2010 EDGX Exchange Products Circulars

File number: IC 20107-017
Date filed: January 31, 2017
Description:

Franklin Templeton ETF Trust

File number: IC 20107-016
Date filed: January 31, 2017
Description:

Cambria ETF Trust

File number: IC 20107-008
Date filed: January 5, 2017
Description:

UBS ETRACS ETNs

File number: IC 20107-007
Date filed: January 5, 2017
Description:

Direxion Daily Bear 1X Shares

File number: IC 20106-151
Date filed: December 13, 2016
Description:

Janus SG Global Quality Income ETF

File number: IC 20106-148
Date filed: December 8, 2016
Description:

Deutsche X-trackers USD High Yield Corporate Bond ETF

File number: IC 20106-147
Date filed: December 8, 2016
Description:

Virtus Newfleet Dynamic Credit ETF

File number: IC 20106-133
Date filed: November 3, 2016
Description:

Direxion Daily CSI China Internet Index Bull 2X Shares

File number: IC 20106-110
Date filed: September 21, 2016
Description:

Recon Capital USA Managed Risk ETF

File number: IC 20106-096
Date filed: September 7, 2016
Description:

ETF Managers Trust

File number: IC 20106-064
Date filed: June 9, 2016
Description:

Direxion Daily S&P 500 Bear 1X Shares

File number: IC 20106-051
Date filed: May 10, 2016
Description:

Global X Thematic ETFs

File number: 2010-618
Date filed: December 10, 2010
Description:

ProShares RAFI Long/Short ETF - RALS

File number: 2010-617
Date filed: December 8, 2010
Description:

RBS US Large Cap Trendpilot ETN - TRND

File number: 2010-616
Date filed: December 8, 2010
Description:

Rydex Russell 1000 Equal Weight ETF - EWRI and Rydex Russell 2000 Equal Weight ETF - EWRS and Rydex Russell EAFE Equal Weight ETF - EWEF and Rydex Russell Emerging Markets Equal Weight ETF - EWEM and Rydex Russell Midcap Equal Weight ETF - EWRM

File number: 2010-615
Date filed: December 8, 2010
Description:

Direxion Daily Gold Miners Bear 2x Shares - DUST and Direxion Airline Shares - FLYX and Direxion Daily Gold Miners Bull 2x Shares - NUGT

File number: 2010-614
Date filed: December 3, 2010
Description:

ETFS White Metals Basket Trust - WITE

File number: 2010-613
Date filed: December 3, 2010
Description:

iShares Barclays 0-5 Year TIPS Bond Fund - STIP

File number: 2010-612
Date filed: December 2, 2010
Description:

PowerShares KBW High Dividend Yield Financial Portfolio - KBWD and PowerShares KBW Property & Casualty Insurance Portfolio - KBWP and PowerShares KBW Global ex-US Financial Sector Portfolio - KBWX and PowerShares KBW Premium Yield Equity REIT Portfolio - KBWY

File number: 2010-611
Date filed: December 1, 2010
Description:

Peritus High Yield ETF - HYLD

File number: 2010-610
Date filed: December 1, 2010
Description:

UBS AG Exchange Traded Securities (E-TRACS) Daily Long-Short VIX ETN due November 30, 2040 - XVIX

File number: 2010-609
Date filed: November 30, 2010
Description:

iPath Long Enhanced S&P 500 VIX Mid-Term Futures ETN - VZZ and iPath Long Extended Russell 1000 TR Index ETN - ROLA and iPath Long Extended Russell 2000 TR Index ETN - RTLA and iPath Long Extended S&P 500 TR Index ETN - SFLA and iPath Long Enhanced MSCI EAFE Index ETN - MFLA and iPath Long Enhanced MSCI Emerging Markets Index ETN - EMLB and iPath Short Extended Russell 1000 TR Index ETN - ROSA and iPath Short Extended Russell 2000 TR Index ETN - RTSA and iPath Short Extended S&P 500 TR Index ETN - SFSA and iPath Short Enhanced MSCI EAFE Index ETN - MFSA and iPath Short Enhanced MSCI Emerging Markets Index ETN - EMSA

File number: 2010-608
Date filed: November 30, 2010
Description:

VelocityShares VIX Short Term ETN Linked to the S&P 500 VIX Short-Term Futures IndexTM - VIIX and VelocityShares VIX Medium Term ETN Linked to theS&P 500 VIX Mid-Term Futures IndexTM - VIIZ and VelocityShares Daily Inverse VIX Short Term ETN Linkedto the S&P 500 VIX Short-Term Futures IndexTM - XIV and VelocityShares Daily Inverse VIX Medium Term ETN Linked to the S&P 500 VIX Mid-Term Futures IndexTM - and VelocityShares VIX Daily 2x Short Term ETN Linked to the S&P 500 VIX Short-Term Futures IndexTM - ZIV and VelocityShares VIX Daily 2x Medium Term ETN Linked to the S&P 500 VIX Mid-Term Futures IndexTM -

File number: 2010-607
Date filed: November 15, 2010
Description:

C-Tracks Exchange Traded Notes Based on the Performance of the Citi Volatility Index Total Return - CVOL

File number: 2010-606
Date filed: November 10, 2010
Description:

iShares MSCI Russia Capped Index Fund - ERUS

File number: 2010-605
Date filed: November 10, 2010
Description:

Global X FTSE Norway 30 ETF - NORW

File number: 2010-604
Date filed: November 5, 2010
Description:

Global X Uranium ETF - URA

File number: 2010-603
Date filed: November 4, 2010
Description:

Global X Gold Explorers ETF - GLDX

File number: 2010-602
Date filed: November 1, 2010
Description:

UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo MLP Index due October 29, 2040 - MLPW

File number: 2010-601
Date filed: November 1, 2010
Description:

PIMCO Broad US Treasury Index Fund - TRSY

File number: 2010-600
Date filed: November 1, 2010
Description:

Vanguard Global ex-US Real Estate ETF - VNQI

File number: 2010-599
Date filed: October 29, 2010
Description:

Sprott Physical Silver Trust - PSLV

File number: 2010-598
Date filed: October 28, 2010
Description:

Market Vectors Rare Earth/Strategic Metals ETF - REMX

File number: 2010-597
Date filed: October 26, 2010
Description:

AdvisorShares Cambria Global Tactical ETF - GTAA

File number: 2010-596
Date filed: October 22, 2010
Description:

ETFS Physical Precious Metals Basket Shares - GLTR

File number: 2010-595
Date filed: October 14, 2010
Description:

Market Vectors China A-Shares ETF - PEK

File number: 2010-594
Date filed: October 5, 2010
Description:

JPMorgan Double Short US Long Bond Treasury Futures ETN due September 30, 2025 - DSTJ and JPMorgan Double Short US 10 Year Treasury Futures ETN due September 30, 2025 - DSXJ

File number: 2010-593
Date filed: October 4, 2010
Description:

Exchange Traded notes due October 6, 2020 Linked to the Credit Suisse Merger Arbitrage Liquid Index - CSMA

File number: 2010-592
Date filed: September 29, 2010
Description:

iShares MSCI China Small Cap Index Fund - ECNS and iShares MSCI Philippines Investable Market Index Fund - EPHE and iShares MSCI Brazil Small Cap Index Fund - EWZS

File number: 2010-591
Date filed: September 29, 2010
Description:

UBS AG 1x Monthly Short Exchange Traded Access Securities Linked to the Alerian MLP Infrastructure Total Return Index due October 1, 2040 - MLPS

File number: 2010-590
Date filed: September 24, 2010
Description:

WisdomTree Dreyfus Commodity Currency Fund - CCX

File number: 2010-589
Date filed: September 22, 2010
Description:

Vanguard Russell 1000 ETF - VONE and Vanguard Russell 1000 Growth ETF - VONG and Vanguard Russell 1000 Value ETF - VONV and Vanguard Russell 2000 ETF - VTWO and Vanguard Russell 2000 Growth ETF - VTWG and Vanguard Russell 2000 Value ETF - VTWV and Vanguard Russell 3000 ETF - VTHR

File number: 2010-588
Date filed: September 21, 2010
Description:

PIMCO Investment Grade Corporate Bond Index Fund - CORP

File number: 2010-587
Date filed: September 21, 2010
Description:

PIMCO Build America Bond Strategy Fund - BABZ

File number: 2010-586
Date filed: September 14, 2010
Description:

SPDR S&P Global Natural Resources ETF - GNR

File number: 2010-585
Date filed: September 14, 2010
Description:

EGShares Dow Jones Emerging Markets Consumer Titans Index Fund - ECON

File number: 2010-584
Date filed: September 9, 2010
Description:

Vanguard S&P 500 ETF - VOO and Vanguard S&P 500 Growth ETF - VOOG and Vanguard S&P 500 Value ETF - VOOV and Vanguard S&P Mid-Cap 400 ETF - IVOO and Vanguard S&P Mid-Cap 400 Growth ETF - IVOG and Vanguard S&P Mid-Cap 400 Value ETF - IVOV and Vanguard S&P Small-Cap 600 ETF - VIOO and Vanguard S&P Small-Cap 600 Growth ETF - VIOG and Vanguard S&P Small-Cap 600 Value ETF - VIOV

File number: 2010-583
Date filed: September 2, 2010
Description:

SPX Capped Leveraged Index Return Note - SOS

File number: 2010-582
Date filed: September 2, 2010
Description:

iShares MSCI New Zealand Investable Market Index Fund - ENZL

File number: 2010-581
Date filed: September 1, 2010
Description:

Barclays ETN+ S&P 500 Dynamic VEQTOR Exchange Traded Notes - VQT

File number: 2010-580
Date filed: August 25, 2010
Description:

Alerian MLP ETF - AMLP

File number: 2010-579
Date filed: August 25, 2010
Description:

Market Vectors India Small-Cap Index ETF - SCIF

File number: 2010-578
Date filed: August 11, 2010
Description:

Emerging Global Shares INDXX India Infrastructure Index Fund - INXX

File number: 2010-577
Date filed: August 10, 2010
Description:

iPath US Treasury Long Bond Bull ETN - DLBL and iPath US Treasury Long Bond Bear ETN - DLBS and iPath US Treasury 2-Year Bull ETN - DTUL and iPath US Treasury 2-Year Bear ETN - DTUS and iPath US Treasury 10-Year Bull ETN - DTYL and iPath US Treasury 10-Year Bear ETN - DTYS and iPath US Treasury Flattener ETN - FLAT and iPath US Treasury Steepener ETN - STPP

File number: 2010-576
Date filed: August 10, 2010
Description:

United States Commodity Index Fund - USCI

File number: 2010-575
Date filed: August 9, 2010
Description:

WisdomTree Emerging Markets Local Debt Fund - ELD

File number: 2010-574
Date filed: August 9, 2010
Description:

SPX Accelerated Return Notes due September 30, 2011 - ACK and SPX Capped Leveraged Index Return Notes due July 27, 2012 - CDK and SPX Market Index Target Term Securities due July 31, 2015 - MHM

File number: 2010-573
Date filed: August 5, 2010
Description:

Schwab Short-Term US Treasury ETF - SCHO and Schwab US TIPS ETF - SCHP and Schwab Intermediate-Term US Treasury ETF - SCHR

File number: 2010-572
Date filed: July 29, 2010
Description:

Global X Brazil Financials ETF - BRAF

File number: 2010-571
Date filed: July 23, 2010
Description:

Market Vectors Emerging Markets Local Currency Bond ETF - EMLC

File number: 2010-570
Date filed: July 23, 2010
Description:

Global X Lithium ETF - LIT

File number: 2010-569
Date filed: July 21, 2010
Description:

WCM/BNY Mellon Focused Growth ADR ETF - AADR

File number: 2010-568
Date filed: July 19, 2014
Description:

Barclays ETN+ Inverse S&P 500 VIX Short Term FuturesTM ETN - XXV

File number: 2010-567
Date filed: July 16, 2010
Description:

Direxion Daily Natural Gas Related Bull 2X Shares - FCGL and Direxion Daily Natural Gas Related Bear 2X Shares - FCGS and Direxion Daily Retail Bull 2X Shares - RETL and Direxion Daily Retail Bear 2X Shares - RETS

File number: 2010-566
Date filed: July 16, 2010
Description:

iShares MSCI ACWI ex US Consumer Discretionary Sector Index Fund - AXDI and iShares MSCI ACWI ex US Consumer Staples Sector Index Fund - AXSL and iShares MSCI ACWI ex US Energy Sector Index Fund - AXEN and iShares MSCI ACWI ex US Health Care Sector Index Fund - AXHE and iShares MSCI ACWI ex US Industrials Sector Index Fund - AXID and iShares MSCI ACWI ex US Technology Sector Index Fund - AXIT and iShares MSCI ACWI ex US Materials Sector Index Fund - AXMT and iShares MSCI ACWI ex US Telecommunications Sector Index Fund - AXTE and iShares MSCI ACWI ex US Utilities Sector Index Fund - AXUT

File number: 2010-565
Date filed: July 16, 2010
Description:

UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due July 9, 2040 - MLPG

File number: 2010-564
Date filed: July 16, 2010
Description:

Mars Hill Global Relative Value ETF - GRV

File number: 2010-563
Date filed: July 16, 2010
Description:

iShares MSCI Indonesia Investable Market Index Fund - EIDO and iShares MSCI Ireland Capped Investable Market Index Fund - EIRL and iShares MSCI USA Index Fund - EUSA

File number: 2010-562
Date filed: July 16, 2010
Description:

Grail McDonnell Intermediate Municipal Bond ETF - GMMB and Grail McDonnell Core Taxable Bond ETF - GMTB

File number: 2010-561
Date filed: July 16, 2010
Description:

GreenHaven Continuous Commodity Index Fund - GCC

File number: 2010-560
Date filed: July 16, 2010
Description:

Grail American Beacon Large Cap Value ETF - GVT

File number: 2010-559
Date filed: July 16, 2010
Description:

Goldman Sachs Group, Inc. Claymore CEF Index-Linked GS Connect ETN - GCE

File number: 2010-558
Date filed: July 16, 2010
Description:

iShares GSCI Commodity-Indexed Trust - GSG

File number: 2010-557
Date filed: July 16, 2010
Description:

Goldman Sachs Group, Inc. GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index-Linked Notes - GSC

File number: 2010-556
Date filed: July 16, 2010
Description:

JP Morgan BUFFER Notes Based Upon the S&P 500 Index - BJG

File number: 2010-555
Date filed: July 16, 2010
Description:

JP Morgan Alerian MLP Exchange Traded Notes - AMJ

File number: 2010-554
Date filed: July 16, 2010
Description:

KEYnotes Exchange Traded Notes Linked to the First Trust Enhanced 130/30 Large Cap Index due May 25, 2023 - JFT

File number: 2010-553
Date filed: July 16, 2010
Description:

HSBC USA Inc. ELEMENTS Linked to the S&P Commodity Trends Indicator ? Total Return due June 16, 2023 - LSC

File number: 2010-552
Date filed: July 16, 2010
Description:

iShares MSCI Israel Capped Investable Market Index Fund - EIS and iShares MSCI Thailand Investable Market Index Fund - THD and iShares MSCI Turkey Investable Market Index Fund - TUR

File number: 2010-551
Date filed: July 16, 2010
Description:

iPath Dow Jones - AIG Agriculture Total Return Sub-Index ETN - JJA

File number: 2010-550
Date filed: July 16, 2010
Description:

