System Status

BATS Chi-X Europe First Alert - System Status

December 17, 2014 07:13:06

Please be advised that all issues at BATS Chi-X Europe have been resolved.

All systems are operating normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe First Alert - System Status

December 17, 2014 06:50:13

Please be advised that BATS Chi-X Europe is currently investigating system issues and will advise.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe: External Dark Liquidity Partner update

December 15, 2014 15:43:20

Dear users of the BATS Chi-X Europe Smart Order Routing (SOR) Facility,

Please note that one of our external Dark Liquidity Partners, KCG Europe Limited, is currently experiencing system issues and, as such, BATS Chi-X Europe has temporarily ceased SOR routing to KCG Europe Limited.

SOR routing to KCG Europe Limited will re-commence from start of day Tuesday 16th December 2014.

All other systems are operating normally.

Please contact the Trade Desk or your Account Manager if you have any questions.

All current and historical BATS Chi-X Europe notices, including symbol universe updates, are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority.

BATS Chi-X Europe - System Status - Issues Resolved

December 05, 2014 07:10:52

Please be advised that all issues at BATS Chi-X Europe have been resolved.

All systems are operating normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe - System Status

December 05, 2014 07:03:07

Please be advised that BATS Chi-X Europe is currently investigating system issues with FIX and BOE Order Handler connectivity.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe First Alert - System Status

December 05, 2014 06:44:35

Please be advised that BATS Chi-X Europe is currently investigating system issues and will advise.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe: External Dark Liquidity Partner update

December 01, 2014 14:35:02

Dear users of the BATS Chi-X Europe Order Routing Facility,

Please note that effective immediately, Liquidnet Europe Limited will cease acting as an external dark Liquidity Partner to BATS Chi-X Europe.

All other order routing arrangements remain unchanged.

Please contact the Trade Desk or your Account Manager if you have any questions.

All current and historical BATS Chi-X Europe notices, including symbol universe updates, are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority.

BATS Chi-X Europe First Alert - Frankfurt Primary Exchange Issue Resolved

October 31, 2014 10:25:41

Dear BATS Chi-X Europe Participants

Please be advised that technical issues reported by the Frankfurt Primary Exchange have been resolved. Peg orders and Dark Pool orders on Frankfurt instruments have been re-enabled.

Regular trading was not impacted during this issue and all systems continue to operate normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe has enabled routing to Frankfurt

October 31, 2014 10:24:54

Technical issues identified with Frankfurt have been resolved. BATS Chi-X Europe has re-enabled all routing to Frankfurt as of 10:24:12 London time.

Support for peg order functionality, price collars and Dark Pool orders for Frankfurt instruments has been restored.

Regular trading and routing to other venues is not impacted.

All BATS Chi-X Europe systems continue to operate normally.

BATS Chi-X Europe First Alert - Frankfurt Primary Exchange Issue

October 31, 2014 09:24:24

Dear BATS Chi-X Europe Participants

Please be advised that due to technical issues identified with Frankfurt, quality market data is unavailable. Therefore, BATS Chi-X Europe will not support peg order functionality, price collars and Dark Pool orders for Frankfurt instruments until the issue is resolved.

Regular trading is not impacted and all systems are operating normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Europe has disabled routing to Frankfurt

October 31, 2014 09:11:22

Due to technical issues identified with Frankfurt, BATS Europe has suspended all routing to Frankfurt as of 09:10:45 London time.

Also be advised that due to technical issues identified with Frankfurt, quality market data is unavailable. Therefore, BATS Europe will not support peg order functionality, price collars and Dark Pool orders for Frankfurt instruments until the issue is resolved.

Regular trading and routing to other venues is not impacted.

All BATS Europe systems continue to operate normally.

BATS Chi-X Europe BXE order handler hardware failure - Post-mortem

October 15, 2014 17:16:01

Dear BATS Chi-X Europe Participants,

At 14:53 UK time today, the BATS Chi-X Europe BXE environment experienced a hardware issue with one of its order handler servers. Connectivity to the associated ports was temporarily impacted before being restored by the backup order handler server at 14:58 UK time. The issue impacted logical connectivity to some BXE FIX and BOE sessions.

A TradeDesk notice advising of the above issue and its subsequent resolution was communicated to all participants immediately afterwards.

CXE orderbooks were unaffected by the above.

