Fee Schedule

BATS BZX Exchange and EDGX Exchange Pricing Updates Effective January 4, 2016

December 22, 2015

Effective Monday, January 4, 2016, BATS Global Markets will introduce the following pricing changes on the BZX Exchange (BZX) and EDGX Exchange (EDGX), pending filing with the SEC. Please click the title for more details.

BATS EDGA and EDGX Exchange Fee Schedule Routing Update Effective December 1, 2015

December 01, 2015

Effective Tuesday December 1, 2015, BATS Global Markets will introduce the following routing fee change on both the EDGA Exchange and EDGX Exchange, pending filing with the SEC. Please click the title for complete details.

BATS BYX Exchange, BZX Exchange, EDGA Exchange, EDGX Exchange Routing Pricing Updates Effective November 2, 2015

November 02, 2015

Effective Monday, November 2, 2015, in response to competitor pricing updates, BATS Global Markets will introduce pricing changes on the BYX Exchange (BYX), BZX Exchange (BZX), EDGA Exchange (EDGA) and EDGX Exchange (EDGX), pending filing with the SEC. Please click on the title for complete details.

BATS Market Data Fee Changes Effective January 4, 2016

October 09, 2015

Effective Monday, January 4, 2016, BATS Global Markets will charge new or updated fees for the receipt and distribution of BATS equity depth data feeds, pending filing with the Securities and Exchange Commission (SEC). Please click on the title for complete details.

BATS BZX Exchange Announces Lead Market Maker (LMM) Incentive Program and Credit Tiers Effective October 1, 2015

October 01, 2015

Effective Thursday, October 1, 2015, BATS will introduce a new Lead Market Maker (LMM) Incentive Program and Credit Tiers for Tape B to the BZX Exchange (BZX) pending filing with the SEC. Please click the title for complete details.

BATS BZX Exchange Fee Schedule Update Effective October 1, 2015

September 30, 2015

Effective Thursday, October 1, 2015, BATS will introduce the following pricing changes on the BZX Exchange (BZX) pending filing with the SEC. Please click the title for complete details.

Reminder: BATS BZX Exchange Fee Schedule Update Effective September 1, 2015

August 31, 2015

Effective Tuesday, September 1, 2015, BATS will introduce a new Tape B Volume Tier on the BZX Exchange (BZX) pending filing with the SEC. Please click on the title for complete details.

BATS BZX Exchange Fee Schedule Update Effective September 1, 2015

August 28, 2015

Effective Tuesday, September 1, 2015, BATS will introduce a new Tape B Volume Tier on the BZX Exchange (BZX) pending filing with the SEC. Please click on the title for complete details.

BATS Book Viewer and BATS Top APIs Introduction Postponed Until September 8, 2015

August 28, 2015

The introduction of BATS Book Viewer and BATS Top APIs have been postponed until September 8, 2015. As previously announced, BATS Global Markets will introduce JSON and XML APIs that can be used by BATS customers and vendors to quickly access, develop, and offer BATS Book Viewer and BATS Top Exchange Data to employees within their own organization or externally as part of a product offering. Firms that wish to access and receive Exchange Data via the Book Viewer and Top APIs will require entitlement to the secure BATS Member Portal. Please click on the title for complete details.

BATS Global Markets to Introduce BATS Book Viewer and BATS Top APIs on September 1, 2015

July 31, 2015

BATS Global Markets is pleased to announce the upcoming introduction of JSON and XML APIs that can be used by BATS customers and vendors to quickly access, develop, and offer BATS Book Viewer and BATS Top Exchange Data to employees within their own organization or externally as part of a product offering. For complete details, please click on the title.

BATS BYX Exchange, BZX Exchange, EDGA Exchange, and EDGX Exchange Fee Schedule Changes Effective August 3, 2015

July 29, 2015

Effective Monday, August 3, 2015, BATS will introduce the following pricing changes on the BYX Exchange (BYX), BZX Exchange (BZX), EDGA Exchange (EDGA), and EDGX Exchange (EDGX) pending filing with the SEC. Please click the title for complete details.

BATS EDGX & EDGA Exchange Pricing Updates Effective July 2015

June 30, 2015

Effective Wednesday, July 1, 2015, and Monday, July 6, 2015 BATS will introduce the following pricing changes on the EDGX Exchange (EDGX) and EDGA Exchange (EDGA) pending filing with the SEC. Click the title for more details.

BATS EDGX Exchange Pricing Updates Effective July 2015

June 19, 2015

In conjunction with, and to support, the previously announced BATS EDGX Exchange Modifications, effective Wednesday, July 1, 2015, and Monday, July 6, 2015, BATS will introduce the following pricing changes on EDGX Exchange (EDGX) pending filing with the SEC. Please click the title for more information.

