Schedule Update

BATS Europe stock universe update for January 4th, 2010

December 29, 2009 09:23:49

Dear BATS Europe Participants

As of Monday January 4th 2010, BATS Europe will expand its stock
universe to include the following instrument:

Company Name, BATS Name, ISIN, Currency, MIC, Tick Type
EBRO PULEVA, EVAe, ES0112501012, EUR, XMCE, fese1

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe Tick Size update for Monday 4th Jan, 2010

December 23, 2009 13:26:23

Dear BATS Europe Participants,

On Monday January 4th 2010, in conjunction with the Nordic, German and
Spanish primary markets, BATS Europe will amend tick sizes for the
following instruments:

* All German equities will move to FESE Table 4
* All OMXH25 constituents will move to FESE Table 2
* All OMXC20 constituents will move to FESE Table 2
* All IBEX 35 constituents will move to FESE Table 4

Please review the attached flyer for specific Tick table definitions for equities. Flyer available here

These changes will be reflected in the Symbol Reference Data File and Tick Reference Data File as of Monday 4th January, 2010. However, the changes will be available in advance in the BATS Europe Certification Environment as of Tuesday 29th December, 2009.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe stock universe update for 24th Dec, 2009

December 22, 2009 16:57:25

Dear BATS Europe Participants,

In conjunction with constituent changes for the OBX indexes, BATS Europe
will add the following securities on Thursday 24th December 2009.

Company Name, Name, ISIN, Currency, MIC, Tick Type
NORWEGIAN PROPERTY ORD, NPROo, NO0010317811, NOK, XOSL, fese2
SONGA OFFSHORE ORD, SONGo, CY0100962113, NOK, XOSL, fese2

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe stock universe update for 22nd and 23rd Dec, 2009

December 21, 2009 16:14:50

Dear BATS Europe Participants,

In conjunction with constituent changes for the DAX Index, BATS Europe
will add the following security on Wednesday December 23rd 2009.

Company Name, Name, ISIN, Currency, MIC, Tick Type
VOLKSWAGEN PRF, VOW3d, DE0007664039, EUR, XETR, xetr

Additionally, Cairn Energy plc is to undergo an ISIN change tomorrow (Tuesday December 22nd 2009), to

Company Name, Name, ISIN, Currency, MIC, Tick Type
CAIRN ENERGY PLC, CNEl, GB00B59MW615, GBX, XLON, fese2

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

CORRECTION: BATS Europe stock update for Brit Insurance Holdings on 21st Dec, 2009

December 18, 2009 17:56:32

Dear BATS Europe Participants,

In reference to the earlier notice regarding the upcoming changes for
'Brit Insurance Holdings plc', please be advised that the new Traded
Currency for this instrument is GBX, not EUR.

In summary, as of Monday 21st December, 2009:

Company Name, Name, ISIN, Currency, MIC, Tick Type
Brit Insurance Holdings N.V, BREl, NL0009311406, GBX, XLON, fese2

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe stock update for Brit Insurance Holdings on 21st Dec, 2009

December 18, 2009 16:19:01

Dear BATS Europe Participants,

Brit Insurance Holdings plc will undergo a number of changes on Monday
21st December 2009, please ensure that you make the necessary amendments
so that you can trade this stock successfully on Monday.

Currently,

Company Name, Name, ISIN, Currency, MIC, Tick Type
Brit Insurance Holdings plc, BREl, GB00B11FL290, GBX, XLON, fese2

On Monday, 21st December, 2009

Company Name, Name, ISIN, Currency, MIC, Tick Type
Brit Insurance Holdings N.V, BREl, NL0009311406, EUR, XLON, fese2

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Update: BATS Europe Tick Sizes

December 17, 2009 13:07:25

Dear BATS Europe Participants;

As of Monday 21st December 2009, in conjunction with the London Stock
Exchange and other European trading venues, BATS Europe will update the
tick sizes for the following High Liquidity instruments.

Added to the FTSE High Liquidity Segments (HLS)

Company, Uniform Symbology Name, ISIN, MIC , Old
Tick Size, New
Tick Size
ANGLO AMERICAN ORD, AALl, GB00B1XZS820, XLON, fese2, fese1
XSTRATA ORD, XTAl, GB0031411001, XLON, fese2, fese1

Removed the FTSE High Liquidity Segments (HLS)
Company, Uniform Symbology Name, ISIN, MIC , Old
Tick Size, New
Tick Size
ROYAL BK OF SCOT ORD, RBSl, GB0007547838, XLON, fese1, fese2

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe stock universe update for 21st Dec, 2009

December 16, 2009 14:57:56

Dear BATS Europe Participants,

In conjunction with constituent changes for the SBF120, FTSE 100 and FTSE 250 indexes, BATS Europe will add the following securities on Monday December 21st 2009.