Please contact the Trade Desk or your Account Manager if you have any questions.

All current and historical BATS Chi-X Europe notices, including symbol universe updates, are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority.

BATS Chi-X Europe First Alert - BXE System Status

October 15, 2014 15:05:51

Please be advised that the BXE environment had an issue with some order handlers, which has now been resolved, and participants are able to reconnect.

All systems are operating normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe: Order Routing - Fee change notice

September 19, 2014 16:29:48

Dear BATS Chi-X Europe Participants

In order to cover the operational cost of the BATS Select Order Routing Facility, the fee for executions occurring on the London Stock Exchange via this service will change from 0.30bps to 0.45bps, effective 1st October 2014.

The BATS Chi-X Europe Trading Price list is available for download at http://cdn.batstrading.com/resources/participant_resources/BATSEuro_Pricing_Effective.pdf

Please contact the Trade Desk or your Account Manager if you have any questions.

All current and historical BATS Chi-X Europe notices, including symbol universe updates, are available online at www.batstrading.co.uk/alerts.

Thanks for your continued support.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority.

REMINDER - BATS Chi-X Europe: Q3 Exchange Release - Upcoming Mandatory Changes to BATS Chi-X Europe Order Books and Trade Reporting Services, effective Fri 26th Sept, 2014

September 16, 2014 16:56:09

Dear BATS Chi-X Europe Participants,

BATS Chi-X Europe (BATS) would like to draw specific attention to the previously announced FIX Trade Capture Report (TCR) changes referenced in the Q3 Release Guidance note, which are being introduced to align with recently approved FIX trade reporting standards for Market Model Typology (MMT) by FIX Protocol Limited (FPL):

* Effective Friday 26th September 2014, BATS will not automatically enable the new FIX TCR functionality upon participant ports.

* The new FIX TCR changes will be supportable by use of a port configuration parameter at BATS, starting from Friday 26th September 2014.

* The old FIX TCR logic will continue to be an available option, however it will be decommissioned at some point within Q1 of 2015.

* Once confirmed, the decommission date for the old FIX TCR logic will be published granting participants ample notice before the deadline date drops.

* Any participants opting into the new FIX TCR logic must contact Trade Desk and instruct BATS of the date from when to enable the new FIX TCR logic and upon which ports.

* Failure to contact Trade Desk and request enablement of the new FIX TCR logic will result in continued old FIX TCR logic behaviour on participant ports on Friday 26th September 2014.

Summary of FIX Trade Capture Report Changes

* FIX - The following FIX value changes impact Trade Capture Report messages only:

o For ETRs, VenueType (1430) and MatchType (574) will become mandatory

o TradePublishIndicator (1390) will become mandatory

o An additional value of '0' (Do Not Publish) will be supported for TradePublishIndicator (1390)

o PreviouslyReported (570) will be deprecated in favour of TradePublishIndicator (1390)

o New approved value of 'O' instead of 'X' to indicate VenueType (1430) = Offbook

o New approved value of '62' instead of '59' to indicate TrdType (828) = Dark

o New approved value of '63' instead of '60' to indicate TrdType (828) = Technical

o New approved value of '64' instead of '58' to indicate SecondaryTrdType (855) = Benchmark

o TradingSessionSubID (625) must be specified in the NoSides repeating group

o An additional value of '8' (Unspecified Auction) will be supported for TradingSessionSubID (625)

o Added support for using OrderCategory = 3 (Privately Negotiated Trade) in order to set the MMT Level 3.2 flag

Separate to the above, the rest of the changes previously announced in the Q3 release are mandatory, and will take effect on Friday 26th September 2014 (from start of day). Those changes are summarised below:

Summary of Mandatory Changes

* PITCH:

o MMT v2.2 Level 3.7 flag 'Off Book Automated Indicator' will be added to the Trade Report Message. This flag will replace the current 'BATS Transaction Sub-Category' flag, which was reserved for future use. The use of the 'AUT' value in the Execution Venue field of the Trade Report Message to indicate an OTC trade executed in an automated manner will be deprecated and liable to be removed in a future release.

o Use of the fourth character of the Execution ID to differentiate BXE and CXE executions will be deprecated in favour of the use of MMT Level 1 flags contained within the Order Executed and Trade messages

o Added support for an additional value in MMT Level 2 for an 'Undefined Auction'