Barclays GEMS Index Exchange-Traded Notes - JEM

File number: 2010-549
Date filed: July 16, 2010
Description:

iPathSM Exchange-Traded Notes Linked to MSCI India Total Return IndexSM - INP

File number: 2010-548
Date filed: July 16, 2010
Description:

iPath Optimized Currency Carry ETN - ICI

File number: 2010-547
Date filed: July 16, 2010
Description:

iPath Exchange-Traded Notes Linked to the GSCI Total Return Index - GSP

File number: 2010-546
Date filed: July 16, 2010
Description:

iPath JPY/USD Exchange Rate ETN - JYN and iPath GBP/USD Exchange Rate ETN - GBB

File number: 2010-545
Date filed: July 16, 2010
Description:

iPath Dow Jones - AIG Copper Total Return Sub-Index ETN - JJC and iPath Dow Jones - AIG Energy Total Return Sub-Index ETN - JJE0 and iPath Dow Jones - AIG Grains Total Return Sub-Index ETN - JJG and iPath Dow Jones - AIG Industrial Metals Total Return Sub-Index ETN - JJM and iPath Dow Jones - AIG Natural Gas Total Return Sub-Index ETN - GAZ and iPath Dow Jones - AIG Nickel Total Return Sub-Index ETN - JJN

File number: 2010-544
Date filed: July 16, 2010
Description:

iPath EUR/USD Exchange Rate ETN - ERO

File number: 2010-543
Date filed: July 16, 2010
Description:

iPath SM Exchange-Traded Notes Linked to the Dow Jones - AIG Commodity Index Total Return SM - DJP

File number: 2010-542
Date filed: July 16, 2010
Description:

iPath Dow Jones - AIG Livestock Total Return Sub-Index ETN - COW

File number: 2010-541
Date filed: July 16, 2010
Description:

iPath SM Exchange-Traded Notes Linked to the performance of the CBOE S&P 500 BuyWrite IndexS SM due May 28, 2037 - CBOE

File number: 2010-540
Date filed: July 16, 2010
Description:

Barclays GEMS Asia 8 Exchange Traded Notes due April 8, 2038 - AYT

File number: 2010-539
Date filed: July 16, 2010
Description:

Emerging Global Shares INDXX China Infrastructure Index Fund - CHXX

File number: 2010-538
Date filed: July 16, 2010
Description:

PowerShares DB Crude Oil Double Short Exchange Traded Notes due June 1, 2038 - DTO

File number: 2010-537
Date filed: July 16, 2010
Description:

Deutsche Bank AG, ELEMENTS SM - 'Dogs of the Dow' Linked to the Dow Jones High Yield Select 10 Total Return Index - DOD

File number: 2010-536
Date filed: July 16, 2010
Description:

DB Gold Double Long ETN - DGP and DB Gold Double Short ETN - DZZ and DB Gold Short ETN - DGZ

File number: 2010-535
Date filed: July 16, 2010
Description:

DB Commodity Double Short Exchange Traded Notes - DEE and DB Commodity Double Long Exchange Traded Notes - DYY and DB Commodity Short Exchange Traded Notes - DDP and DB Commodity Long Exchange Traded Notes - DPU

File number: 2010-534
Date filed: July 16, 2010
Description:

ELEMENTS SM Linked to the Benjamin Graham Large Cap Value SM Index -Total Return due August 14, 2023 - BVL and ELEMENTS SM Linked to the Benjamin Graham Small Cap Value SM Index -Total Return due August 14, 2023 - and ELEMENTS SM Linked to the Benjamin Graham Total Market Value SM Index- Total Return due August 14, 2023 - BSC

File number: 2010-533
Date filed: July 16, 2010
Description:

DB Agriculture Double Long ETN - DAG and DB Agriculture Double Short ETN - AGA and DB Agriculture Long ETN - AGF and DB Agriculture Short ETN - ADZ

File number: 2010-532
Date filed: July 16, 2010
Description:

PowerShares DB G10 Currency Harvest Fund - DBV

File number: 2010-531
Date filed: July 16, 2010
Description:

DB Commodity Index Tracking Fund - DBC

File number: 2010-530
Date filed: July 16, 2010
Description:

PowerShares DB Base Metals Fund - DBB

File number: 2010-529
Date filed: July 16, 2010
Description:

Buffer Notes Based Upon the S&P 500 Index Due November 8, 2010 - BUW

File number: 2010-528
Date filed: July 16, 2010
Description:

Buffer Notes Based Upon the S&P 500 Index Due December 8, 2010 - BGI

File number: 2010-527
Date filed: July 16, 2010
Description:

Index-Linked Securities Buffer Notes Based Upon the S&P 500 Index Due January 7, 2011 - BEJ

File number: 2010-526
Date filed: July 16, 2010
Description:

Safety First Trust Principal-Protected Certificates Linked to the S&P 500 Index due on March 27, 2014 - AJB

File number: 2010-525
Date filed: July 16, 2010
Description:

Safety First Trust Principal-Protected Certificates linked to the Dow Jones Industrial Average, the Nikkei 225 Index and the S&P 500 Index - AZP

File number: 2010-524
Date filed: July 16, 2010
Description:

Safety First Trust Series 2008-1 Principal-Protected Certificates linked to a U.S.-Europe-Japan Basket - ATA

File number: 2010-523
Date filed: July 16, 2010
Description:

Safety First Trust Series 2008-2 Principal-Protected Certificates linked to S&P 500 Index - AMM

File number: 2010-522
Date filed: July 16, 2010
Description:

Safety First Trust Series 2007-4 Principal-Protected Certificates linked to a Global Index Basket - AKN

File number: 2010-521
Date filed: July 16, 2010
Description:

Safety First Trust Series 2007-3 Principal-Protected Certificates linked to a Global Index Basket - AKE

File number: 2010-520
Date filed: July 16, 2010
Description:

Safety First Trust Series 2008-4 Principal-Protected Trust Certificates linked to the S&P 500 Index - AHY

File number: 2010-519
Date filed: July 16, 2010
Description:

Safety First Trust Series 2008-3 Principal-Protected Certificates linked to a Global Index Basket - AHB

File number: 2010-518
Date filed: July 16, 2010
Description:

Safety First Trust Series 2007-2 Principal-Protected Certificates linked to the Nikkei 225 Index - AFO

File number: 2010-517
Date filed: July 16, 2010
Description:

Safety First Trust Series Principal-Protected Trust Certificates Linked to the Dow Jones Industrial Average - ABI

File number: 2010-516
Date filed: July 16, 2010
Description:

PMICO 15+ Year US TIPS Index Fund ETF - LTPZ

File number: 2010-515
Date filed: July 16, 2010
Description:

SPDR Nuveen Barclays Capital Build America Bond ETF - BABS

File number: 2010-514
Date filed: July 16, 2010
Description:

CurrencyShares Australian Dollar Trust - FXA and CurrencyShares British Pound Sterling Trust - FXB and CurrencyShares Canadian Dollar Trust - FXC and CurrencyShares Euro Trust - FXE and CurrencyShares Swiss Franc Trust - FXF and CurrencyShares Mexican Peso Trust - FXM and CurrencyShares Swedish Krona Trust - FXS and CurrencyShares Japanese Yen Trust - FXY

File number: 2010-513
Date filed: July 16, 2010
Description:

Market Vectors Egypt Index Exchange-Traded Fund - EGPT

File number: 2010-512
Date filed: July 16, 2010
Description:

Market Vectors-Africa Index ETF - AFK

File number: 2010-511
Date filed: July 16, 2010
Description:

E-TRACS UBS Bloomberg CMCI Food ETN - FUD

File number: 2010-510
Date filed: July 16, 2010
Description:

Swedish Export Credit Corporation ('SKE'), ELEMENTS SM Linked to the MLCX Grains Index- Total Return SM due February 13, 2023 - GRU

File number: 2010-509
Date filed: July 16, 2010
Description:

Swedish Export Credit Corporation ('SKE'), ELEMENTS Linked to the MLCX Biofuels - FUE

File number: 2010-508
Date filed: July 16, 2010
Description:

Swedish Export Credit Corporation, ELEMENTS SM Linked to the SPECTRUM Large Cap U.S. Sector Momentum Index - EEH

File number: 2010-507
Date filed: July 16, 2010
Description:

Eksportfinans Accelerated Return Notes Linked to the MSCI EAFE Index - ECV

File number: 2010-506
Date filed: July 16, 2010
Description:

Accelerated Return Notes Linked to the S&P 500 Index, due on April 29, 2011 - AMY

File number: 2010-505
Date filed: July 16, 2010
Description:

Eksportfinans Accelerated Return Notes Linked to the S&P 500 Index - AKL

File number: 2010-504
Date filed: July 16, 2010
Description:

Swedish Export Credit Corporation Accelerated Return Notes Linked to the Russell 2000 Index - AGR

File number: 2010-503
Date filed: July 16, 2010
Description:

streetTRACKS Gold Shares - GLD

File number: 2010-502
Date filed: July 16, 2010
Description:

ProShares Ultra Telecommunications - LTL

File number: 2010-501
Date filed: July 16, 2010
Description:

Market Vectors-Chinese Renminbi/USD ETN - CNY and Market Vectors-Indian Rupee/USD ETN - INR

File number: 2010-500
Date filed: July 16, 2010
Description:

Morgan Stanley's Capital Protected Notes Based on the Value of Three Indices - IIL

File number: 2010-499
Date filed: July 16, 2010
Description:

Morgan Stanley Capital Protected Bear Notes Based on the decline in the value of the Philadelphia Stock Exchange Housing Sector Index - HPB

File number: 2010-498
Date filed: July 16, 2010
Description:

Morgan Stanley, Capital Protected Notes based on the value of the Dow Jones Global Titans 50 Index - GIT

File number: 2010-497
Date filed: July 16, 2010
Description:

Morgan Stanley's Capital Protected Notes Based on the Value of an International Index Basket - GIC

File number: 2010-496
Date filed: July 16, 2010
Description:

Morgan Stanley's Capital Protected Notes Based on the Value of an International Index Basket - GBI

File number: 2010-495
Date filed: July 16, 2010
Description:

Morgan Stanley Capital Protected Notes based on a Global Basket of Indices - GBC

File number: 2010-494
Date filed: July 16, 2010
Description:

Morgan Stanley PROtected Performance Equity Linked Securities Based on the Value of a Basket of Three International Indices - EBK

File number: 2010-493
Date filed: July 16, 2010
Description:

Morgan Stanley, Capital Protected Notes based on the value of the Dow Jones Industrial Average - DPP

File number: 2010-492
Date filed: July 16, 2010
Description:

Morgan Stanley, Strategic Total Return SecuritiesExchangeable for a Cash Amount Based on the CBOE Dow Jones Industrial Average BuyWrite Index - DBZ

File number: 2010-491
Date filed: July 16, 2010
Description:

Morgan Stanley, 8% Targeted Income Strategic Total Return Securities Exchangeable for a Cash Amount Based on the CBOE Dow Jones Industrial Average BuyWrite Index - DBY

File number: 2010-490
Date filed: July 16, 2010
Description:

Morgan Stanley 8% Targeted Income Strategic Total Return Securities Linked to the CBOE S&P 500 BuyWrite Index - BWN

File number: 2010-489
Date filed: July 16, 2010
Description:

Global Medium-Term Notes, Series F, Buffered PLUS due December 20, 2010 - BTQ

File number: 2010-488
Date filed: July 16, 2010
Description:

Global Medium-Term Notes Series F Buffered PLUS due March 20, 2011 Based on the Value of the S&P 500 Index - BJI

File number: 2010-487
Date filed: July 16, 2010
Description:

Morgan Stanley Capital Protected Notes based on the value of a Basket of 15 Companies in the Energy Industry - BEM

File number: 2010-486
Date filed: July 16, 2010
Description:

Morgan Stanley Absolute Return Barrier Notes due August 20, 2010 Based on the Value of the S&P 500 Index - ANG

File number: 2010-485
Date filed: July 16, 2010
Description:

PowerShares DB Energy Fund - DBE and PowerShares DB Oil Fund - DBO and PowerShares DB Precious Metals Fund - DBP and PowerShares DB Gold Fund - DGL and PowerShares DB Silver Fund - DBS and PowerShares DB Agriculture Fund - DBA

File number: 2010-484
Date filed: July 16, 2010
Description:

Capped Leveraged Index Return Notes Linked to the S&P 500 Index, due on February 24, 2012 - LMZ

File number: 2010-483
Date filed: July 16, 2010
Description:

Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index - LDX

File number: 2010-482
Date filed: July 16, 2010
Description:

Strategic Return Notes Linked to the Industrial 15 Index - LDB

File number: 2010-481
Date filed: July 16, 2010
Description:

Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Merrill Lynch Factor Model - HFB

File number: 2010-480
Date filed: July 16, 2010
Description:

STrategic Accelerated Redemption Securities Linked to the iShares MSCI EAFE Index - EFS

File number: 2010-479
Date filed: July 16, 2010
Description:

Bear Market Strategic Accelerated Redemption Securities Linked to the iShares Dow Jones U.S. Real Estate Index Fund - DMH

File number: 2010-478
Date filed: July 16, 2010
Description:

STrategic Accelerated Redemption Securities ('STARS') Linked to the Dow Jones Industrial Average - DEV

File number: 2010-477
Date filed: July 16, 2010
Description:

Strategic Accelerated Redemption Securities Linked to the Dow Jones Industrial Average due August 31, 2010 - DCX

File number: 2010-476
Date filed: July 16, 2010
Description:

SPX Capped Leveraged Index Return Notes Linked to the S&P 500 Index, due on April 27, 2012 - CVF

File number: 2010-475
Date filed: July 16, 2010
Description:

SPX Capped Leveraged Index Return Notes due May 25, 2012 - CGQ

File number: 2010-474
Date filed: July 16, 2010
Description:

BAC Capped Leveraged Index Return Notes based on the S&P 500 Index, due on August 27, 2010 - CFU

File number: 2010-473
Date filed: July 16, 2010
Description:

BAC Capped Leveraged Index Return Notes based on the S&P 500 Index, due on November 29, 2010 - CEZ

File number: 2010-472
Date filed: July 16, 2010
Description:

8% Monthly Income Strategic Return Notes Linked to the CBOE S&P 500 BuyWrite Index - BXU

File number: 2010-471
Date filed: July 16, 2010
Description:

8% Strategic Return Notes Linked to the CBOE DJIA BuyWrite Index - BWR

File number: 2010-470
Date filed: July 16, 2010
Description:

Bank of America Accelerated Return Notes Linked to the S&P 500 Index - ALO

File number: 2010-469
Date filed: July 16, 2010
Description:

SPX Accelerated Return Notes, Due July 29, 2011 - ADJ

File number: 2010-468
Date filed: July 16, 2010
Description:

Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index - ADF

File number: 2010-467
Date filed: July 16, 2010
Description:

Market Index Target Term Securities Linked to the Dow Jones Industrial Average, due June 26, 2015 - DFF

File number: 2010-466
Date filed: July 16, 2010
Description:

Global X Brazil Consumer ETF - BRAQ

File number: 2010-465
Date filed: July 16, 2010
Description:

Market Vectors Latin America Small Cap ETF - LATM

File number: 2010-464
Date filed: July 16, 2010
Description:

Market Vectors Solar Energy ETF - KWT

File number: 2010-463
Date filed: July 16, 2010
Description:

Market Vectors Indonesia Index ETF - IDX

File number: 2010-462
Date filed: July 16, 2010
Description:

Market Vectors High Yield Municipal Index ETF - HYD

File number: 2010-461
Date filed: July 16, 2010
Description:

Market Vectors - RVE Hard Assets Producers ETF - HAP

File number: 2010-460
Date filed: July 16, 2010
Description:

Market Vectors Brazil Small-Cap ETF - BRF

File number: 2010-459
Date filed: July 16, 2010
Description:

United States Brent Oil Fund, LP - BNO

File number: 2010-458
Date filed: July 16, 2010
Description:

Teucrium Corn Fund - CORN

File number: 2010-457
Date filed: July 16, 2010
Description:

SPDR KBW Mortgage Finance ETF - KME

File number: 2010-456
Date filed: July 16, 2010
Description:

SPDR Barclays Capital Intermediate Term Credit Bond ETF - ITR

File number: 2010-455
Date filed: July 16, 2010
Description:

SPDR S&P International Energy Sector ETF - IPW and SPDR S&P International Industrial Sector ETF - IPN and SPDR S&P International Financial Sector ETF - IPF and SPDR S&P International Materials Sector ETF - IRV and SPDR S&P International Technology Sector ETF - IPK and SPDR S&P International Utilities Sector ETF - IPU and SPDR S&P International Telecommunications Sector ETF - IST and SPDR S&P International Consumer Staples Sector ETF - IPS and SPDR S&P International Consumer Discretionary Sector ETF - IPD and SPDR S&P International Health Care Sector ETF - IRY

File number: 2010-454
Date filed: July 16, 2010
Description:

SPDR Barclays Capital International Corporate Bond ETF - IBND

File number: 2010-453
Date filed: July 16, 2010
Description:

SPDR S&P Emerging Markets Small Cap ETF - EWX

File number: 2010-452
Date filed: July 16, 2010
Description:

SPDR S&P International Dividend ETF - DWX

File number: 2010-451
Date filed: July 16, 2010
Description:

SPDR Barclays Capital Convertible Bond ETF - CWB

File number: 2010-450
Date filed: July 16, 2010
Description:

ProShares Short KBW Regional Banking ETF - KRS and ProShares Ultra KBW Regional Banking ETF - KRU

File number: 2010-449
Date filed: July 16, 2010
Description:

ProShares UltraShort MSCI Pacific ex-Japan ETF - JPX

File number: 2010-448
Date filed: July 16, 2010
Description:

ProShares Ultra MSCI Japan ETF - EZJ

File number: 2010-447
Date filed: July 16, 2010
Description:

ProShares UltraShort MSCI Europe ETF - EPV

File number: 2010-446
Date filed: July 16, 2010
Description:

ProShares Ultra MSCI EAFE ETF - EFO

File number: 2010-445
Date filed: July 16, 2010
Description:

ProShares Ultra MSCI Emerging Markets ETF - EET

File number: 2010-444
Date filed: July 16, 2010
Description:

Short Oil & Gas ProShares - DDG

File number: 2010-443
Date filed: July 16, 2010
Description:

ProShares UltraShort MSCI Brazil ETF - BZQ

File number: 2010-442
Date filed: July 16, 2010
Description:

PIMCO 3-7 Year US Treasury Index Fund ETF - FIVZ

File number: 2010-441
Date filed: July 16, 2010
Description:

GlobalShares FTSE Emerging Markets Fund ETF - GSR

File number: 2010-440
Date filed: July 16, 2010
Description:

GlobalShares FTSE All-Cap Asia Pacific ex Japan Fund - GSO and GlobalShares FTSE All-World Fund - GSW and GlobalShares FTSE All-World ex US Fund - GSZ

File number: 2010-439
Date filed: July 16, 2010
Description:

GlobalShares FTSE Developed Countries ex US Fund ETF - GSD

File number: 2010-438
Date filed: July 16, 2010
Description:

Canada CP HOLDRs Trust - HCH

File number: 2010-437
Date filed: July 16, 2010
Description:

Biotech HOLDRs Trust - BBH and Broadband HOLDRs Trust - BDH and B2B Internet HOLDRs Trust - BHH and Europe 2001 HOLDRs Trust - EKH and Internet HOLDRs Trust - HHH and Internet Architecture HOLDRs Trust - IAH and Internet Infrastructure HOLDRs Trust - IIH

File number: 2010-436
Date filed: July 16, 2010
Description:

JETS Contrarian Opportunities Index Fund - JCO

File number: 2010-435
Date filed: July 16, 2010
Description:

Q Canada Small Cap ETF 45409B867 - CNDA and IQ Australia Small Cap ETF 45409B826 - KROO

File number: 2010-434
Date filed: July 16, 2010
Description:

Global X/InterBolsa FTSE Colombia 20 ETF - GXG

File number: 2010-433
Date filed: July 16, 2010
Description:

Global X FTSE Nordic 30 ETF - GXF

File number: 2010-432
Date filed: July 16, 2010
Description:

Global X China Financials ETF - CHIX

File number: 2010-431
Date filed: July 16, 2010
Description:

Global X China Materials ETF - CHIM

File number: 2010-430
Date filed: July 16, 2010
Description:

Global X China Energy ETF - CHIE

File number: 2010-429
Date filed: July 16, 2010
Description:

Global X China Technology ETF - CHIB

File number: 2010-428
Date filed: July 16, 2010
Description:

Global X Brazil Mid Cap ETF - BRAZ

File number: 2010-427
Date filed: July 16, 2010
Description:

First Trust ISE Global Wind Energy Index Fund - FAN

File number: 2010-426
Date filed: July 16, 2010
Description:

First Trust ISE Global Engineering and Construction Index Fund - FLM

File number: 2010-425
Date filed: July 16, 2010
Description:

FaithShares Lutheran Values Fund - FKL and FaithShares Baptist Values Fund - FZB

File number: 2010-424
Date filed: July 16, 2010
Description:

FaithShares Catholic Values Fund - FCV and FaithShares Christian Values Fund - FOC and FaithShares Methodist Values Fund - FMV

File number: 2010-423
Date filed: July 16, 2010
Description:

Emerging Global Shares Dow Jones Emerging Markets Metals and Mining Titans Index Fund ETF - EMT

File number: 2010-422
Date filed: July 16, 2010
Description:

Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund ETF - EEO

File number: 2010-421
Date filed: July 16, 2010
Description:

Emerging Global Shares INDXX Brazil Infrastructure Index Fund ETF - BRXX

File number: 2010-420
Date filed: July 16, 2010
Description:

Direxion Daily BRIC Bull 2X Shares - BRIL and Direxion Daily BRIC Bear 2X Shares - BRIS and Direxion Daily India Bull 2X Shares - INDL and Direxion Daily India Bear 2X Shares - INDZ

File number: 2010-419
Date filed: July 16, 2010
Description:

Energy Bull 3X Shares - ERX and Financial Bull 3X Shares - FAS and Energy Bear 3X Shares - ERY and Financial Bear 3X Shares - FAZ

File number: 2010-418
Date filed: July 16, 2010
Description:

Direxion Daily Real Estate Bull 3X Shares - DRN and Direxion Daily Real Estate Bear 3X Shares - DRV

File number: 2010-417
Date filed: July 16, 2010
Description:

Large Cap Bull 3x Shares - BGU and Large Cap Bear 3x Shares - BGZ

File number: 2010-416
Date filed: July 16, 2010
Description:

ELEMENTS CS Global Warming ETN - GWO

File number: 2010-415
Date filed: July 16, 2010
Description:

Credit Suisse Long/Short Liquid Exchange Traded Notes Due February 19, 2020 - CSLS

File number: 2010-414
Date filed: July 16, 2010
Description:

Claymore/BNY Mellon Frontier Markets ETF - FRN

File number: 2010-413
Date filed: July 16, 2010
Description:

Claymore/NYSE Arca Airline ETF - FAA

File number: 2010-412
Date filed: July 16, 2010
Description:

Claymore China Technology ETF - CQQQ

File number: 2010-411
Date filed: July 16, 2010
Description:

Claymore BulletShares 2011 Corporate Bond ETF - BSCB and Claymore BulletShares 2012 Corporate Bond ETF - BSCC and Claymore BulletShares 2013 Corporate Bond ETF - BSCD and Claymore BulletShares 2014 Corporate Bond ETF - BSCE and Claymore BulletShares 2015 Corporate Bond ETF - BSCF and Claymore BulletShares 2016 Corporate Bond ETF - BSCG and Claymore BulletShares 2017 Corporate Bond ETF - BSCH

File number: 2010-410
Date filed: July 16, 2010
Description:

iShares COMEX Gold Trust - IAU

File number: 2010-409
Date filed: July 16, 2010
Description:

iShares 10+ Year Government/Credit Bond Fund ETF - GLJ

File number: 2010-408
Date filed: July 16, 2010
Description:

iShares MSCI All Peru Capped Index Fund ETF - EPU

File number: 2010-407
Date filed: July 16, 2010
Description:

iShares MSCI Poland Investable Market Index Fund - EPOL

File number: 2010-406
Date filed: July 16, 2010
Description:

iShares 10+ Year Credit Bond Fund ETF - CLY

File number: 2010-405
Date filed: July 16, 2010
Description:

iShares Barclays Agency Bond Fund - AGZ and iShares S&P Conservative Allocation Fund - AOK and iShares S&P Short Term National Municipal Bond Fund - SUB and iShares S&P Target Date Retirement Income Index Fund - TGR and iShares S&P Target Date 2010 Index Fund - TZD and iShares S&P Target Date 2015 Index Fund - TZE and iShares S&P Target Date 2020 Index Fund - TZG and iShares S&P Target Date 2025 Index Fund - TZI and iShares S&P Target Date 2030 Index Fund - TZL and iShares S&P Target Date 2035 Index Fund - TZO and iShares S&P Target Date 2040 Index Fund - TZV

File number: 2010-404
Date filed: July 16, 2010
Description:

Cohen & Steers Global Realty Majors ETF - GRI

File number: 2010-403
Date filed: July 16, 2010
Description:

WisdomTree International Hedged Equity Fund - HEDJ

File number: 2010-402
Date filed: July 16, 2010
Description:

WisdomTree Dreyfus Emerging Currency Fund ETF - CEW

File number: 2010-401
Date filed: July 16, 2010
Description:

WisdomTree Dreyfus Japanese Yen Fund - JYF

File number: 2010-400
Date filed: July 16, 2010
Description:

WisdomTree Dreyfus Euro Fund - EU and WisdomTree Dreyfus Brazilian Real Fund - BZF and WisdomTree Dreyfus Chinese Yuan Fund - CYB and WisdomTree Dreyfus Indian Rupee Fund - ICN

File number: 2010-399
Date filed: July 16, 2010
Description:

WisdomTree Dreyfus New Zealand Dollar Trust - BNZ

File number: 2010-398
Date filed: July 16, 2010
Description:

WisdomTree India Earnings Fund - EPI

File number: 2010-397
Date filed: July 16, 2010
Description:

WisdomTree International Basic Materials Sector Fund - DBN and WisdomTree International Utilities Sector Fund - DBU and WisdomTree International Energy Sector Fund - DKA

File number: 2010-396
Date filed: July 16, 2010
Description:

WisdomTree International Real Estate Fund - DRW

File number: 2010-395
Date filed: July 16, 2010
Description:

WisdomTree Emerging Markets SmallCap Dividend Fund - DGS

File number: 2010-394
Date filed: July 16, 2010
Description:

WisdomTree Emerging Markets Equity Income Fund - DEM

File number: 2010-393
Date filed: July 16, 2010
Description:

WisdomTree SmallCap Earnings Fund - EES and WisdomTree Earnings 500 Fund - EPS and WisdomTree Total Earnings Fund - EXT and WisdomTree MidCap Earnings Fund - EZM and WisdomTree LargeCap Value Fund - EZY

File number: 2010-392
Date filed: July 16, 2010
Description:

WisdomTree SmallCap Dividend Fund - DES and WisdomTree Global Equity Income Fund - DEW and WisdomTree Europe SmallCap Dividend Fund - DFE and WisdomTree Japan SmallCap Dividend Fund - DFJ and WisdomTree Equity Income Fund - DHS and WisdomTree International MidCap Dividend Fund - DIM and WisdomTree Large Cap Dividend Fund - DLN and WisdomTree International SmallCap Dividend Fund - DLS and WisdomTree Pacific ex-Japan Total Dividend Fund - DND and WisdomTree Pacific Equity Income Fund - DNH and WisdomTree World ex-US Growth Fund - DNL and WisdomTree International LargeCap Dividend Fund - DOL and WisdomTree MidCap Dividend Fund - DON and WisdomTree International Dividend ex-Financials Fund - DOO and WisdomTree Total Dividend Fund - DTD and WisdomTree DEFA Equity Income Fund - DTH and WisdomTree Dividend ex-Financials Fund - DTN and WisdomTree DEFA Fund - DWM and WisdomTree Japan Total Dividend Fund - DXJ

File number: 2010-391
Date filed: July 16, 2010
Description:

Vanguard Extended Duration Treasury ETF - EDV

File number: 2010-390
Date filed: July 16, 2010
Description:

Vanguard Intermediate-Term Bond ETF - BIV and Vanguard Long-Term Bond ETF - BLV and Vanguard Total Bond Market ETF - BND and Vanguard Short-Term Bond ETF - BSV

File number: 2010-389
Date filed: July 16, 2010
Description:

United States Short Oil Fund, LP - DNO

File number: 2010-388
Date filed: July 16, 2010
Description:

UBS AG E-TRACS Linked to the Performance of the Dow Jones-UBS Commodity Index Return due October 31, 2039 - DJCI

File number: 2010-387
Date filed: July 16, 2010
Description:

Accelerated Return Notes Linked to the Energy Select Sector Index due on January 28, 2011 - ANI

File number: 2010-386
Date filed: July 16, 2010
Description:

SPDR KBW Regional Banking ETF - KRE

File number: 2010-385
Date filed: July 16, 2010
Description:

SPDR S&P BRIC 40 Exchange-Traded Fund - BIK

File number: 2010-384
Date filed: July 16, 2010
Description:

SPDR MSCI ACWI (ex-US) ETF - CWI and SPDR S&P Emerging Middle East & Africa ETF - GAF and SPDR FTSE/Macquarie Global Infrastructure 100 ETF - GII and SPDR S&P Emerging Asia Pacific ETF - GMF and SPDR S&P Emerging Latin America ETF - GML and SPDR S&P Emerging Markets ETF - GMM and SPDR S&P Emerging Europe ETF - GUR and SPDR S&P China ETF - GXC and SPDR Russell/Nomura PRIME Japan ETF - JPP and SPDR Russell/Nomura Small Cap Japan ETF - JSC and SPDR DJ Wilshire International Real Estate ETF - RWX

File number: 2010-383
Date filed: July 16, 2010
Description:

SPDR S&P World (ex-US) ETF - GWL and SPDR S&P International Small Cap ETF - GWX

File number: 2010-382
Date filed: July 16, 2010
Description:

SPDR DJ Global Titans ETF - DGT and SPDR DJ STOXX 50 ETF - FEU and SPDR DJ STOXX 50 ETF - FEZ

File number: 2010-381
Date filed: July 16, 2010
Description:

DIAMONDS Trust Series I - DIA

File number: 2010-380
Date filed: July 16, 2010
Description:

SPDR Dow Jones Wilshire Small Cap ETF - DSC and SPDR Dow Jones Wilshire Small Cap Growth ETF - DSG and SPDR Dow Jones Wilshire Small Cap Value ETF - DSV and SPDR Dow Jones Wilshire Large Cap Growth ETF - ELG and SPDR Dow Jones Wilshire Large Cap ETF - ELR and SPDR Dow Jones Wilshire Large Cap Value ETF - ELV and SPDR Dow Jones Wilshire Mid Cap Growth ETF - EMG and SPDR Dow Jones Wilshire Mid Cap ETF - EMM and SPDR Dow Jones Wilshire Mid Cap Value ETF - EMV and SPDR KBW Bank ETF - KBE and SPDR KBW Capital Markets ETF - KCE and SPDR KBW Insurance ETF - KIE and SPDR Morgan Stanley Technology ETF - MTK and SPDR Dow Jones Wilshire REIT ETF - RWR and SPDR S&P Dividend ETF - SDY