Company Name, Name, ISIN, Currency, MIC, Tick Type
BOOKER GROUP ORD, BOKl, GB00B01TND91, GBX, XLON, fese2
GENESIS EMERGING MARKETS CF, GSSl, GG00B4L0PD47, GBX, XLON, fese2
BIOMERIEUX, BIMp, FR0010096479, EUR, XPAR, eurozone
FAURECIA ORD, EOp, FR0000121147, EUR, XPAR, eurozone
MERCIALYS REIT, MERYp, FR0010241638, EUR, XPAR, eurozone

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Reminder - BATS Europe launches Spanish trading - 11th December

December 09, 2009 09:32:44

Dear BATS Europe Participants,

As a reminder, BATS Europe is pleased to announce the launch of trading
in Madrid listings (Bolsa de Madrid) as of Friday December 11th , 2009.

Instruments:
BATS Europe will extend its symbol universe to include constituents of
the IBEX35 index. Specifically, the full list of instruments is as
follows:

Company Name, Name, ISIN, Currency, MIC, Tick Type
ABERTIS ORD, ABEe, ES0111845014, EUR, XMCE, fese1
ABENGOA ORD, ABGe, ES0105200416, EUR, XMCE, fese1
ACS CONS Y SERV ORD, ACSe, ES0167050915, EUR, XMCE, fese1
ACERINOX ORD, ACXe, ES0132105018, EUR, XMCE, fese1
ACCIONA ORD, ANAe, ES0125220311, EUR, XMCE, fese1
BBVA ORD, BBVAe, ES0113211835, EUR, XMCE, fese1
BANKINTER ORD, BKTe, ES0113679I37, EUR, XMCE, fese1
BOLSAS Y MER ESP ORD, BMEe, ES0115056139, EUR, XMCE, fese1
BANESTO ORD, BTOe, ES0113440038, EUR, XMCE, fese1
CRITERIA CAIXA ORD, CRIe, ES0140609019, EUR, XMCE, fese1
ENDESA ORD, ELEe, ES0130670112, EUR, XMCE, fese1
ENAGAS, ENGe, ES0130960018, EUR, XMCE, fese1
FOMENTO DE CONST ORD, FCCe, ES0122060314, EUR, XMCE, fese1
FERROVIAL, FERe, ES0118900010, EUR, XMCE, fese1
GAMESA ORD, GAMe, ES0143416115, EUR, XMCE, fese1
GAS NATURAL ORD, GASe, ES0116870314, EUR, XMCE, fese1
GRIFOLS ORD, GRFe, ES0171996012, EUR, XMCE, fese1
IBERDROLA ORD, IBEe, ES0144580Y14, EUR, XMCE, fese1
IBERIA LINEAS AEREAS ORD, IBLAe, ES0147200036, EUR, XMCE, fese1
IBERDROLA RENOVABLES ORD, IBRe, ES0147645016, EUR, XMCE, fese1
INDRA SISTEMAS ORD, IDRe, ES0118594417, EUR, XMCE, fese1
INDITEX, ITXe, ES0148396015, EUR, XMCE, fese1
MAPFRE ORD, MAPe, ES0124244E34, EUR, XMCE, fese1
MITTAL STEEL ORD, MTSe, LU0323134006, EUR, XMCE, fese1
OBR HUARTE LAIN ORD, OHLe, ES0142090317, EUR, XMCE, fese1
BK POPULAR ORD, POPe, ES0113790531, EUR, XMCE, fese1
RED ELECTRICA ORD, REEe, ES0173093115, EUR, XMCE, fese1
REPSOL YPF ORD, REPe, ES0173516115, EUR, XMCE, fese1
BCO DE SABADELL, SABe, ES0113860A34, EUR, XMCE, fese1
BANCO SANTANDER ORD, SANe, ES0113900J37, EUR, XMCE, fese1
SACYR-VALLE, SYVe, ES0182870214, EUR, XMCE, fese1
TELEFONICA SA ORD, TEFe, ES0178430E18, EUR, XMCE, fese1
XMCE TEST SYMBOL, TESTe, ESTEST000008, EUR, XMCE, tck_0010
GEST TELECINCO ORD, TL5e, ES0152503035, EUR, XMCE, fese1
TECNICAS REUNIDAS ORD, TREe, ES0178165017, EUR, XMCE, fese1

NOTE:
Since the initial announcement of Spanish stocks on BATS Europe, Grupo
Ferrovial and Cintra Int Trans have merged. CINe no longer exists and
the ISIN for FERe has changed.