* Trade Data File:

o Two new columns 'Off Book Automated Indicator' and 'Account' will be added

* Symbol File:

o The 'eccp_enabled' column will be removed. The 'emcf_enabled' column will be renamed to 'euroccp_enabled'

o The column 'printed_name' will be added and will contain the Uniform Symbology symbol that will appear on market data feeds for the instrument in that row

* BOE for BXTR:

o Use of the PreviouslyReported flag will not be supported in conjunction with deferred publication of trade reports

Reason for changes

The mandatory changes are being made in order to extend support for MMT v2.2 and in response to Participant demand. The FIX changes are being made to accommodate recently approved changes in the FIX trade reporting standards for MMT.

Documentation

* Q3 Release Guidance Note: http://cdn.batstrading.com/resources/participant_resources/BCE-GuidanceNote-Q3Release_final.pdf

* TCP PITCH spec: http://cdn.batstrading.com/resources/participant_resources/BATS_Europe_PITCH_Specification.pdf

* Multicast PITCH spec: http://cdn.batstrading.com/resources/participant_resources/BATS_Europe_MC_PITCH_Specification.pdf

* On-Exchange FIX spec: http://cdn.batstrading.com/resources/participant_resources/BATS_Europe_FIX_Specification.pdf

* Off-Exchange FIX Spec: http://cdn.batstrading.com/resources/participant_resources/BATS_ChiX_Europe_TRF_FIX_Specification.pdf

* On-Exchange BOE spec: http://cdn.batstrading.com/resources/participant_resources/BATS_Europe_Binary_Order_Entry_Specification.pdf

* Off-Exchange BOE spec:http://cdn.batstrading.com/resources/participant_resources/BATS_ChiX_Europe_TRF_BOE_Specification.pdf

* Reference Data spec: http://cdn.batstrading.com/resources/participant_resources/BATS_Europe_Reference_Data.pdf

Testing

All the changes aforementioned changes are currently available for testing in the Certification (UAT) environments.

Please contact the Trade Desk or your Account Manager if you have any questions.

All current and historical BATS Chi-X Europe notices, including symbol universe updates, are available online at www.batstrading.co.uk/alerts.

Please refer to the Technical Change Calendar which summarises all upcoming major technical changes.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority.

BATS Chi-X Europe to re-enable SOR routing for IOB stocks 'Sberbank of Russia' & 'VTB Bank OJSC', effective Wed 6th Aug 2014

August 05, 2014 13:41:23

Dear BATS Chi-X Europe Participants
Please be advised that following the publication of Council Regulation (EU) No 833/2014 of 31 July 2014 concerning restrictive measures in view of Russia's actions destabilising the situation in Ukraine, BATS has now clarified its obligations under the regulation, and can confirm that all outbound routing for the following International Depository Receipts will be re-enabled, effective from Wednesday 6th August 2014:

Description, UMTF, Name, ISIN, Currency, MIC, Tick Type, Trading Segment
Sberbank of Russia, SBERl, US80585Y3080, USD, XLON, table1, MTF
VTB Bank OJSC, VTBRl, US46630Q2021, USD, XLON, table1, MTF

BATS Chi-X Europe has disabled SOR routing for IOB stocks 'Sberbank of Russia' & 'VTB Bank OJSC'

August 01, 2014 13:33:22

Dear BATS Chi-X Europe Participants
Please be advised that following the publication of Council Regulation (EU) No 833/2014 of 31 July 2014 concerning restrictive measures in view of Russia's actions destabilising the situation in Ukraine, whilst BATS seeks clarification on the implications of the regulation, all outbound routing for the following International Depository Receipts will be suspended with immediate effect:

Description, UMTF, Name, ISIN, Currency, MIC, Tick Type, Trading Segment
Sberbank of Russia, SBERl, US80585Y3080, USD, XLON, table1, MTF
VTB Bank OJSC, VTBRl, US46630Q2021, USD, XLON, table1, MTF

Regular trading in these symbols on BATS Chi-X Europe order books is not impacted.

All BATS Chi-X Europe systems continue to operate normally.

BATS Chi-X Europe has re-enabled routing to Vienna

July 25, 2014 15:23:53

Technical issues identified with Vienna have been resolved. BATS Chi-X Europe has re-enabled all routing to Vienna as of 15:23:23 London time.

