number: 14-103
Date filed: October 16, 2014
Description:

iShares Commodities Select Strategy ETF

File number: 14-102
Date filed: October 15, 2014
Description:

iShares MSCI Emerging Markets Horizon ETF

File number: 14-101
Date filed: October 9, 2014
Description:

Fidelity Total Bond ETF and Fidelity Corporate Bond ETF and Fidelity Limited Term Bond ETF

File number: 14-100
Date filed: October 9, 2014
Description:

ProShares Morningstar Alternatives Solution ETF

File number: 14-099
Date filed: October 7, 2014
Description:

Renaissance International IPO ETF

File number: 14-098
Date filed: October 2, 2014
Description:

ProShares Managed Futures Strategy

File number: 14-097
Date filed: October 2, 2014
Description:

InfraCap MLP ETF

File number: 14-096
Date filed: October 2, 2014
Description:

Falah Russell-IdealRatings U.S. Large Cap ETF

File number: 14-095
Date filed: October 1, 2014
Description:

ETRACS Monthly Pay 2xLeveraged US High Dividend Low Volatility ETN and due September 30, 2044

File number: 14-094
Date filed: October 1, 2014
Description:

Compass EMP Developed 500 Enhanced Volatility Weighted Index ETF

File number: 14-093
Date filed: October 1, 2014
Description:

Arrow DWA Tactical ETF

File number: 14-092
Date filed: September 30, 2014
Description:

ARK Industrial Innovation ETF and ARK Web x.0 ETF

File number: 14-091
Date filed: September 26, 2014
Description:

Guggenheim Emerging Markets Real Estate ETF

File number: 14-090
Date filed: September 25, 2014
Description:

IShares Currency Hedged MSCI Emerging Markets ETF

File number: 14-089
Date filed: September 23, 2014
Description:

Source EURO STOXX 50 ETF

File number: 14-088
Date filed: September 23, 2014
Description:

Deep Value ETF

File number: 14-087
Date filed: September 18, 2014
Description:

SPDR MSCI Mexico Quality Mix ETF and SPDR MSCI South Korea Quality Mix ETF and SPDR MSCI Taiwan Quality Mix ETF

File number: 14-086
Date filed: September 17, 2014
Description:

Guggenheim BulletShares 2023 Corporate Bond ETF and Guggenheim BulletShares 2024 Corporate Bond ETF and Guggenheim BulletShares 2021 High Yield Corporate Bond ETF and Guggenheim BulletShares 2022 High Yield Corporate Bond ETF

File number: 14-085
Date filed: September 16, 2014
Description:

C-Tracks Exchange-Traded Notes Miller/Howard Strategic Dividend Reinvestor and due September 16, 2024

File number: 14-084
Date filed: September 16, 2014
Description:

Stock Split Index Fund

File number: 14-083
Date filed: September 11, 2014
Description:

Barclays Return on Disability ETN

File number: 14-082
Date filed: September 10, 2014
Description:

SPDR SSgA Risk Aware ETF

File number: 14-081
Date filed: September 10, 2014
Description:

PowerShares LadderRite 0-5 Year Corporate Bond Portfolio

File number: 14-080
Date filed: September 10, 2014
Description:

First Trust Long/Short Equity ETF

File number: 14-079
Date filed: September 4, 2014
Description:

FlexShares Disciplined Duration MBS Index Fund

File number: 14-078
Date filed: August 27, 2014
Description:

WBI SMID Tactical Growth Shares and WBI SMID Tactical Value Shares and WBI SMID Tactical Yield Shares and WBI SMID Tactical Select Shares and WBI Large Cap Tactical Growth Shares and WBI Large Cap Tactical Value Shares and WBI Large Cap Tactical Yield Shares and WBI Tactical High Income Shares and WBI Tactical Income Shares and WBI Large Cap Tactical Select Shares

File number: 14-077
Date filed: August 21, 2014
Description:

ProShares MSCI EAFE Dividend Growers ETF

File number: 14-076
Date filed: August 14, 2014
Description:

iShares iBonds Sep 2020 AMT-Free Muni Bond ETF

File number: 14-075
Date filed: August 14, 2014
Description:

First Trust Strategic Income ETF

File number: 14-074
Date filed: August 6, 2014
Description:

ProShares CDS North American HY Credit ETF and ProShares CDS Short North American HY Credit ETF

File number: 14-073
Date filed: August 6, 2014
Description:

First Trust Enhanced Short Maturity ETF

File number: 14-072
Date filed: August 1, 2014
Description:

Direxion iBillionaire Index ETF

File number: 14-071
Date filed: August 1, 2014
Description:

Compass EMP U.S. Discovery 500 Enhanced Volatility Weighted Fund

File number: 14-070
Date filed: July 30, 2014
Description:

AdvisorShares Athena High Dividend ETF

File number: 14-069
Date filed: July 29, 2014
Description:

Direxion Daily Mid Cap Bull 2X Shares and Direxion Daily Small Cap Bull 2X Shares and Direxion Daily 7-10 Year Treasury Bull 2X Shares

File number: 14-068
Date filed: July 29, 2014
Description:

Royal Bank of Canada Exchange Traded Notes due July 19, 2034 and Linked to the Yorkville MLP Distribution Growth Leaders Liquid PR Index

File number: 14-067
Date filed: July 24, 2014
Description:

Market Vectors ChinaAMC SME-ChiNext ETF

File number: 14-066
Date filed: July 23, 2014
Description:

First Trust Dorsey Wright International Focus 5 ETF

File number: 14-065
Date filed: July 15, 2014
Description:

Barclays Inverse US Treasury Composite ETN

File number: 14-064
Date filed: July 15, 2014
Description:

Sprott Gold Miners ETF

File number: 14-063
Date filed: July 14, 2014
Description:

Calamos Focus Growth ETF

File number: 14-062
Date filed: July 10, 2014
Description:

iShares Currency Hedged MSCI EMU ETF and iShares Global REIT ETF

File number: 14-061
Date filed: July 10, 2014
Description:

Barclays Women In Leadership ETN

File number: 14-060
Date filed: July 9, 2014
Description:

AdvisorShares Sunrise Global Multi-Strategy ETF

File number: 14-059
Date filed: July 2, 2014
Description:

Compass EMP US EQ Income 100 Enhanced Volatility Weighted Fund and Compass EMP U.S. 500 Volatility Weighted Index ETF and Compass EMP U.S. 500 Enhanced Volatility Weighted Index ETF

File number: 14-058
Date filed: June 25, 2014
Description:

ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN

File number: 14-057
Date filed: June 17, 2014
Description:

JPMorgan Diversified Return Global Equity ETF

File number: 14-056
Date filed: June 12, 2014
Description:

SPDR MSCI Australia Quality Mix ETF and SPDR MSCI Canada Quality Mix ETF and SPDR MSCI Germany Quality Mix ETF and SPDR MSCI Spain Quality Mix ETF and SPDR MSCI United Kingdom Quality Mix ETF and SPDR MSCI Japan Quality Mix ETF

File number: 14-055
Date filed: June 12, 2014
Description:

iShares Core Dividend Growth ETF and iShares Core MSCI Europe ETF and iShares Core MSCI Pacific ETF and iShares Core Total USD Bond Market ETF

File number: 14-054
Date filed: June 11, 2014
Description:

ETRACS Wells Fargo MLP Ex-Energy ETN due June 10, 2044

File number: 14-053
Date filed: June 11, 2014
Description:

UBS AG FI Enhanced Large Cap Growth ETN due June 19, 2024

File number: 14-052
Date filed: June 11, 2014
Description:

Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes

File number: 14-051
Date filed: June 5, 2014
Description:

SPDR MSCI EAFE Quality Mix ETF and SPDR MSCI Emerging Markets Quality Mix ETF and SPDR MSCI World Quality Mix ETF and SPDR EURO STOXX Small Cap ETF

File number: 14-050
Date filed: June 5, 2014
Description:

iShares MSCI Asia ex Japan Minimum Volatility ETF and iShares MSCI Europe Minimum Volatility ETF and iShares MSCI Japan Minimum Volatility ETF

File number: 14-049
Date filed: May 29, 2014
Description:

iSharesBond Dec 2016 Corporate Term ETF and iSharesBond Dec 2018 Corporate Term ETF