File number: 2010-379
Date filed: July 16, 2010
Description:

SPDR Barclays Capital International Treasury Bond ETF - BWX

File number: 2010-378
Date filed: July 16, 2010
Description:

SPDR Barclays Capital High Yield Bond ETF - JNK

File number: 2010-377
Date filed: July 16, 2010
Description:

MidCap SPDR Trust Series I - MDY

File number: 2010-376
Date filed: July 16, 2010
Description:

SPDR Trust Series I - SPY

File number: 2010-375
Date filed: July 16, 2010
Description:

UltraShort MSCI Japan ProShares - EWV and UltraShort FTSE/Xinhua China 25 ProShares - FXP

File number: 2010-374
Date filed: July 16, 2010
Description:

ProShares Credit Suisse 130/30 ETF - CSM

File number: 2010-373
Date filed: July 16, 2010
Description:

UltraShort MSCI Emerging Markets ProShares - EEV and Short MSCI Emerging Markets ProShares - EUM

File number: 2010-372
Date filed: July 16, 2010
Description:

UltraShort MSCI EAFE ProShares - EFU and Short MSCI EAFE ProShares - EFZ

File number: 2010-371
Date filed: July 16, 2010
Description:

PowerShares Build America Bond Portfolio ETF - BAB

File number: 2010-370
Date filed: July 16, 2010
Description:

Market Vectors Intermediate Municipal ETF - ITM

File number: 2010-369
Date filed: July 16, 2010
Description:

Market Vectors Junior Gold Miners ETF - GDXJ

File number: 2010-368
Date filed: July 16, 2010
Description:

Market Vectors-Gold Miners ETF - GDX

File number: 2010-367
Date filed: July 16, 2010
Description:

Market Vectors Global Alternative Energy ETF - GEX

File number: 2010-366
Date filed: July 16, 2010
Description:

Market Vectors Gaming ETF - BJK

File number: 2010-365
Date filed: July 16, 2010
Description:

Market Vectors Environmental Services ETF - EVX

File number: 2010-364
Date filed: July 16, 2010
Description:

Market Vectors Coal ETF - KOL

File number: 2010-363
Date filed: July 16, 2010
Description:

JETS Dow Jones Islamic Market International Index Fund ETF - JVS

File number: 2010-362
Date filed: July 16, 2010
Description:

iShares S&P Aggressive Allocation Fund - AOA and iShares S&P Moderate Allocation Fund - AOM and iShares S&P Growth Allocation Fund - AOR

File number: 2010-361
Date filed: July 16, 2010
Description:

iShares Russell Top 200 Value Index Fund ETF - IWX

File number: 2010-360
Date filed: July 16, 2010
Description:

iShares Russell Top 200 Growth Index Fund ETF - IWY

File number: 2010-359
Date filed: July 16, 2010
Description:

iShares Russell Top 200 Index Fund ETF - IWL

File number: 2010-358
Date filed: July 16, 2010
Description:

iShares Cohen & Steers Realty Majors Index Fund - ICF and iShares Russell Midcap Growth Index Fund - IWP and iShares Russell Midcap Index Fund - IWR and iShares Russell Midcap Value Index Fund - IWS

File number: 2010-357
Date filed: July 16, 2010
Description:

iShares S&P Global Infrastructure Index Fund - IGF and iShares MSCI EAFE Small Cap Index Fund - SCZ and iShares MSCI Kokusai Index Fund - TOK

File number: 2010-356
Date filed: July 16, 2010
Description:

iShares S&P 500 Asia 50 Index Fund - AIA and iShares MSCI BRIC Index Fund - BKF and iShares MSCI Chile Investable Market Index Fund - ECH

File number: 2010-355
Date filed: July 16, 2010
Description:

iShares MSCI Emerging Markets Eastern European Index Fund ETF - ESR

File number: 2010-354
Date filed: July 16, 2010
Description:

iShares KLD 400 Social Index Fund - DSI

File number: 2010-353
Date filed: July 16, 2010
Description:

iShares JP Morgan USD Emerging Markets Bond Fund - EMB

File number: 2010-352
Date filed: July 16, 2010
Description:

iShares MSCI EAFE Growth Index Fund - EFG and iShares MSCI EAFE Value Index Fund - EFV

File number: 2010-351
Date filed: July 16, 2010
Description:

iShares Dow Jones Select Dividend Index Fund - DVY and iShares FTSE/Xinhua China Index Fund - FXI and iShares Dow Jones US Utilities Sector Index Fund - IDU and iShares S&P MidCap 400 Index Fund - IJH and iShares S&P MidCap 400 Value Index Fund - IJ and iShares S&P MidCap 400 Growth Index Fund - IJK and iShares S&P SmallCap 600 Index Fund - IJR and iShares S&P SmallCap 600 Value Index Fund - IJS and iShares S&P SmallCap 600 Growth Index Fund - IJT and iShares S&P 1500 Index Fund - ISI and iShares S&P 500 Value Index Fund - IVE and iShares S&P 500 Index Fund - IVV and iShares S&P 500 Growth Index Fund - IVW and iShares Russell Microcap Index Fund - IWC and iShares Dow Jones US Consumer Services Sector Index Fund - IYC and iShares Dow Jones US Energy Sector Index Fund - IYE and iShares Dow Jones US Financial Sector Index Fund - IYF and iShares Dow Jones US Financial Services Sector Index Fund - IYG and iShares Dow Jones US Healthcare Sector Index Fund - IYH and iShares Dow Jones US Industrial Sector Index Fund - IYJ and iShares Dow Jones US Consumer Goods Sector Index Fund - IYK and iShares Dow Jones US Basic Materials Sector Index Fund - IYM and iShares Dow Jones US Real Estate Index Fund - IYR and iShares Dow Jones US Transportation Average Index Fund - IYT and iShares Dow Jones US Technology Sector Index Fund - IYW and iShares Dow Jones US Index Fund - IYY and iShares Dow Jones US Telecommunications Sector Index Fund - IYZ and iShares Morningstar Large Core Index Fund - JKD and iShares Morningstar Large Growth Index Fund - JKE and iShares Morningstar Large Value Index Fund - JKF and iShares Morningstar Mid Core Index Fund - JKG and iShares Morningstar Mid Growth Index Fund - JKH and iShares Morningstar Mid Value Index Fund - JKI and iShares Morningstar Small Core Index Fund - JKJ and iShares Morningstar Small Growth Index Fund - JKK and iShares Morningstar Small Value Index Fund - JKL and iShares KLD Select Social Index Fund - KLD

File number: 2010-350
Date filed: July 16, 2010
Description:

iShares Dow Jones EPAC Select Dividend Index Fund - IDV

File number: 2010-349
Date filed: July 16, 2010
Description:

iShares Diversified Alternatives Trust - ALT

File number: 2010-348
Date filed: July 16, 2010
Description:

iShares MSCI Australia Index Fund - EWA and iShares MSCI Canada Index Fund - EWC and iShares MSCI Germany Index Fund - EWG and iShares MSCI Austria Index Fund - EWO and iShares MSCI Mexico Index Fund - EWW and iShares MSCI EMU Index Fund - EZU and iShares Russell 1000 Index Fund - IWB and iShares Russell 1000 Value Index Fund - IWD and iShares Russell 1000 Growth Index Fund - IWF and iShares Russell 2000 Index Fund - IWM and iShares Russell 2000 Value Index Fund - IWN and iShares Russell 2000 Growth Index Fund - IWO and iShares Russell 3000 Index Fund - IWV and iShares Russell 3000 Value Index Fund - IWW and iShares Russell 3000 Growth Index Fund - IWZ

File number: 2010-347
Date filed: July 16, 2010
Description:

EWD iShares MSCI Sweden Index Fund 464286756 - EWD and EWH iShares MSCI Hong Kong Index Fund 464286871 - EWH and EWI iShares MSCI Italy Index Fund 464286855 - EWI and EWJ iShares MSCI Japan Index Fund 464286848 - EWJ and EWK iShares MSCI Belgium Index Fund 464286301 - EWK and EWL iShares MSCI Switzerland Index Fund 464286749 - EWL and EWM iShares MSCI Malaysia Index Fund 464286830 - EWM and EWN iShares MSCI Netherlands Index Fund 464287814 - EWN and EWP iShares MSCI Spain Index Fund 464286764 - EWP and EWQ iShares MSCI France Index Fund 464286707 - EWQ and EWS iShares MSCI Singapore Index Fund 464286673 - EWS and EWT iShares MSCI Taiwan Index Fund 464286731 - EWT and EWU iShares MSCI United Kingdom Index Fund 464286699 - EWU and EWY iShares MSCI South Korea Index Fund 464286772 - EWY and EWZ iShares MSCI Brazil Index Fund 464286400 - EWZ and IEV iShares S&P Europe 350 Index Fund 464287861 - IEV and IOO iShares S&P Global 100 Index Fund 464287572 - IOO

File number: 2010-346
Date filed: July 16, 2010
Description:

iShares MSCI Emerging Markets Index Fund - EEM and iShares MSCI EAFE Index Fund - EFA and iShares MSCI Pacific ex-Japan Index Fund - EPP and iShares MSCI South Africa Index Fund - EZA and iShares S&P North American Natural Resources Sector Index Fund - IGE and iShares S&P North American Technology Sector Index Fund - IGM and iShares S&P North American Technology Multimedia Networking Index Fund - IGN and IShares S&P North American Technology Software Index Fund - IGV and iShares S&P North American Technology Semiconductors Index Fund - IGW and iShares S&P Latin American 40 Index Fund - ILF and iShares S&P/TOPIX 150 Index Fund - ITF and iShares S&P Global Energy Sector Index Fund - IXC and iShares S&P Global Financials Sector Index Fund - IXG and iShares S&P Global Healthcare Sector Index Fund - IXJ and IShares S&P Global Technology Sector Index Fund - IXN and iShares S&P Global Telecommunications Sector Index Fund - IXP

File number: 2010-345
Date filed: July 16, 2010
Description:

iShares Barclays Immediate Credit Bond Fund - CIU

File number: 2010-344
Date filed: July 16, 2010
Description:

iShares Dow Jones US Broker-Dealers Index Fund - IAI and iShares Dow Jones US Insurance Index Fund - IAK and iShares Dow Jones US Regional Banks Index Fund - IAT and iShares Dow Jones US Oil & Gas Exploration & Production Index Fund - IEO and iShares Dow Jones US Oil Equipment & Services Index Fund - IEZ and iShares Dow Jones US Pharmaceuticals Index Fund - IHE and iShares Dow Jones US Healthcare Providers Index Fund - IHF and iShares Dow Jones US Medical Equipment Index Fund - IHI and iShares Dow Jones US Aerospace & Defense Index Fund - ITA and iShares Dow Jones US Home Construction Index Fund - ITB

File number: 2010-343
Date filed: July 16, 2010
Description:

IQ CPI Inflation Hedged ETF - CPI

File number: 2010-342
Date filed: July 16, 2010
Description:

IQ ARB Global Resources ETF - GRES

File number: 2010-341
Date filed: July 16, 2010
Description:

Global X FTSE Nordic 30 ETF - GEX

File number: 2010-340
Date filed: July 16, 2010
Description:

Global X China Industrials ETF - CHII

File number: 2010-339
Date filed: July 16, 2010
Description:

Global X China Consumer ETF - CHIQ

File number: 2010-338
Date filed: July 16, 2010
Description:

First Trust Multi Cap Value AlphaDEX Fund - FAB and First Trust Multi Cap Growth AlphaDEX Fund - FAD and First Trust Large Cap Core AlphaDEX Fund - FEX and First Trust Mid Cap Core AlphaDEX Fund - FNX and First Trust Large Cap Value Opportunities AlphaDEX Fund - FTA and First Trust Large Cap Growth Opportunities AlphaDEX Fund - FTC and First Trust Consumer Discretionary AlphaDEX Fund - FXD and First Trust Consumer Staples AlphaDEX Fund - FXG and First Trust Health Care AlphaDEX Fund - FXH and First Trust Technology AlphaDEX Fund - FXL and First Trust Energy AlphaDEX Fund - FXN and First Trust Financials AlphaDEX Fund - FXO and First Trust Industrials/Producer Durables AlphaDEX Fund - FXR and First Trust Utilities AlphaDEX Fund - FXU and First Trust Materials AlphaDEX Fund - FXZ and First Trust Small Cap Core AlphaDEX Fund - FYX

File number: 2010-337
Date filed: July 16, 2010
Description:

FBT First Trust NYSE Arca Biotechnology Index Fund 33733E203 - FBT and FDN First Trust Dow Jones Internet Index Fund 33733E302 - FDN

File number: 2010-336
Date filed: July 16, 2010
Description:

First Trust DB Strategic Value Index - FDV

File number: 2010-335
Date filed: July 16, 2010
Description:

First Trust Dow Jones Global Select Dividend Index Fund - FGD

File number: 2010-334
Date filed: July 16, 2010
Description:

First Trust Dow Jones Select MicroCap Index Fund - FDM

File number: 2010-333
Date filed: July 16, 2010
Description:

First Trust Dow Jones STOXX Select Dividend 30 Index Fund - FDD and First Trust EPRA/NAREIT Global Real Estate Index Fund - FFR

File number: 2010-332
Date filed: July 16, 2010
Description:

First Trust IPOX-100 Index Fund - FPX

File number: 2010-331
Date filed: July 16, 2010
Description:

First Trust ISE-Revere Natural Gas Index - FCG and First Trust ISE Water Index Fund - FIW and First Trust ISE Chindia Index Fund - FNI

File number: 2010-330
Date filed: July 16, 2010
Description:

First Trust Morning Star Dividend Leaders Index Fund - FDL

File number: 2010-329
Date filed: July 16, 2010
Description:

First Trust S&P REIT Index Fund - FRI

File number: 2010-328
Date filed: July 16, 2010
Description:

First Trust Value Line 100 ETF - FVL

File number: 2010-327
Date filed: July 16, 2010
Description:

First Trust Value Line Dividend Index Fund - FVD

File number: 2010-326
Date filed: July 16, 2010
Description:

First Trust Value Line Equity Allocation Index Fund - FVI

File number: 2010-325
Date filed: July 16, 2010
Description:

Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index Fund ETF - EEG

File number: 2010-324
Date filed: July 16, 2010
Description:

Emerging Global Shares Share Dow Jones Emerging Markets Financials Titans Index Fund ETF - EFN

File number: 2010-323
Date filed: July 16, 2010
Description:

Direxion Daily Latin America Bear 3X Shares - LHB and Direxion Daily Latin America Bull 3X Shares - LBJ

File number: 2010-322
Date filed: July 16, 2010
Description:

Direxion Daily China Bear 3X Shares - CZI and Direxion Daily China Bull 3X Shares - CZM

File number: 2010-321
Date filed: July 16, 2010
Description:

Claymore/AlphaShares China Small Cap Index ETF - HAO

File number: 2010-320
Date filed: July 16, 2010
Description:

Claymore/Beacon Global Exchanges, Brokers & Asset Managers Index ETF - EXB

File number: 2010-319
Date filed: July 16, 2010
Description:

Claymore/Beacon Global Timber Index ETF - CUT

File number: 2010-318
Date filed: July 16, 2010
Description:

Claymore/Clear Spin-off ETF - CSD and Claymore/Sabrient Defensive Equity Index ETF - DEF

File number: 2010-317
Date filed: July 16, 2010
Description:

Claymore/Zachs Mid-Cap Core ETF - CZA

File number: 2010-316
Date filed: July 16, 2010
Description:

Claymore/S&P Global Dividend Opportunities Index ETF - LVL

File number: 2010-315
Date filed: July 16, 2010
Description:

Claymore/SWM Canadian Energy Income Index ETF - ENY

File number: 2010-314
Date filed: July 16, 2010
Description:

Claymore/Zacks Dividend Rotation Index ETF - IRO

File number: 2010-313
Date filed: July 16, 2010
Description:

Claymore/Zacks Country Rotation ETF - CRO and Claymore/Zacks International Multi-Asset Income Index ETF - HGI

File number: 2010-312
Date filed: July 16, 2010
Description:

Claymore/BNY Mellon EW Euro-Pacific LDRs ETF - EEN

File number: 2010-311
Date filed: July 16, 2010
Description:

Claymore S&P Global Water ETF - CGW

File number: 2010-310
Date filed: July 16, 2010
Description:

Index Leading Stockmarket Return Securities Based Upon the S&P 500 Index due December 6, 2012 - IFO

File number: 2010-309
Date filed: July 16, 2010
Description:

Citigroup Funding Equity Linked Security ELKS Based Upon the Common Stock of Yahoo! Inc Due October 20, 2010 - ETD

File number: 2010-308
Date filed: July 16, 2010
Description:

Citigroup Funding Inc. Equity Linked Securities ELKS Based Upon the Common Stock of Wells Fargo & Company Due November 24, 2010 - ESK

File number: 2010-307
Date filed: July 16, 2010
Description:

Citigroup Funding Inc. Equity Linked Securities ELKS Based Upon the Common Stock of Schlumberger Limited Due November 24, 2010 - EVD

File number: 2010-306
Date filed: July 16, 2010
Description:

Citigroup Funding Inc. Equity Linked Securities ELKS Based Upon the Common Stock of JP Morgan Chase & Co. Due August 25, 2010 - EIF

File number: 2010-305
Date filed: July 16, 2010
Description:

Citigroup Funding Inc. Equity Linked Securities ELKS Based Upon the Common Stock of The General Electric Company Due September 22, 2010 - ESM

File number: 2010-304
Date filed: July 16, 2010
Description:

Citigroup Funding Inc. Equity LinKed Securities ELKS Based Upon the Common Stock of Dow Chemical Company due December 22, 2010 - EKB

File number: 2010-303
Date filed: July 16, 2010
Description:

Citigroup Funding Inc Equity LinKed Securities ELKS Based Upon the Common Stock of Bank of America Corporation Due December 22, 2010 - EJW

File number: 2010-302
Date filed: July 16, 2010
Description:

Citigroup ELKS Based Upon the Common Stock of American Express Due October 20, 2010 - ESB

File number: 2010-301
Date filed: July 16, 2010
Description:

Buffer Notes Based Upon the S&P 500 Index Due 2011 - BLN

File number: 2010-300
Date filed: July 16, 2010
Description:

Bank of America Market-Linked Step Up Notes Linked to the S&P 500 Index - BSQ

File number: 2010-299
Date filed: July 16, 2010
Description:

Barclays Long B Leveraged S&P 500 ETN - BXUB and Barclays Long C Leveraged S&P 500 ETN - BXUC and Barclays Short B Leveraged S&P 500 ETN - BXDB and Barclays Short C Leveraged S&P 500 ETN - BXDC and Barclays Short D Leveraged S&P 500 ETN - BXDD

File number: 2010-298
Date filed: July 16, 2010
Description:

ALPS Equal Sector Weight ETF - EQL

File number: 2010-297
Date filed: July 16, 2010
Description:

Thomson Reuters/Jefferies CRB Global Industrial Metals Equity Index Fund - CRBI

File number: 2010-296
Date filed: July 16, 2010
Description:

Thomson Reuters/Jefferies CRG Global Agriculture Equity Index Fund - CRBA

File number: 2010-295
Date filed: July 16, 2010
Description:

Thomson Reuters/Jefferies CRG Global Commodity Equity Index Fund - CRBQ

File number: 2010-294
Date filed: July 16, 2010
Description:

Dent Tactical ETF - DENT

File number: 2010-293
Date filed: July 14, 2010
Description:

SPX Capped Leveraged Index Return Notes, due on June 29, 2012 - SNK

File number: 2010-292
Date filed: July 14, 2010
Description:

UBS 2x Leveraged Long E-TRACS Linked to Alerian MLP Infrastructure Index - MLPL

File number: 2010-291
Date filed: July 14, 2010
Description:

PowerShares DB 3x Long 25+ Year Treasury Bond ETN - LBND and PowerShares DB 3x Short 25+ YearTreasury Bond ETN - SBND

File number: 2010-290
Date filed: July 14, 2010
Description:

Emerging Global Shares INDXX India Small Cap Fund - SCIN

File number: 2010-289
Date filed: July 14, 2010
Description:

Claymore U.S. Capital Markets Bond ETF - UBD and Claymore U.S. Capital Markets Micro-Term Fixed Income ETF - ULQ

File number: 2010-288
Date filed: July 14, 2010
Description:

Strategic Accelerated Redemption Securities Linked to the S&P 500 Index, due on August 2, 2011 - SPO

File number: 2010-287
Date filed: July 14, 2010
Description:

SPDR Barclays Capital 1-3 Month T-Bill ETF - BIL and SPDR Barclays Capital TIPS ETF - IPE and SPDR Barclays Capital Intermediate Term Treasury ETF - ITE and SPDR Barclays Capital Aggregate Bond ETF - LAG and SPDR Barclays Capital Long Term Treasury ETF - TLO

File number: 2010-286
Date filed: July 14, 2010
Description:

SPDR Barclays Capital Municipal Bond ETF - TFI

File number: 2010-285
Date filed: July 14, 2010
Description:

SPDR Barclays California Municipal Bond Fund - CXA and SPDR Barclays New York Municipal Bond Fund - INY and SPDR Barclays Capital Short Term Municipal Bond Fund - SHM

File number: 2010-284
Date filed: July 14, 2010
Description:

SPDR Wells Fargo Preferred Stock ETF - PSK

File number: 2010-283
Date filed: July 14, 2010
Description:

Rydex S&P Equal Weight ETF - RSP

File number: 2010-282
Date filed: July 14, 2010
Description:

PowerShares Zacks Small Cap Portfolio - PZJ

File number: 2010-281
Date filed: July 14, 2010
Description:

PowerShares FTSE RAFI Emerg Markets Portfolio - PXH

File number: 2010-280
Date filed: July 14, 2010
Description:

PowerShares FTSE RAFI US 1000 Portfolio - PRF

File number: 2010-279
Date filed: July 14, 2010
Description:

PowerShares Buyback Achievers Portfolio - PKW

File number: 2010-278
Date filed: July 14, 2010
Description:

PowerShares Dynamic MagniQuant Portfolio - PIQ

File number: 2010-277
Date filed: July 14, 2010
Description:

PowerShares DWA Emerging Markets Technical Leaders Portfolio - PIE and PowerShares DWA Developed Markets Technical Leaders Portfolio - PIZ

File number: 2010-276
Date filed: July 14, 2010
Description:

PowerShares International Dividend Achievers Portfolio - PID

File number: 2010-275
Date filed: July 14, 2010
Description:

PowerShares High Yield Corporate Bond Portfolio - PHB and PowerShares VRDO Tax-Free Weekly Portfolio - PVI

File number: 2010-274
Date filed: July 14, 2010
Description:

PowerShares DWA Technical Leaders Portfolio - PDP

File number: 2010-273
Date filed: July 14, 2010
Description:

PowerShares FTSE RAFI Developed Markets ex-US Small-Mid Portfolio - PDN

File number: 2010-272
Date filed: July 14, 2010
Description:

PowerShares Global Clean Energy Portfolio - PBD and PowerShares Dynamic Developed International Opportunities Portfolio - PFA and PowerShares Global Water Portfolio - PIO

File number: 2010-271
Date filed: July 14, 2010
Description:

Global X Copper Miners ETF - COPX and Global X Silver Miners ETF - SIL

File number: 2010-270
Date filed: July 14, 2010
Description:

First Trust ISE Global Copper Index Fund - CU

File number: 2010-269
Date filed: July 14, 2010
Description:

First Trust BICK Index Fund - BICK

File number: 2010-268
Date filed: July 14, 2010
Description:

Claymore/Zacks Multi-Asset Income Index ETF - CVY and Claymore/BNY Mellon BRIC ETF - EEB and Claymore/Sabrient Insider ETF - NFO and Claymore/Sabrient Stealth ETF - STH and Claymore/Zacks Sector Rotation ETF - XRO

File number: 2010-267
Date filed: July 14, 2010
Description:

iShares Barclays Aggregate Bond Fund - AGG and iShares Barclays 7-10 Year Treasury Bond Fund - IEF and iShares iBoxx $ Investment Grade Corporate Bond Fund - LQD and iShares Barclays 1-3 Year Treasury Bond Fund - SHY and iShares Barclays 20+ Year Treasury Bond Fund - TLT

File number: 2010-266
Date filed: July 14, 2010
Description:

iShares Barclays Credit Bond Fund - CFT and iShares Barclays 1-3 Year Credit Bond Fund - CSJ and iShares Barclays Government/Credit Bond Fund - GBF and iShares Barclays Intermediate Government/Credit Bond Fund - GVI and iShares Barclays 3-7 Year Treasury Bond Fund - IEI and iShares Barclays Short Treasury Bond Fund - SHV and iShares Barclays 10-20 Year Treasury Bond Fund - TLH

File number: 2010-265
Date filed: July 14, 2010
Description:

iShares FTSE NAREIT Industrial/Office Capped Index Fund - FIO and iShares FTSE NAREIT Real Estate 50 Index Fund - FTY and iShares FTSE NAREIT Mortgage Plus Capped Index Fund - REM and iShares FTSE NAREIT Residential Plus Capped Index Fund - REZ and iShares FTSE NAREIT Retail Capped Index Fund - RTL

File number: 2010-264
Date filed: July 14, 2010
Description:

iShares iBoxx $ High Yield Corporate Bond Fund - HYG and iShares Barclays MBS Bond Fund - MBB and iShares S&P US Preferred Stock Index Fund - PFF

File number: 2010-263
Date filed: July 14, 2010
Description:

iShares S&P 100 Index Fund - OEF

File number: 2010-262
Date filed: July 14, 2010
Description:

iShares S&P California AMT-Free Bond Fund - CMF and iShares S&P New York AMT-Free Bond Fund - NYF

File number: 2010-261
Date filed: July 14, 2010
Description:

iShares S&P Global Industrials Index Fund - EXI and iShares S&P Global Utilities Index Fund - JXI and iShares S&P Global Consumer Staples Index Fund - KXI and iShares S&P Global Materials Index Fund - MXI and iShares S&P Global Consumer Discretionary Index Fund - RXI

File number: 2010-260
Date filed: July 14, 2010
Description:

iShares S&P National AMT-Free Bond Fund - MUB

File number: 2010-259
Date filed: July 14, 2010
Description:

Swedish Export Credit Corporation, ELEMENTS Linked to the Rogers International Commodity Index -- Total Return - RJI

File number: 2010-258
Date filed: July 14, 2010
Description:

Swedish Export Credit Corporation, ELEMENTS Linked to the Rogers International Commodity Index --Agriculture Total Return - RJA

File number: 2010-257
Date filed: July 14, 2010
Description:

Eksportfinans Accelerated Return Notes Linked to the S&P MidCap 400 Index - SZF

File number: 2010-256
Date filed: July 14, 2010
Description:

SEK Capped Leverage Index Return Notes, based on the S&P 500 Index - SCB

File number: 2010-255
Date filed: July 14, 2010
Description:

AB Svensk Exportkredit Capped Leveraged Index Return Notes Linked to the S&P 500 Index - SBK

File number: 2010-254
Date filed: July 14, 2010
Description:

Swedish Export Credit Corporation, ELEMENTS SM Linked to the Rogers International Commodity Index -- Metals Total Return - RJZ

File number: 2010-253
Date filed: July 14, 2010
Description:

SPDR S&P International Mid Cap ETF - MDD and SPDR DJ Wilshire Global Real Estate ETF - RWO

File number: 2010-252
Date filed: July 14, 2010
Description:

SPDR Barclays Capital Short Term International Treasury Bond ETF - BWZ and SPDR Barclays Capital Mortgage Backed Bond ETF - MBG

File number: 2010-251
Date filed: July 14, 2010
Description:

SPDR Barclays Capital Long Term Credit Bond ETF - LWC

File number: 2010-250
Date filed: July 14, 2010
Description:

RevenueShares Financials Sector Fund - RWW

File number: 2010-249
Date filed: July 14, 2010
Description:

Exchange-Traded Funds RevenueShares Navellier Overall A-100 Fund - RWV

File number: 2010-248
Date filed: July 14, 2010
Description:

RevenueShares Large Cap Fund - RWL and RevenueShares Mid Cap Fund - RWK and RevenueShares Small Cap Fund - RWJ

File number: 2010-247
Date filed: July 14, 2010
Description:

RevenueShares ETF Trust - RTR

File number: 2010-246
Date filed: July 14, 2010
Description:

ProShares Ultra DJ-AIG Commodity - UCD and ProShares UltraShort DJ-AIG Commodity - CMD and ProShares Ultra DJ-AIG Crude Oil - UCO and ProShares UltraShort DJ-AIG Crude Oil - SCO and ProShares Ultra Euro - ULE and ProShares UltraShort Euro - EUO

File number: 2010-245
Date filed: July 14, 2010
Description:

UltraShort Barclays Capital 20+ Year Treasury ProShares - TBT and UltraShort Barclays Capital 7-10 Year Treasury ProShares - PST

File number: 2010-244
Date filed: July 14, 2010
Description:

ProShares UltraShort MSCI Mexico Investable Market ETF - SMK

File number: 2010-243
Date filed: July 14, 2010
Description:

PIMCO 1-3 Year U.S. Treasury Index Fund ETF - TUZ

File number: 2010-242
Date filed: July 14, 2010
Description:

Market Vectors - Double Long Euro ETNs due April 30, 2020 - URR and Market Vectors - Double Short Euro ETNs due April 30, 2020 - DRR

File number: 2010-241
Date filed: July 14, 2010
Description:

PowerShares Emerging Markets Infrastructure Portfolio - PXR

File number: 2010-240
Date filed: July 14, 2010
Description:

PowerShares Autonomic Growth NFA Global Asset Portfolio - PTO

File number: 2010-239
Date filed: July 14, 2010
Description:

PowerShares Active U.S. Real Estate Fund - PSR

File number: 2010-238
Date filed: July 14, 2010
Description:

PowerShares Active AlphaQ Fund - PQY and PowerShares Active Alpha Multi-Cap Fund - PQZ and PowerShares Active Mega Cap Fund - PMA and PowerShares Active Low Duration Fund - PLK

File number: 2010-237
Date filed: July 14, 2010
Description:

PowerShares Global Nuclear Energy Portfolio - PKN

File number: 2010-236
Date filed: July 14, 2010
Description:

PowerShares India Portfolio - PIN

File number: 2010-235
Date filed: July 14, 2010
Description:

PowerShares Preferred Portfolio - PGX

File number: 2010-234
Date filed: July 14, 2010
Description:

PowerShares S&P BuyWrite Portfolio - PBP

File number: 2010-233
Date filed: July 14, 2010
Description:

PowerShares Autonomic Balanced Growth NFA Global Asset Portfolio - PAO and PowerShares Autonomic Balanced NFA Global Asset Portfolio - PCA

File number: 2010-232
Date filed: July 14, 2010
Description:

IQ Hedge Macro Tracker ETF - QAI

File number: 2010-231
Date filed: July 14, 2010
Description:

ProShares Ultra Silver - AGQ and ProShares Ultra Gold - UGL and ProShares UltraShort Gold - GLL

File number: 2010-230
Date filed: July 14, 2010
Description:

Direxion Funds Developed Markets Bear 3x Shares - DPK and Direxion Funds Developed Markets Bull 3x Shares - DZK and Direxion Funds Emerging Markets Bear 3x Shares - EDZ and Direxion Funds Emerging Markets Bull 3x Shares - EDC and Direxion Funds Technology Bear 3x Shares - TYP and Direxion Funds Technology Bull 3x Shares - TYH

File number: 2010-229
Date filed: July 14, 2010
Description:

PowerShares DB Base Metals Double Long Exchange Traded Notes due June 1,2038 - BDD and PowerShares DB Base Metals Long Exchange Traded Notes due June 1, 2038 - BDG and PowerShares DB Base Metals Double Short Exchange Traded Notes due June 1, 2038 - BOM and PowerShares DB Base Metals Short Exchange Traded Notes due June 1, 2038 - BOS and PowerShares DB Crude Oil Long Exchange Traded Notes due June 1, 2038 - OLO and PowerShares DB Crude Oil Short Exchange Traded Notes due June 1, 2038 - SZO

File number: 2010-228
Date filed: July 14, 2010
Description:

PowerShares DB US Dollar Index Bullish Fund - UUP and PowerShares DB US Dollar Index Bearish Fund - UDN

File number: 2010-227
Date filed: July 14, 2010
Description:

Credit Suisse Cushing 30 MLP Index Exchange Traded Notes due April 20, 2020 - MLPN

File number: 2010-226
Date filed: July 14, 2010
Description:

Claymore/MAC Global Solar Energy Index ETF - TAN

File number: 2010-225
Date filed: July 14, 2010
Description:

Claymore/Raymond James SB-1 Equity ETF - RYJ

File number: 2010-224
Date filed: July 14, 2010
Description:

Citigroup 3% Minimum Coupon Principal Protected Notes Based Upon the Russell 2000 Index - MOU

File number: 2010-223
Date filed: July 14, 2010
Description:

Citigroup 3% Minimum Coupon Principal Protected Notes Dow Jones-AIG Commodity Index Excess Return - MKN

File number: 2010-222
Date filed: July 14, 2010
Description:

Citigroup Funding, Inc. Portfolio Income Strategic Opportunity Notes Based on the CBOE S&P 500 BuyWrite Index - PBN

File number: 2010-221
Date filed: July 14, 2010
Description:

Citigroup 3% Minimum Coupon Principal Protected Notes Based Upon the Russell 2000 Index - MBC

File number: 2010-220
Date filed: July 14, 2010
Description:

Citigroup 3% Minimum Coupon Principal Protected Notes Based Upon the S&P 500 Index - MYP

File number: 2010-219
Date filed: July 14, 2010
Description:

iShares MSCI All Country Asia ex Japan Index Fund - AAXJ

File number: 2010-218
Date filed: July 14, 2010
Description:

iPath S&P 500 VIX Short-Term Futures Exchange Traded Notes - VXX and iPath S&P 500 VIX Mid-Term Futures Exchange Traded Notes - VXZ

File number: 2010-217
Date filed: July 14, 2010
Description:

Barclays Asian and Gulf Currency Revaluation Exchange-Traded Notes - PGD

File number: 2010-216
Date filed: July 14, 2010
Description:

iPath S&P GSCI Crude Oil Total Return Index ETN - OIL

File number: 2010-215
Date filed: July 14, 2010
Description:

iPath Dow Jones-AIG Aluminum Total Return Sub-Index ETN - NIB and iPath Dow Jones-AIG Coffee Total Return Sub-Index ETN - JO and iPath Dow Jones-AIG Cotton Total Return Sub-Index ETN - BAL and iPath Dow Jones-AIG Sugar Total Return Sub-Index ETN - SGG and iPath Dow Jones-AIG Softs Total Return Sub-Index ETN - JJS

File number: 2010-214
Date filed: July 14, 2010
Description:

iPath Dow Jones-AIG Aluminum Total Return Sub-Index SM ETN due June 24, 2038 - JJU and iPath Dow Jones-AIG Lead Total Return Sub-Index SM ETN due June 24, 2038 - LD and iPath Dow Jones-AIG Platinum Total Return Sub-Index SM ETN due June 24, 2038 - PGM and iPath Dow Jones-AIG Precious Metals Total Return Sub-Index SM ETN due June 24, 2038 - JJP and iPath Dow Jones-AIG Tin Return Sub-Index SM ETN due June 24, 2038 - JJT and iPath Global Carbon ETN due June 24, 2038 - PGM

File number: 2010-213
Date filed: July 14, 2010
Description:

Morgan Stanley Protected Absolute Return Barrier S&P 500 Index - SNZ

File number: 2010-212
Date filed: July 14, 2010
Description:

Morgan Stanley, Capital Protected Notes based on the value of the S&P 500 Index - SDM

File number: 2010-211
Date filed: July 14, 2010
Description:

Morgan Stanley Protected Absolute Return Barrier Notes Based Upon the S&P 500 Index - SBF

File number: 2010-210
Date filed: July 14, 2010
Description:

Morgan Stanley 0.5% PROtected Performance Equity Linked Securities - PEL

File number: 2010-209
Date filed: July 14, 2010
Description:

Morgan Stanley 0.40% PROtected Performance Equity Linked Securities - PDJ

File number: 2010-208
Date filed: July 14, 2010
Description:

Morgan Stanley, Capital Protected Notes based on the values of the S&P 500 Index - NPS

File number: 2010-207
Date filed: July 14, 2010
Description:

Morgan Stanley, Capital Protected Notes based on the values of the S&P Midcap 400 Index - MST

File number: 2010-206
Date filed: July 14, 2010
Description:

Morgan Stanley - Capital Protected Notes based on the value of the S&P 500 Index - MOR

File number: 2010-205
Date filed: July 14, 2010
Description:

Morgan Stanley Market Participation Securities - MJP

File number: 2010-204
Date filed: July 14, 2010
Description:

ProShares Trust Ultra Dow30 - DDM and ProShares Trust Ultra Oil & Gas - DIG and ProShares Trust Short Dow30 - DOG and ProShares Trust UltraShort Oil & Gas - DUG and ProShares UltraShort Dow30 - DXD and ProShares Ultra Mid Cap 400 - MVV and ProShares Trust Short Mid Cap400 - MYY and ProShares UltraShort MidCap 400 - MZZ and ProShares Trust Short QQQ - PSQ and ProShares Ultrashort QQQ - QID and ProShares Trust Ultra QQQ - QLD and ProShares Trust UltraShort Technology - REW and ProShares Trust Ultra Technology - ROM and ProShares Trust Short Russell2000 - RWM and ProShares Trust UltraShort Health Care - RXD and ProShares Trust Ultra Health Care - RXL and ProsShares Ultra SmallCap600 - SAA and Proshares Short SmallCap600 - SBB and ProShares Trust UltraShort Consumer Services - SCC and ProShares Trust UtraShort SmallCap600 - SDD and ProShares Trust UtraShort Russell MidCap Growth - SDK and ProShares Trust UltraShort Utilities - SDP and ProShares Trust UltraShort S&P500 - SDS and ProShares Trust UtraShort Russell1000 Growth - SFK and ProShares Trust Short S&P500 - SH and ProShares Trust UltraShort Industrials - SIJ and ProShares Trust UltraShort Russell1000 Value - SJF and ProShares Trust UltraShort Russell2000 Value - SJH and ProShares Trust UtraShort Russell MidCap Value - SJL and ProShares Trust UltraShort Financials - SKF and ProShares Trust UltraShort Russell2000 Growth - SKK and ProShares Trust UltraShort Basic Materials - SMN and ProShares Trust UltraShort Real Estate - SRS and ProShares Trust UltraShort Semiconductors - SSG and ProShares Trust Ultra S&P500 - SSO and ProShares Trust UltraShort Consumer Goods - SZK and ProShares Trust UtraShort Russell2000 - TWM and ProShares Trust Ultra Consumer Services - UCC and ProShares Trust Ultra Consumer Goods - UGE and ProShares Trust Ultra Russell1000 Growth - UKF and ProShares Trust Ultra Russell2000 Growth - UKK and ProShares Trust Ultra Russell MidCap Growth - UKW and ProShares Trust Ultra Utilities - UPW and ProShares Trust Ultra Real Estate - URE and ProShares Trust Ultra Semiconductor - USD and ProShares Trust Ultra Russell1000 Value - UVG and ProShares Trust Ultra Russell2000 Value - UVT and ProShares Trust Ultra Russell MidCap Value - UVU and ProShares Trust Ultra Russell2000 - UWM and ProShares Trust Ultra Industrials - UXI and ProShares Trust Ultra Financial - UYG and ProShares Trust Ultra Basic Materials - UYM

File number: 2010-203
Date filed: July 14, 2010
Description:

Swedish Export Credit Corporation, ELEMENTS Linked to the Rogers International Commodity Index -- Energy Total Return SM - RJN

File number: 2010-202
Date filed: July 14, 2010
Description:

SEK Capped Leverage Index Return Notes based on the Russell 2000 Index - RFW

File number: 2010-201
Date filed: July 14, 2010
Description:

SEK Capped Leverage Index Return Notes based on the MSCI EAFE Index - MKE

File number: 2010-200
Date filed: July 14, 2010
Description:

UBN E-TRACS UBS Bloomberg CMCI Energy ETN - UBN and UBG E-TRACS UBS Bloomberg CMCI Gold ETN - UBG and UBM E-TRACS UBS Bloomberg CMCI Industrial Metals ETN - UBM and UBC E-TRACS UBS Bloomberg CMCI Livestock ETN - UBC and USV E-TRACS UBS Bloomberg CMCI Silver ETN - USV

File number: 2010-199
Date filed: July 14, 2010
Description:

E-TRACS UBS Bloomberg CMCI Agriculture ETN - UCI and E-TRACS UBS Bloomberg CMCI ETN - UAG

File number: 2010-198
Date filed: July 14, 2010
Description:

E-TRACS Long Platinum - Linked to the Inverse Performance of the UBS Bloomberg CMCI Platinum Excess Return due May 14, 2018 - PTM and E-TRACS Short Platinum - Linked to the Inverse Performance of the UBS Bloomberg CMCI Platinum Excess Return due May 14, 2018 -

File number: 2010-197
Date filed: July 14, 2010
Description:

WisdomTree Dreyfus South African Rand Fund - SZR

File number: 2010-196
Date filed: July 14, 2010
Description:

WisdomTree LargeCap Growth Fund - ROI

File number: 2010-195
Date filed: July 14, 2010
Description:

iShares S&P Emerging Markets Infrastructure Index Fund ETF - EMIF

File number: 2010-194
Date filed: July 14, 2010
Description:

iShares FTSE China (HK Listed) Index Fund - FCHI

File number: 2010-193
Date filed: July 14, 2010
Description:

Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Select 10 Index - SZX

File number: 2010-192
Date filed: July 14, 2010
Description:

Bank of America Leveraged Index Return Notes based on the S&P 500 - SZE

File number: 2010-191
Date filed: July 14, 2010
Description:

Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index - SXU

File number: 2010-190
Date filed: July 14, 2010
Description:

Bank of America Accelerated Return Notes Linked to the S&P 500 Index - SMC

File number: 2010-189
Date filed: July 14, 2010
Description:

Bear Market STARS Linked to the iShares Dow Jones U.S. Real Estate Index Fund - SHK

File number: 2010-188
Date filed: July 14, 2010
Description:

Strategic Accelerated Redemption Securities Linked to the S&P 500 Index - SFA

File number: 2010-187
Date filed: July 14, 2010
Description:

BAC Bear Market STARS Linked to the S&P Small Cap Regional Banks Index - SDE

File number: 2010-186
Date filed: July 14, 2010
Description:

Bank of America MITTS Linked to the S&P 500 Index - SCT

File number: 2010-185
Date filed: July 14, 2010
Description:

Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Select 10 Index - RTS

File number: 2010-184
Date filed: July 14, 2010
Description:

Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Select 10 Index - RSY

File number: 2010-183
Date filed: July 14, 2010
Description:

9.25% Callable STock Return Income DEbt Securities due September 1, 2010 - OLE

File number: 2010-182
Date filed: July 14, 2010
Description:

Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Merrill Lynch Factor Model - MXH

File number: 2010-181
Date filed: July 14, 2010
Description:

Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Value 30 Index - MVI

File number: 2010-180
Date filed: July 14, 2010
Description:

Strategic Return Notes Linked to the Select 10 Index due March 8, 2012 - MSS

File number: 2010-179
Date filed: July 14, 2010
Description:

Bank of America MITTS Linked to the S&P 500 Index - MPE

File number: 2010-178
Date filed: July 14, 2010
Description:

Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Value Select 30 Index - MLV

File number: 2010-177
Date filed: July 14, 2010
Description:

Market Index Target Term Securities (MITTS) Linked to the Performance of the Dow Jones EURO STOXX 50 Index - MLB

File number: 2010-176
Date filed: July 14, 2010
Description:

Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the S&P Industrial 15 Total Index - MIF

File number: 2010-175
Date filed: July 14, 2010
Description:

SPDR S&P VRDO Municipal Bond ETF - VRD

File number: 2010-174
Date filed: July 14, 2010
Description:

SPDR S&P Russia ETF - RBL

File number: 2010-173
Date filed: July 14, 2010
Description:

UBS AG Exchange Traded Access Securities Linked to the Alerian MLP Infrastructure Index - MLPI

File number: 2010-172
Date filed: July 14, 2010
Description:

UBS E-TRACS S&P 500 Gold Hedged ETN - SPGH

File number: 2010-171
Date filed: July 14, 2010
Description:

United States Short Oil Fund, LP - UNL

File number: 2010-170
Date filed: July 14, 2010
Description:

Short Financials ProShares - SEF

File number: 2010-169
Date filed: July 14, 2010
Description:

ProShares UltraShort Telecommunications - TLL

File number: 2010-168
Date filed: July 14, 2010
Description:

iShares Silver Trust - SLV

File number: 2010-167
Date filed: July 14, 2010
Description:

United States Natural Gas Fund, LP - UNG

File number: 2010-166
Date filed: July 14, 2010
Description:

United States Oil Fund, L.P. - USO

File number: 2010-165
Date filed: July 14, 2010
Description:

United States 12 Month Oil Fund LP - USL

File number: 2010-164
Date filed: July 14, 2010
Description:

United States Gasoline Fund LP - UGA

File number: 2010-163
Date filed: July 14, 2010
Description:

ProShares Ultra MSCI Brazil ETF - UBR and ProShares Ultra MSCI Mexico Investable Market ETF - UMX and ProShares Ultra MSCI Europe ETF - UPV and ProShares Ultra MSCI ex-Japan ETF - UXJ

File number: 2010-162
Date filed: July 14, 2010
Description:

ProShares Ultra Short Russell 3000 ETF - TWQ

File number: 2010-161
Date filed: July 14, 2010
Description:

ProShares Ultra Russell 3000 ETF - UWC

File number: 2010-160
Date filed: July 14, 2010
Description:

ProShares Ultra Nasdaq Biotechnology ETF - BIB and ProShares UltraShort Nasdaq Biotechnology ETF - BIS

File number: 2010-159
Date filed: July 14, 2010
Description:

ProShares UltraPro Short Dow30 ETF - SDOW and ProShares UltraPro Short MidCap400 ETF - SMDD and ProShares UltraPro Short Russell2000 ETF - SRTY and ProShares UltraPro Dow30 ETF - UDOW and ProShares UltraPro MidCap400 ETF - UMDD and ProShares UltraPro Russell2000 ETF - URTY

File number: 2010-158
Date filed: July 14, 2010
Description:

ProShares Ultra 20+ Year Treasury ETF - UBT

File number: 2010-157
Date filed: July 14, 2010
Description:

ProShares Ultra 7-10 Year Treasury ETF - UST

File number: 2010-156
Date filed: July 14, 2010
Description:

ProShares Short Real Estate ETF - REK and ProShares Short Basic Materials ETF - SBM

File number: 2010-155
Date filed: July 14, 2010
Description:

ProShares Short 20+ Year Treasury ETF - TBF

File number: 2010-154
Date filed: July 14, 2010
Description:

PowerShares International Corporate Bond Portfolio - PICB

File number: 2010-153
Date filed: July 14, 2010
Description:

PIMCO Short Term Municipal Bond Strategy Fund - SMMU

File number: 2010-152
Date filed: July 14, 2010
Description:

One Fund ETF - ONEF

File number: 2010-151
Date filed: July 14, 2010
Description:

Market-Linked Step Up Return Notes Linked to the S&P 500 Index, due on December 23, 2011 - MMY

File number: 2010-150
Date filed: July 14, 2010
Description:

iShares MSCI ACWI Ex-US Financial Index Fund - AXFN and iShares MSCI Emerging Markets Financial Sector Index Fund - EMFN and iShares MSCI Emerging Markets Materials Sector Index Fund - EMMT and iShares MSCI Europe Financial Sector Index Fund - EUFN and iShares MSCI Far East Financial Sector Index Fund - FEFN

File number: 2010-149
Date filed: July 14, 2010
Description:

Global X Silver Miners ETF - SIL

File number: 2010-148
Date filed: July 14, 2010
Description:

ETFS Physical Platinum Shares - PPLT

File number: 2010-147
Date filed: July 14, 2010
Description:

ETFS Physical Palladium Shares - PALL

File number: 2010-146
Date filed: July 14, 2010
Description:

ESG Shares KLD North America Sustainability Index ETF - NASI

File number: 2010-145
Date filed: July 14, 2010
Description:

Strategic Accelerated Redemption Securities Linked to the S&P 500, due on April 27, 2012 - SMY

File number: 2010-144
Date filed: July 14, 2010
Description:

Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index - SYO

File number: 2010-143
Date filed: July 14, 2010
Description:

Market-Linked Step Up Return Notes Linked to the S&P 500 Index, due on February 25, 2013 - MQC

File number: 2010-142
Date filed: July 14, 2010
Description:

Market Linked Step Up Notes Linked to the S&P 500 Index - MPD

File number: 2010-141
Date filed: July 14, 2010
Description:

Market Index Target Term Securities Linked to the S&P 500 Index, due February 27, 2015 - SMU

File number: 2010-140
Date filed: July 14, 2010
Description:

Market Index Target Term Securities (MITTS) Linked to the Dow Jones Industrial Average - SHN

File number: 2010-139
Date filed: July 14, 2010
Description:

Bank of America Market Index Target-Term Securities Linked to the Dow Jones Industrial Average - SDA

File number: 2010-138
Date filed: July 14, 2010
Description:

Bank of America Market Index Target Term Securities Linked to the Dow Jones Industrial Average due May 29, 2015 - MSC

File number: 2010-137
Date filed: July 14, 2010
Description:

Market Index Target Term Securities Linked to the Dow Jones Industrial Average, due April 24, 2015 - MHW

File number: 2010-136
Date filed: July 14, 2010
Description:

Bank of America MITTS Linked to the Dow Jones Industrial Average - MBL

File number: 2010-135
Date filed: July 14, 2010
Description:

Direxion Small Cap Bull 3X Shares - TNA and Direxion Small Cap Bear 3X Shares - TZA

File number: 2010-134
Date filed: July 14, 2010
Description:

Direxion 30-Year Treasury Bull 3X Shares - TMF and Direxion 30-Year Treasury Bear 3X Shares - TMV

File number: 2010-133
Date filed: July 14, 2010
Description:

Direxion 10-Year Treasury Bull 3X Shares - TYD and Direxion 10-Year Treasury Bear 3X Shares - TYO

File number: 2010-132
Date filed: July 14, 2010
Description:

Direxion MidCap Bull 3X Shares - MWJ and Direxion MidCap Bear 3X Shares - MWN

File number: 2010-131
Date filed: July 14, 2010
Description:

TXF Large Companies ETF - TXF

File number: 2010-130
Date filed: July 14, 2010
Description:

OOK, Inc ETF - OOK

File number: 2010-129
Date filed: July 14, 2010
Description:

PIMCO 7-15 Year US Treasury Index Fund ETF - TENZ

File number: 2010-128
Date filed: July 14, 2010
Description:

PIMCO 1-5 Year US TIPS Index Fund ETF - STPZ

File number: 2010-127
Date filed: July 14, 2010
Description:

PIMCO Intermediate Municipal Bond Strategy Fund ETF - MUNI

File number: 2010-126
Date filed: July 14, 2010
Description:

PIMCO Enhanced Short Maturity Strategy ETF - MINT

File number: 2010-125
Date filed: July 14, 2010
Description:

Sprott Physical Gold Trust Units - PHYS

File number: 2010-124
Date filed: July 14, 2010
Description:

Market Vectors Short Municipal ETF - SMB

File number: 2010-123
Date filed: July 14, 2010
Description:

Market Vectors-Pre-Refunded Municipal Index ETF - PRB

File number: 2010-122
Date filed: July 14, 2010
Description:

Market Vectors-Gulf States Index ETF - MES

File number: 2010-121
Date filed: July 14, 2010
Description:

Market Vectors Poland ETF - PLND

File number: 2010-120
Date filed: July 14, 2010
Description:

Market Vectors - Russia ETF - RSX

File number: 2010-119
Date filed: July 14, 2010
Description:

Market Vectors Nuclear Energy ETF - NLR

File number: 2010-118
Date filed: July 14, 2010
Description:

Market Vectors Vietnam ETF - VNM

File number: 2010-117
Date filed: July 14, 2010
Description:

Market Vectors Long Municipal Index ETF - MLN

File number: 2010-116
Date filed: July 14, 2010
Description:

Market Vectors Steel Index Fund - SLX

File number: 2010-115
Date filed: July 14, 2010
Description:

Market Vectors Agribusiness ETF - MOO

File number: 2010-114
Date filed: July 14, 2010
Description:

Vanguard Total World Stock ETF - VT

File number: 2010-113
Date filed: July 14, 2010
Description:

Vanguard FTSE All-World ex US Small Cap Index Fund ETF - VSS

File number: 2010-112
Date filed: July 14, 2010
Description:

Market 2000+ HOLDRs Trust - MKH and Oil Services HOLDRs Trust - OIH and Pharmaceuticals HOLDRs Trust - PPH and Regional Banks HOLDRs Trust - PKH and Retail HOLDRs Trust - RTH and Semiconductors HOLDRs Trust - SMH and Software HOLDRs Trust - SWH and Telecom HOLDRs Trust - TTH and Utilities HOLDRs Trust - UTH

File number: 2010-111
Date filed: July 14, 2010
Description:

IQ Taiwan ETF - TWON

File number: 2010-110
Date filed: July 14, 2010
Description:

IQ South Korea Small Cap ETF - SKOR

File number: 2010-109
Date filed: July 14, 2010
Description:

Dow Jones Industrial Average Market Index Target-Term Securities due December 27, 2010 - DWMT

File number: 2010-108
Date filed: July 14, 2010
Description:

American International Group MITTS - NOW

File number: 2010-107
Date filed: July 14, 2010
Description:

Claymore Shipping ETF - SEA

File number: 2010-106
Date filed: July 14, 2010
Description:

Direxion Daily Semiconductor Bull 3X Shares - SOXL and Direxion Daily Semiconductor Bear 3X Shares - SOXS

File number: 2010-105
Date filed: July 14, 2010
Description:

Direxion Daily 2-Year Treasury Bear 3X Shares - TWOZ and Direxion Daily 2-Year Treasury Bull 3X Shares - TWOL

File number: 2010-104
Date filed: July 14, 2010
Description:

Schwab US Large Cap ETF - SCHX

File number: 2010-103
Date filed: July 14, 2010
Description:

Schwab US Large Cap Value ETF - SCHV

File number: 2010-102
Date filed: July 14, 2010
Description:

Schwab US Large Cap Growth ETF - SCHG

File number: 2010-101
Date filed: July 14, 2010
Description:

Schwab International Equity ETF - SCHF

File number: 2010-100
Date filed: July 14, 2010
Description:

Schwab US Broad Market ETF - SCHB

File number: 2010-099
Date filed: July 14, 2010
Description:

Schwab US Small Cap ETF - SCHA

File number: 2010-098
Date filed: July 14, 2010
Description:

Schwab Emerging Markets Equity ETF - SCHC and Schwab International Small-Cap Equity ETF - SCHE

File number: 2010-097
Date filed: July 14, 2010
Description:

iShares 2012 S&P AMT-Free Municipal Series - MUAA and iShares 2013 S&P AMT-Free Municipal Series - MUAB and iShares 2014 S&P AMT-Free Municipal Series - MUAC and iShares 2015 S&P AMT-Free Municipal Series - MUAD and iShares 2016 S&P AMT-Free Municipal Series - MUAE and iShares 2017 S&P AMT-Free Municipal Series - MUAF

File number: 2010-096
Date filed: July 14, 2010
Description:

iShares MSCI ACWI Index Fund - ACWI and iShares MSCI ACWI ex US Index Fund - ACWX

File number: 2010-095
Date filed: July 14, 2010
Description:

Vanguard High Dividend Yield ETF - VYM

File number: 2010-094
Date filed: July 14, 2010
Description:

Vanguard FTSE All-World Ex-US Index Fund - VEU

File number: 2010-093
Date filed: July 14, 2010
Description:

Vanguard Europe Pacific ETF - VEA

File number: 2010-092
Date filed: July 14, 2010
Description:

Vanguard Dividend Appreciation VIPER Shares - VIG

File number: 2010-091
Date filed: July 14, 2010
Description:

Vanguard Mid-Cap Value Index Fund - VOE and Vanguard Mid-Cap Growth Index Fund - VOT

File number: 2010-090
Date filed: July 14, 2010
Description:

Vanguard Mega Cap 300 ETF - MGC and Vanguard Mega Cap 300 Growth ETF - MGK and Vanguard Mega Cap 300 Value ETF - MGV

File number: 2010-089
Date filed: July 14, 2010
Description:

Vanguard Materials ETF - VAW and Vanguard Small-Cap ETF - VB and Vanguard Small-Cap Growth ETF - VBK and Vanguard Small-Cap Value ETF - VBR and Vanguard Consumer Discretionary ETF - VCR and Vanguard Consumer Staples ETF - VDC and Vanguard Energy ETF - VDE and Vanguard Financials ETF - VFH and Vanguard European ETF - VGK and Vanguard Information Technology ETF - VGT and Vanguard Health Care ETF - VHT and Vanguard Industrials ETF - VIS and Vanguard REIT ETF - VNQ and Vanguard Mid-Cap ETF - VO and Vanguard Telecommunication Services ETF - VOX and Vanguard Pacific ETF - VPL and Vanguard Utilities ETF - VPU and Vanguard Total Stock Market ETF - VTI and Vanguard Value ETF - VTV and Vanguard Growth ETF - VUG and Vanguard Large-Cap ETF - VV and Vanguard Emerging Markets ETF - VWO and Vanguard Extended Market ETF - VXF

File number: 2010-088
Date filed: July 14, 2010
Description:

TDAX Independence 2010 ETF - TDD and TDAX Independence 2020 ETF - TDH and TDAX Independence 2030 ETF - TDN and TDAX Independence 2040 ETF - TDV and TDAX Independence In-Target ETF - TDX

File number: 2010-087
Date filed: July 14, 2010
Description:

Accelerated Return Notes Linked to the S&P 500 Index, due on September 24, 2010 - SGN

File number: 2010-086
Date filed: July 14, 2010
Description:

Accelerated Return Notes Linked to the Russell 2000 Index, due on August 27, 2010 - RHA

File number: 2010-085
Date filed: July 14, 2010
Description:

Accelerated Return Notes Linked to the S&P 500 Index, due on August 27, 2010 - SAJ

File number: 2010-084
Date filed: July 14, 2010
Description:

Rydex S&P Equal Weight Consumer Discretionary ETF - RCD and Rydex S&P Equal Weight Industrial ETF - RGI and Rydex S&P Equal Weight Consumer Staples ETF - RHS and Rydex S&P Equal Weight Materials ETF - RTM and Rydex S&P Equal Weight Energy ETF - RYE and Rydex S&P Equal Weight Financial ETF - RYF and Rydex S&P Equal Weight Health Care ETF - RYH and Rydex S&P Equal Weight Technology ETF - RYT and Rydex S&P Equal Weight Utilities ETF - RYU

File number: 2010-083
Date filed: July 14, 2010
Description:

Rydex S&P 500 Pure Value ETF - RPV and Rydex S&P 500 Pure Growth ETF - RPG and Rydex S&P MidCap 400 Pure Value ETF - RFV and Rydex S&P MidCap 400 Pure Growth ETF - RFG and Rydex S&P SmallCap 600 Pure Value ETF - RZV and Rydex S&P SmallCap 600 Pure Growth ETF - RZG

File number: 2010-082
Date filed: July 14, 2010
Description:

PowerShares Dynamic Large Cap Portfolio - PJF and PowerShares Dynamic Mid Cap Portfolio - PJG and PowerShares Dynamic Small Cap Portfolio - PJM and PowerShares Financial Preferred Portfolio - PGF and PowerShares Value Line Industry Rotation Portfolio - PYH

File number: 2010-081
Date filed: July 14, 2010
Description:

PowerShares Dynamic Biotechnology & Genome Portfolio - PBE and PowerShares Dynamic Food & Beverage Portfolio - PBJ and PowerShares Dynamic Media Portfolio - PBS and PowerShares Wilderhill Clean Energy Portfolio - PBW and PowerShares Dynamic Leisure & Entertainment Portfolio - PEJ and PowerShares High Yield Equity Dividend Achievers Portfolio - PEY and PowerShares Golden Dragon Halter USX China Portfolio - PGJ and PowerShares Dynamic Pharmaceuticals Portfolio - PJP and PowerShares Dynamic Semiconductors Portfolio - PSI and PowerShares Dynamic Software Portfolio - PSJ and PowerShares Dynamic Large Cap Growth Portfolio - PWB and PowerShares Dynamic Market Portfolio - PWC and PowerShares Dynamic Mid Cap Growth Portfolio - PWJ and PowerShares Dynamic OTC Portfolio - PWO and PowerShares Dynamic Mid Cap Value Portfolio - PWP and PowerShares Dynamic Small Cap Growth Portfolio - PWT and PowerShares Dynamic Large Cap Value Portfolio - PWV and PowerShares Dynamic Small Cap Value Portfolio - PWY and PowerShares Dynamic Networking Portfolio - PXQ

File number: 2010-080
Date filed: July 14, 2010
Description:

PowerShares Cleantech Portfolio - PZD and PowerShares Listed Private Equity Portfolio - PSP and PowerShares WilderHill Progressive Energy Portfolio - PUW

File number: 2010-079
Date filed: July 14, 2010
Description:

PowerShares FTSE RAFI Asia Pacific ex-Japan Portfolio - PAF and PowerShares FTSE RAFI Developed Markets ex-US Portfolio - PEF and PowerShares FTSE RAFI Europe Portfolio - PJO and PowerShares FTSE RAFI Japan Portfolio - PXF

File number: 2010-078
Date filed: July 14, 2010
Description:

PowerShares Dynamic Consumer Discretionary Sector Portfolio - PEZ and PowerShares Dynamic Financial Sector Portfolio - PFI and PowerShares Dynamic Banking Sector Portfolio - PJB and PowerShares Dynamic Industrials Sector Portfolio - PRN and PowerShares Dynamic Consumer Staples Sector Portfolio - PSL and PowerShares Dynamic Technology Sector Portfolio - PTF and PowerShares Dynamic Healthcare Sector Portfolio - PTH and PowerShares Dynamic Healthcare Servies Sector Portfolio - PTJ and PowerShares Dynamic Energy Sector Portfolio - PXI and PowerShares Dynamic Basic Materials Sector Portfolio - PYZ

File number: 2010-077
Date filed: July 14, 2010
Description:

PowerShares Dividend Achievers Portfolio - PFM and PowerShares Water Resources Portfolio - PHO and PowerShares Dynamic Insurance Portfolio - PIC and PowerShares Value Line Timeliness Select Portfolio - PIV and PowerShares Dynamic Building & Construction Portfolio - PKB and PowerShares Dynamic Retail Portfolio - PMR and PowerShares Aerospace & Defense Portfolio - PPA and PowerShares Dynamic Telecommunications & Wireless Portfolio - PTE and PowerShares Dynamic Utilities Portfolio - PUI and PowerShares Dynamic Energy Exploration & Production Portfolio - PXE and PowerShares Dynamic Oil & Gas Services Portfolio - PXJ and PowerShares Lux Nanotech Portfolio - PXN and PowerShares Zacks Micro Cap Portfolio - PZI

File number: 2010-076
Date filed: July 14, 2010
Description:

PowerShares Emerging Markets Sovereign Debt Portfolio - PCY and PowerShares 1-30 Laddered Treasury Portfolio - PLW and PowerShares Insured California Municipal Bond Portfolio - PWZ and PowerShares Insured National Municipal Bond Portfolio - PZA and PowerShares Insured New York Municipal Bond Portfolio - PZT

File number: 2010-075
Date filed: July 14, 2010
Description:

IQ Hedge Macro Tracker ETF - MCRO

File number: 2010-074
Date filed: July 14, 2010
Description:

IQ ARB Merger Arbitrage ETF - MNA

File number: 2010-073
Date filed: July 14, 2010
Description:

RP Financials ETF - RFF and RP Technology - RPQ and RP Growth ETF - RPX and RP Focused Large Cap Growth ETF - RWG

File number: 2010-072
Date filed: July 14, 2010
Description:

ETFS Silver Trust - SIVR

File number: 2010-071
Date filed: July 14, 2010
Description:

ETFS Gold Trust - SGOL

File number: 2010-070
Date filed: July 14, 2010
Description:

Claymore/Robb Report Global Luxury ETF - ROB

File number: 2010-069
Date filed: July 14, 2010
Description:

Claymore/Ocean Tomo Patent ETF - OTP

File number: 2010-067
Date filed: July 14, 2010
Description:

Claymore/AlphaShares China Real Estate ETF - TAO

File number: 2010-066
Date filed: July 14, 2010
Description:

Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Note Based Upon the S&P 500 Index Due August 11, 2014 - MUK

File number: 2010-065
Date filed: July 14, 2010
Description:

Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the Price of Gold Due August 11, 2014 - MTY

File number: 2010-064
Date filed: July 14, 2010
Description:

Citigroup Funding Inc 2% Minimum Coupon Principal Protected Notes Based Upon the S&P 500 Index - MHC

File number: 2010-063
Date filed: July 14, 2010
Description:

3% Minimum Coupon Principal Protected Notes Based Upon the S&P MidCap 400 Index Due July 11, 2014 - MBF

File number: 2010-062
Date filed: July 14, 2010
Description:

3% Minimum Coupon Principal Protected Notes Based Upon the Russell 2000 Index Due September 10, 2014 - MJC

File number: 2010-061
Date filed: July 14, 2010
Description:

3% Minimum Coupon Principal Protected Notes Based Upon the Dow Jones-UBS Commodity Index - MKZ

File number: 2010-060
Date filed: July 14, 2010
Description:

2% Minimum Coupon Principal Protected Notes Based Upon the Price of Gold due November 26, 2014 - MOL

File number: 2010-059
Date filed: July 14, 2010
Description:

Market-Linked Step Up Return Notes Linked to the S&P 500 Index due on October 28, 2011 - SKN

File number: 2010-058
Date filed: July 14, 2010
Description:

Market-Linked Step Up Return Notes Linked to the Russell 2000 Index due of October 28, 2011 - RIH

File number: 2010-057
Date filed: July 14, 2010
Description:

Bank of America Market Index Target Term Securities Linked to the S&P 500 Index - MLA

File number: 2010-056
Date filed: July 14, 2010
Description:

Market Index Target Term Securities Linked to the Dow Jones Industrial Average due December 2, 2014 - MMF

File number: 2010-055
Date filed: July 14, 2010
Description:

Leveraged Index Return Notes Linked to the S&P 500 Index, due on July 27, 2012 - SBA

File number: 2010-054
Date filed: July 14, 2010
Description:

Step Up Return Notes Linked to the S&P 500 Index, due on October 4, 2011 - SKL

File number: 2010-053
Date filed: July 14, 2010
Description:

Bank of America Market-Linked Step Up Notes Linked to the S&P 500 Index - MZW

File number: 2010-052
Date filed: July 14, 2010
Description:

Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index - SFH

File number: 2010-051
Date filed: July 14, 2010
Description:

Market Index Target Term Securities (MITTS) Linked to the S&P 500 Index - MKF

File number: 2010-050
Date filed: July 14, 2010
Description:

Leveraged Index Return Notes Linked to the S&P 500 Index, due on June 29, 2012 - SVW

File number: 2010-049
Date filed: July 12, 2010
Description:

PowerShares FTSE RAFI US 1500 Small-Mid Portfolio - PRFZ

File number: 2010-048
Date filed: July 12, 2010
Description:

First Trust ISE Global Platinum Index Fund - PLTM

File number: 2010-047
Date filed: July 12, 2010
Description:

First Trust NASDAQ-100 Technology Index Fund - QQEW

File number: 2010-046
Date filed: July 12, 2010
Description:

First Trust NASDAQ Clean Edge Green Energy Index Fund - QCLN and First Trust NASDAQ-100 Ex-Technology Sector Index Fund - QQXT

File number: 2010-045
Date filed: July 12, 2010
Description:

iShares S&P India Nifty 50 Index Fund - INDY

File number: 2010-044
Date filed: July 12, 2010
Description:

iShares Nasdaq Biotechnology Index Fund - IBB

File number: 2010-043
Date filed: July 12, 2010
Description:

iShares FTSE Developed Small Cap Ex-North America Index Fund - IFAS and iShares FTSE EPRA/NAREIT Asia Index Fund - IFEU and iShares FTSE EPRA/NAREIT Developed Real Estate Ex-US Index Fund - IFGL and iShares FTSE EPRA/NAREIT Europe Index Fund - IFNA and iShares FTSE EPRA/NAREIT North America Index Fund - IFSM

File number: 2010-042
Date filed: July 12, 2010
Description:

97% Protected Notes Linked to the Performance of the Global Equity Basket due February 14, 2012 - PGEB

File number: 2010-041
Date filed: July 12, 2010
Description:

97% Protected Notes Linked to the Performance of the Dow Jones Industrial Average due March 28, 2011 - PDNT

File number: 2010-040
Date filed: July 12, 2010
Description:

S&P Global Nuclear Energy Index Fund - NUCL

File number: 2010-039
Date filed: July 12, 2010
Description:

9% Targeted Income Strategic Total Return Securities - NBXH

File number: 2010-038
Date filed: July 12, 2010
Description:

S&P 500 Market Index Target Term Securities due August 31, 2011 - MTTX

File number: 2010-037
Date filed: July 12, 2010
Description:

NIKKEI 225 Market Index Target-Term Securities - MTNK

File number: 2010-036
Date filed: July 12, 2010
Description:

S&P 500 Market Index Target-Term Securities - MSPX

File number: 2010-035
Date filed: July 12, 2010
Description:

Capital Protected Notes based on Nasdaq-100 - MSNQ

File number: 2010-034
Date filed: July 12, 2010
Description:

NIKKEI 225 Market Index Target-Term Securities - MNNY

File number: 2010-033
Date filed: July 12, 2010
Description:

S&P Global Clean Energy Index Fund - ICLN

File number: 2010-032
Date filed: July 12, 2010
Description:

First Trust NASDAQ ABA Community Bank Index Fund ETF - QABA

File number: 2010-031
Date filed: July 12, 2010
Description:

PowerShares Global Wind Energy Portfolio - PWND

File number: 2010-030
Date filed: July 12, 2010
Description:

PowerShares Global Agriculture Portfolio - PAGG and PowerShares Global Biotech Portfolio - PBTQ and PowerShares Global Coal Portfolio - PKOL and PowerShares Global Gold and Precious Metals Portfolio - PSAU and PowerShares Global Progressive Transportation Portfolio - PSTL and PowerShares Global Steel Portfolio - PTRP

File number: 2010-029
Date filed: July 12, 2010
Description:

PowerShares NASDAQ NextQ Portfolio - PNXQ and PowerShares FTSE NASDAQ Small Cap Portfolio - PQSC

File number: 2010-028
Date filed: July 12, 2010
Description:

PowerShares NASDAQ Internet Portfolio - PNQI and PowerShares NASDAQ-100 BuyWrite Portfolio - PQBW

File number: 2010-027
Date filed: July 12, 2010
Description:

PowerShares MENA Frontier Countries Portfolio - PMNA

File number: 2010-026
Date filed: July 12, 2010
Description:

iShares S&P/Citigroup International Treasury Bond Fund - IGOV and iShares S&P/Citigroup 1-3 Year International Treasury Bond Fund - ISHG

File number: 2010-025
Date filed: July 12, 2010
Description:

WisdomTree Middle East Div Fund - GULF

File number: 2010-024
Date filed: July 12, 2010
Description:

024-First Trust NDQ Clean Edge Grid Infra Fund - GRID

File number: 2010-023
Date filed: July 8, 2010
Description:

ClaymoreAlphaShares China All Cap ETF - YAO

File number: 2010-022
Date filed: July 8, 2010
Description:

ProShares Short FTSE_Xinhua China 25 ETF - YXI

File number: 2010-021
Date filed: July 8, 2010
Description:

ProShares UltraShort Silver Fund - ZSL

File number: 2010-020
Date filed: July 8, 2010
Description:

ProShares Ultra Yen - YCL and ProShares UltraShort Yen - YCS

File number: 2010-019
Date filed: July 8, 2010
Description:

ProShares Ultra FTSE/Xinhua China 25 ETF - XPP

File number: 2010-018
Date filed: July 8, 2010
Description:

SPDR Metals & Mining ETF - XES and SPDR Oil & Gas Equipment & Services - XME and SPDR Oil & Gas Exploration & Production ETF - XOP and SPDR Pharmaceuticals ETF - XPH and SPDR Retail ETF - XRT

File number: 2010-017
Date filed: July 8, 2010
Description:

SPDR Biotech ETF - XBI and SPDR Homebuilders ETF - XHB and SPDR Semiconductor ETF - XSD

File number: 2010-016
Date filed: July 8, 2010
Description:

XLB Materials Select Sector SPDR Fund - XLB and XLE Energy Select Sector SPDR Fund - XLE and XLF Financial Select Sector SPDR Fund - XLF and XLI Industrial Select Sector SPDR Fund - XLI and XLK Technology Select Sector SPDR Fund - XLK and XLP Consumer Staples Select Sector SPDR Fund - XLP and XLU Utilities Select Sector SPDR Fund - XLU and XLV Health Care Select Sector SPDR Fund - XLV and XLY Consumer Discretionary Select Sector SPDR Fund - XLY

File number: 2010-015
Date filed: July 8, 2010
Description:

Rydex Russell Top 50 ETF - XLG

File number: 2010-014
Date filed: July 8, 2010
Description:

iShares S&P Developed ex-U.S. Property Index Fund - WPS

File number: 2010-013
Date filed: July 8, 2010
Description:

Wireless HOLDRs Trust - WMH

File number: 2010-012
Date filed: July 8, 2010
Description:

Claymore/BNY Mellon International Small Cap LDRs ETF - XGC

File number: 2010-011
Date filed: July 8, 2010
Description:

Claymore/Zacks Sector Rotation ETF - XRO

File number: 2010-010
Date filed: July 8, 2010
Description:

CurrencyShares Russina Ruble Trust - XRU

File number: 2010-009
Date filed: July 8, 2010
Description:

PIMCO 25+ Year Zero Coupon US Treasury Index Fund ETF - ZROZ

File number: 2010-008
Date filed: July 8, 2010
Description:

PowerShares S&P SmallCap Materials Portfolio ETF - XLBS and PowerShares S&P SmallCap Energy Portfolio ETF - XLES and PowerShares S&P SmallCap Financials Portfolio - XLFS and PowerShares S&P SmallCap Industrials Portfolio - XLIS and PowerShares S&P SmallCap Information Technology Portfolio ETF - XLKS and PowerShares S&P SmallCap Consumer Staples Portfolio ETF - XLPS and PowerShares S&P SmallCap Utilities Portfolio ETF - XLUS and PowerShares S&P SmallCap Health Care Portfolio ETF - XLVS and PowerShares S&P SmallCap Consumer Discretionary Portfolio ETF - XLYS

File number: 2010-007
Date filed: July 8, 2010
Description:

iShares S&P Global Timber & Forestry Index Fund - WOOD

File number: 2010-006
Date filed: July 8, 2010
Description:

ELEMENTS Linked to the Morningstar Wide Moat Focus SM Total Return Index due October 24, 2022 - WMW

File number: 2010-005
Date filed: July 8, 2010
Description:

SPDR DB International Government Inflation-Protected Bond ETF - WIP

File number: 2010-004
Date filed: July 8, 2010
Description:

Claymore Wilshire 4500 Completion ETF - WFVK and Claymore Wilshire 5000 Total Market ETF - WREI and Claymore Wilshire US REIT ETF - WXSP

File number: 2010-003
Date filed: July 8, 2010
Description:

Jefferies TR/J CRB Wildcatters Exploration & Production Equity ETG - WCAT

File number: 2010-002
Date filed: July 8, 2010
Description:

Vanguard Intermediate-Term Corporate Bond ETF - VCIT and Vanguard Intermediate-Term Government Bond ETF - VCLT and Vanguard Long-Term Corporate Bond ETF - VCSH and Vanguard Long-Term Government Bond ETF - VGIT and Vanguard Mortgage-Backed Securities Bond ETF - VGLT and Vanguard Short-Term Corporate Bond ETF - VGSH and Vanguard Short-Term Government Bond ETF - VMBS

File number: 2010-001
Date filed: July 8, 2010
Description:

ProShares UltraPro Short QQQ ETF - SQQQ and ProShares Ultra Pro QQQ ETF - TQQQ