Regular trading and routing to other venues is not impacted.

All BATS Chi-X Europe systems continue to operate normally.

BATS Chi-X Europe First Alert - Vienna Primary Exchange Issue Resolved

July 25, 2014 15:22:40

Dear BATS Chi-X Europe Participants

Please be advised that technical issues reported by the Vienna Primary Exchange have been resolved. Peg orders and Dark Pool orders on Vienna instruments have been re-enabled.

Regular trading was not impacted during this issue and all systems continue to operate normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe First Alert - Vienna Primary Exchange Issue

July 25, 2014 15:09:28

Dear BATS Chi-X Europe Participants

Please be advised that due to issues identified with Vienna, BATS Chi-X Europe is unable to support peg order functionality and all Dark Pool orders on Vienna instruments.

Regular trading is not impacted and all systems are operating normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe has disabled routing to Vienna

July 25, 2014 15:08:55

Due to technical issues identified with Vienna, BATS Chi-X Europe has suspended all routing to Vienna as of 15:08:15 London time.

Also be advised that due to technical issues identified with Vienna, quality market data is unavailable. Therefore, BATS Europe will not support peg order functionality, price collars and Dark Pool orders for Vienna instruments until the issue is resolved.

Regular trading and routing to other venues is not impacted.

All BATS Chi-X Europe systems continue to operate normally.

BATS Chi-X Europe has enabled routing to Euronext markets

June 12, 2014 08:32:27

Technical issues identified with Amsterdam have been resolved. BATS Chi-X Europe has re-enabled all routing to Euronext marketsas of 08:30:39 London time.

Support for peg order functionality, price collars and Dark Pool orders for Euronext markets instruments has been restored.

Regular trading and routing to other venues is not impacted.

All BATS Chi-X Europe systems continue to operate normally.

BATS Chi-X Europe First Alert - Euronext Primary Exchange Issue Resolved

June 12, 2014 08:31:15

Dear BATS Chi-X Europe Participants

Please be advised that technical issues reported by Euronext have been resolved. Peg orders and Dark Pool orders on Euronext market instruments have been re-enabled.

Regular trading on BATS Chi-X Europe was not impacted during this issue and all systems continue to operate normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe has disabled routing to Euronext markets

June 12, 2014 07:22:34

Due to technical issues identified with Euronext, BATS Chi-X Europe has suspended all routing to Amsterdam, Lisbon, Brussels and Paris markets.

Regular trading and routing to other venues is not impacted.

All BATS Chi-X Europe systems continue to operate normally.

BATS Chi-X Europe First Alert - Euronext markets Primary Exchange Issue

June 12, 2014 07:16:28

Dear BATS Chi-X Europe Participants

Please be advised that due to issues identified with Euronext markets, BATS Chi-X Europe is unable to support peg order functionality and all Dark Pool orders on Euronext instruments.

Regular trading is not impacted and all systems are operating normally. Continuous trading on BATS Chi-X Europe for all Euronext markets will commence at 08:00.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe First Alert - Xetra Primary Exchange Issue Resolved

June 05, 2014 09:46:59

Dear BATS Chi-X Europe Participants

Please be advised that technical issues reported by the Xetra Primary Exchange have been resolved. Peg orders and Dark Pool orders on Xetra instruments have been re-enabled.

Regular trading was not impacted during this issue and all systems continue to operate normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe has enabled routing to Frankfurt

June 05, 2014 09:43:45

Technical issues identified with Xetra have been resolved. BATS Chi-X Europe has re-enabled all routing to Xetra as of 09:42:38 London time.

Support for peg order functionality, price collars and Dark Pool orders for Xetra instruments has been restored.

Regular trading and routing to other venues is not impacted.

All BATS Chi-X Europe systems continue to operate normally.

BATS Chi-X Europe First Alert - Xetra Primary Exchange Issue

June 05, 2014 09:32:57

Dear BATS Chi-X Europe Participants

Please be advised that due to issues identified with Xetra, BATS Chi-X Europe is unable to support peg order functionality and all Dark Pool orders on Xetra instruments.

Regular trading is not impacted and all systems are operating normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Europe has disabled routing to Frankfurt

June 05, 2014 09:32:17

Due to technical issues identified with Frankfurt, BATS Chi-X Europe has suspended all routing to Xetra as of 09:31:24 London time.