File number: 14-048
Date filed: May 29, 2014
Description:

iShares Interest Rate Hedged High Yield Bond ETF and iShares Interest Rate Hedged Corporate Bond ETF

File number: 14-047
Date filed: May 29, 2014
Description:

PowerShares Multi-Strategy Alternative Portfolio

File number: 14-046
Date filed: May 28, 2014
Description:

Direxion Daily S&P 500 Bull 2X Shares

File number: 14-045
Date filed: May 21, 2014
Description:

db X-trackers Harvest CSI 500 China A-Shares Small Cap Fund

File number: 14-044
Date filed: May 16, 2014
Description:

Merk Gold Trust

File number: 14-043
Date filed: May 15, 2014
Description:

First Trust Managed Municipal ETF

File number: 14-042
Date filed: May 7, 2014
Description:

WisdomTree Europe Dividend Growth Fund and WisdomTree International Hedged Dividend Growth Fund

File number: 14-041
Date filed: May 1, 2014
Description:

PowerShares Variable Rate Preferred Portfolio

File number: 14-040
Date filed: May 1, 2014
Description:

db X-trackers Solactive Investment Grade Subordinated Debt Fund

File number: 14-039
Date filed: May 1, 2014
Description:

iShares MSCI Qatar Capped ETF and iShares MSCI UAE Capped ETF

File number: 14-038
Date filed: April 30, 2014
Description:

db X-trackers Harvest MSCI All China Equity Fund

File number: 14-037
Date filed: April 24, 2014
Description:

Barclays OFI SteelPath MLP ETN

File number: 14-036
Date filed: April 24, 2014
Description:

iShares Yield Optimized Bond ETF

File number: 14-035
Date filed: April 23, 2014
Description:

EGShares Blue Chip ETF

File number: 14-034
Date filed: April 10, 2014
Description:

Direxion Daily Gold Bull 3X Shares and Direxion Daily Gold Bear 3X Shares

File number: 14-033
Date filed: April 8, 2014
Description:

WisdomTree Japan Hedged Capital Goods Fund and WisdomTree Japan Hedged Financials Fund and WisdomTree Japan Hedged Health Care Fund and WisdomTree Japan Hedged Real Estate Fund and WisdomTree Japan Hedged Tech, Media & Telecom Fund

File number: 14-032
Date filed: March 28, 2014
Description:

ALPS Emerging Sector Dividend Dogs ETF

File number: 14-031
Date filed: March 27, 2014
Description:

ProShares DJ Brookfield Global Infrastructure ETF

File number: 14-030
Date filed: March 26, 2014
Description:

ETRACS Monthly Reset 2X Leveraged S&P 500 Total Return ETNs

File number: 14-029
Date filed: March 13, 2014
Description:

SPDR Barclays International High Yield Bond ETF

File number: 14-028
Date filed: March 12, 2014
Description:

Cambria Global Value ETF

File number: 14-027
Date filed: March 11, 2014
Description:

Global X Guru International Index ETF and Global X Guru Small Cap Index ETF

File number: 14-026
Date filed: March 11, 2014
Description:

First Trust RBA American Industrial Renaissance ETF and First Trust RBA Quality Income ETF

File number: 14-025
Date filed: March 6, 2014
Description:

First Trust Dorsey Wright Focus 5 ETF

File number: 14-024
Date filed: March 5, 2014
Description:

KraneShares Bosera MSCI China A Share ETF

File number: 14-023
Date filed: March 5, 2014
Description:

AdvisorShares YieldPro ETF

File number: 14-022
Date filed: March 4, 2014
Description:

Horizons Korea KOSPI 200 ETF

File number: 14-021
Date filed: February 27, 2014
Description:

PowerShares International BuyBack Achievers Portfolio

File number: 14-020
Date filed: February 26, 2014
Description:

iShares Enhanced International Large-Cap ETF and iShares Enhanced International Small-Cap ETF

File number: 14-019
Date filed: February 26, 2014
Description:

SPDR Barclays 0-5 Year TIPS ETF

File number: 14-018
Date filed: February 25, 2014
Description:

Workplace Equality Portfolio