Reminder: BATS Global Markets Physical Port Fee Changes for 2015

June 10, 2015

As previously announced (pending filing with the SEC), effective July 1, 2015, fees will be updated for all physical connections, regardless of location, into BATS US exchanges. Please click on the title for complete details.

BATS BYX Exchange, BZX Exchange, EDGA Exchange, and EDGX Exchange Routing Pricing Updates Effective June 1, 2015

May 29, 2015

Effective Monday, June 1, 2015, in response to competitor pricing updates, BATS Global Markets will introduce pricing changes on the BATS BYX Exchange (BYX), BZX Exchange (BZX), EDGA Exchange (EDGA), and EDGX Exchange (EDGX) pending filing with the SEC. Please click on the title for complete details.

Correction: BATS BYX Exchange, BZX Exchange, EDGA Exchange, and EDGX Exchange Fee Schedule Changes Effective May 1, 2015

April 29, 2015

Correction to prior update. For complete details, please click on the title.

BATS BYX Exchange, BZX Exchange, EDGA Exchange, and EDGX Exchange Fee Schedule Changes Effective May 1, 2015

April 29, 2015

Effective Friday, May 1, 2015, BATS Global Markets will introduce various pricing changes on the BATS BYX Exchange (BYX), BZX Exchange (BZX), EDGA Exchange (EDGA), and EDGX Exchange (EDGX) pending filing with the SEC. Please click on the title for more information.

Decommissioning Process for Physical Connectivity to BATS in NJ2 and via the NY5 PoP

April 24, 2015

BATS will complete the migration of the BZX Exchange and BYX Exchange from the Weehawken NJ2 data center to the Secaucus NY5 data center effective Monday May 4, 2015. On the effective date, the NJ2 data center will continue to provide connectivity to all BATS/EDGE markets as a network Point of Presence (PoP). Customers that no longer require the use of the NJ2 or NY5 PoP physical connections as of May 4th may request that their ports be decommissioned on May 2, 2015. Customers that submit their request to decommission NY5 PoP or NJ2 physical connections BEFORE May 1, 2015 will have those physical port fees waived for the month of May 2015. Customers will be permitted to use the ports on Friday, May 1 for the final day of trading on BYX Exchange and BZX Exchange. Please click on the title for complete details regarding the physical port decommissioning process.

Market Data Fee Schedule Changes Effective July 1, 2015

April 22, 2015

Effective Wednesday, July 1, 2015, BATS Global Markets will introduce the following fee changes relating to the distribution of market data for the BATS BYX Exchange (BYX), BZX Exchange (BZX), EDGA Exchange (EDGA), EDGX Exchange (EDGX), and BATS Options Exchange, pending filing with the SEC.

BATS BZX Exchange and EDGA Exchange Fee Schedule Changes Effective April 1, 2015

March 31, 2015

Effective Wednesday April 1, 2015, BATS Global Markets will introduce pricing changes on the BATS BZX Exchange related to a new Cross-Asset Tier and on EDGA Exchange related to an Add Volume Tier update (pending filing with the SEC). Please click on the title for complete details.

Reminder: BATS Global Markets Logical Port Fee Changes Effective April 1, 2015

March 04, 2015

As previously announced, effective April 1, 2015, the fees for logical ports to the equity markets will be $500 per month for all ports. Logical port fees for BATS Options will not change.

BATS BYX Exchange, BZX Exchange, EDGA Exchange and EDGX Exchange Fee Schedule Changes Effective March 2, 2015

February 27, 2015

Effective Monday, March 2, 2015, BATS Global Markets will introduce pricing changes on the BATS BYX Exchange (BYX), BZX Exchange (BZX), EDGA Exchange (EDGA), and EDGX Exchange (EDGX) (pending filing with the SEC). Please click on the title for complete details.

BATS Fee Schedule Changes Effective February 2, 2015

January 29, 2015

Effective Monday, February 2, 2015, BATS Global Markets will introduce pricing changes on the BATS BYX Exchange (BYX), BZX Exchange (BZX), EDGA Exchange (EDGA), and EDGX Exchange (EDGX), pending filing with the SEC. Please click on the title for complete details.

Regulatory Transaction Fee Rate Adjustment per SEC Section 31 Rate Change Effective Saturday, February 14, 2015

January 21, 2015

This Circular is being issued to inform you that in Fee Rate Advisory #3 for Fiscal Year 2015, the SEC announced that effective Saturday, February 14, 2015, the Section 31 transaction fee rate applicable to securities transactions on the exchanges and over-the-counter markets will decrease to $18.40 per million dollars. Until that date, the current rate of $22.10 per million dollars will remain in effect. Please click on the title for complete details.

BATS Issues Open Market Structure Letter to Industry

January 06, 2015

Please click the title to view the full note from Joe Ratterman and Chris Concannon.