Also be advised that due to technical issues identified with Xetra , quality market data is unavailable. Therefore, BATS Chi-X Europe will not support peg order functionality, price collars and Dark Pool orders for Xetra instruments until the issue is resolved.

Regular trading and routing to other venues is not impacted.

All BATS Chi-X Europe systems continue to operate normally.

BATS Chi-X Europe First Alert - SIX Swiss Exchange Issue Resolved

May 09, 2014 09:33:05

Dear BATS Chi-X Europe Participants

Please be advised that technical issues reported by the SIX Swiss Exchange have been resolved. Peg orders and Dark Pool orders on SIX Swiss Exchange instruments have been re-enabled.

Regular trading was not impacted during this issue and all systems continue to operate normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe First Alert - SIX Swiss Exchange Primary Exchange Issue

May 09, 2014 09:08:09

Dear BATS Chi-X Europe Participants

Please be advised that due to issues identified with SIX Swiss Exchange, BATS Chi-X Europe is unable to support peg order functionality and all Dark Pool orders on SIX Swiss Exchange instruments.

Regular trading is not impacted and all systems are operating normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe First Alert - SIX Swiss Exchange Primary Exchange Issue

May 09, 2014 09:08:09

Dear BATS Chi-X Europe Participants

Please be advised that due to issues identified with SIX Swiss Exchange, BATS Chi-X Europe is unable to support peg order functionality and all Dark Pool orders on SIX Swiss Exchange instruments.

Regular trading is not impacted and all systems are operating normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe First Alert - Oslo Bors Primary Exchange Issue Resolved

April 16, 2014 10:02:48

Dear BATS Chi-X Europe Participants

Please be advised that technical issues reported by the Oslo Bors Primary Exchange have been resolved. Peg orders and Dark Pool orders on Oslo Bors instruments have been re-enabled.

Regular trading on BATS Chi-X Europe order books was not impacted during this issue and all systems continue to operate normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe First Alert - Oslo Bors Primary Exchange Issue - Update

April 16, 2014 08:49:05

Dear BATS Chi-X Europe Participants

Please be advised that due to ongoing issues identified with Oslo Bors, BATS Chi-X Europe is unable to support peg order functionality and all Dark Pool orders on Oslo Bors instruments.

Regular trading on BATS Chi-X Europe orderbooks is not impacted and all systems are operating normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe First Alert - Oslo Bors Primary Exchange Issue

April 16, 2014 07:59:22

Dear BATS Chi-X Europe Participants

Please be advised that due to issues identified with Oslo Bors, BATS Chi-X Europe is unable to support peg order functionality and all Dark Pool orders on Oslo Bors instruments.

Regular trading is not impacted and all systems are operating normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe First Alert - NYSE Euronext Exchange Issue Resolved

April 07, 2014 16:57:31

Dear BATS Chi-X Europe Participants

Please be advised that technical issues reported by the NYSE Euronext Exchange have been resolved. Peg orders and Dark Pool orders on NYSE Euronext instruments have been re-enabled.

Regular trading was not impacted during this issue and all systems continue to operate normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe has enabled routing to NYSE Euronext

April 07, 2014 16:54:59

Technical issues identified with NYSE Euronext have been resolved. BATS Chi-X Europe has re-enabled all routing to NYSE Euronext.

Support for peg order functionality, price collars and Dark Pool orders for Paris instruments has been restored.

Regular trading and routing to other venues is not impacted.

All BATS Chi-X Europe systems continue to operate normally.

BATS Chi-X Europe has disabled routing to NYSE Euronext markets

April 07, 2014 15:00:30

Due to technical issues identified with NYSE Euronext markets, BATS Chi-X Europe has suspended all routing to NYSE Euronext markets as of 14:58:54 London time.

Also be advised that due to technical issues identified with NYSE Euronext, quality market data is unavailable. Therefore, BATS Chi-X Europe will not support peg order functionality, price collars and Dark Pool orders for NYSE Euronext instruments until the issue is resolved.

Regular trading and routing to other venues is not impacted.

All BATS Chi-X Europe systems continue to operate normally.

BATS Chi-X Europe First Alert - NYSE Euronext Primary Exchange Issue

April 07, 2014 14:59:41

Dear BATS Chi-X Europe Participants

Please be advised that due to issues identified with NYSE Euronext, BATS Chi-X Europe is unable to support peg order functionality and all Dark Pool orders on NYSE Euronext instruments.

Regular trading is not impacted and all systems are operating normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe pre-open connectivity issue - Post-mortem

March 31, 2014 14:39:42

Dear BATS Chi-X Europe Participants

Pre-market open this morning, BATS Chi-X Europe experienced an issue with its internal process scheduling system. A TradeDesk notice advising of system issues was communicated to all participants at 0650 UK time. The issue impacted logical connectivity to the BXE and CXE orderbooks as well as the BXTR TRF. The issue was resolved by 0710 UK time for the BXTR TRF, and by 0730 UK time for the BXE and CXE orderbooks. A final all clear TradeDesk notice was communicated at 0733 UK time. All systems were up and operating normally before market open.

Please contact the Trade Desk or your Account Manager if you have any questions.

All current and historical BATS Chi-X Europe notices, including symbol universe updates, are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority.

BATS Chi-X Europe First Alert - System Status - RESOLVED

March 31, 2014 07:33:15

Please be advised that all issues at BATS Chi-X Europe have been resolved.

All systems are operating normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe First Alert - System Status - UPDATE

March 31, 2014 07:18:43

Please be advised that BATS Chi-X Europe continues to investigate system issues and will advise further.

Issues do not impact the BATS TDM which is currently open.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe First Alert - System Status

March 31, 2014 06:49:41

Please be advised that BATS Chi-X Europe is currently investigating system issues and will advise.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe: Update regarding trading in ISSc (DK0060542181)

March 13, 2014 17:04:16

Dear BATS Chi-X Europe Participants

Please be advised that any trades transacted today in ISIN DK0060542181 (ISSc) have been amended to ISIN DK0060542264 effective immediately.

The reason for this amendment is that ISIN DK0060542181 is in a conditional trading state where settlement is not guaranteed.

There will be no change to Participant EOD trade data CSV files, however the change will be facilitated though the Participant's elected CCP. This may result in some reconciliation differences between BATS Chi-X Europe trade data files and CCP data files.
Please contact the Trade Desk or Market Supervision if you have any questions.

All current and historical BATS Chi-X Europe notices, including symbol universe updates, are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority.

BATS Chi-X Europe First Alert - NYSE Euronext Primary Exchange Issue Resolved

March 11, 2014 12:12:25

Dear BATS Chi-X Europe Participants

Please be advised that technical issues reported by the NYSE Euronext Primary Exchange have been resolved. Peg orders and Dark Pool orders on NYSE Euronext instruments have been re-enabled.

Regular trading was not impacted during this issue and all systems continue to operate normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority

BATS Chi-X Europe has enabled routing to NYSE Euronext

March 11, 2014 12:11:18

Technical issues identified with NYSE Euronext has been resolved. BATS Europe has re-enabled all routing to Amsterdam as of 12:10:26 London time.

Support for peg order functionality, price collars and Dark Pool orders for NYSE Euronext instruments has been restored.

Regular trading and routing to other venues is not impacted.

All BATS Chi-X Europe systems continue to operate normally.

BATS Chi-X Europe has disabled routing to Euronext Markets

March 11, 2014 10:26:11

Due to technical issues identified with Paris, BATS Chi-X Europe has suspended all routing to Euronext markets as of 10:24:13 London time.

Also be advised that due to technical issues identified with Euronext markets, quality market data is unavailable. Therefore, BATS Chi-X Europe will not support peg order functionality, price collars and Dark Pool orders for Paris instruments until the issue is resolved.

Regular trading and routing to other venues is not impacted.

All BATS Chi-X Europe systems continue to operate normally.

BATS Chi-X Europe First Alert - NYSE Euronext Primary Exchange Issue

March 11, 2014 10:25:59

Dear BATS Chi-X Europe Participants

Please be advised that due to issues identified with NYSE Euronext, BATS Chi-X Europe is unable to support peg order functionality and all Dark Pool orders on NYSE Euronext instruments.

Regular trading is not impacted and all systems are operating normally.

Please contact the Trade Desk or your Account Manager if you have further questions.

Current and historical BATS Chi-X Europe status alerts and updates are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is authorised and regulated by the Financial Services Authority