Membership:
Please be aware that any participants who wish to trade Spanish
instruments on BATS Europe are required to submit 2 forms to the EMCF:

1- Statement of Authority (Spain only) -
http://www.euromcf.nl/editor/uploads/statement%20of%20authority%20spain%
20091124.doc

2- Statement of Authority (Addendum to Spain) -
http://www.euromcf.nl/editor/uploads/statement%20of%20authority%20spain%
20addendum%20091124.doc

Tick sizes:
Please note that Spanish instruments on BATS Europe will utilize FESE
Table 1 tick sizes as follows:

FESE Table 1
Price Range, Tick Size
-, -, 0.9999, 0.0001
1 , -, 4.9995, 0.0005
5 , -, 9.9990, 0.0010
10 , -, 49.9950, 0.0050
50 , -, 99.9900, 0.0100
100 , -, 499.9500, 0.0500
500 , -, 999.9000, 0.1000
1,000 , -, 4,999.5000, 0.5000
5,000 , -, 9,999.0000, 1.0000
10,000 , -, 99,995.0000, 5.0000
100,000+ , -, , 10.0000

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe launches Irish trading - 22nd January

December 08, 2009 17:46:20

Dear BATS Europe Participants,

BATS Europe is pleased to announce the addition of Irish securities to our stock universe as of Friday January 22nd, 2010.

Clearing:
Irish securities traded on BATS Europe will clear through LCH.Clearnet Limited.

Required Documentation:
Please be aware that any participants who wish to trade Irish instruments on BATS Europe are required to have in place clearing arrangements with LCH.Clearnet (either directly as an Individual Clearing Member or through a General Clearing Member). Details can be found on the LCH.Clearnet website at:

http://www.lchclearnet.com/cash_equities/bats_europe/

BATS Europe is a designated market for the purposes of Irish Stamp Duty Tax. If a participant believes that it can claim intermediary relief from Irish Stamp Duty Tax, it should read the Guidance Notes and complete and return the following Intermediaries Relief Form to the Crest Unit at the Office of the Revenue Commissioners:

Guidance Notes: http://www.batstrading.co.uk/resources/participant_resources/BATSEuro_Irish_Stamp_Duty_Guidance_Notes.pdf

Intermediaries Relief Form: http://www.batstrading.co.uk/resources/participant_resources/BATSEuro_Irish_Stamp_Duty_Form.pdf

Instruments:
BATS Europe will extend its symbol universe to include constituents of the ISEQ index. The full list of instruments is as follows:

UMTF Code, Company Name, ISIN, Market, Currency, Tick Type, Indices
AIBi, ALLIED IRISH BKS ORD, IE0000197834, XDUB, EUR, tck_0010, ISEQ
BIRi, BANK OF IRELAND ORD, IE0030606259, XDUB, EUR, tck_0010, ISEQ
CRGi, CRH ORD, IE0001827041, XDUB, EUR, tck_0010, ISEQ
DCCi, DCC ORD, IE0002424939, XDUB, EUR, tck_0010, ISEQ
DRSi, DRAGON OIL ORD, IE0000590798, XDUB, EUR, tck_0010, ISEQ
EG7i, FBD HOLDINGS ORD, IE0003290289, XDUB, EUR, tck_0010, ISEQ
ELNi, ELAN ORD, IE0003072950, XDUB, EUR, tck_0010, ISEQ
GCCi, C&C GROUP, IE00B010DT83, XDUB, EUR, tck_0010, ISEQ
GCGi, GREENCORE ORD, IE0003864109, XDUB, EUR, tck_0010, ISEQ
GL9i, GLANBIA ORD, IE0000669501, XDUB, EUR, tck_0010, ISEQ
GN5i, GRAFTON GROUP UN, IE00B00MZ448, XDUB, EUR, tck_0010, ISEQ
ILBi, IRISH LIFE & PER ORD, IE0004678656, XDUB, EUR, tck_0010, ISEQ
IPDi, INDEPENDENT NEWS ORD, IE0004614818, XDUB, EUR, tck_0010, ISEQ
KRXi, KINGSPAN GROUP ORD, IE0004927939, XDUB, EUR, tck_0010, ISEQ
KRZi, KERRY GROUP A ORD, IE0004906560, XDUB, EUR, tck_0010, ISEQ
PLSi, PADDY POWER, IE0002588105, XDUB, EUR, tck_0010, ISEQ
RY4Bi, RYANAIR HLDGS ORD, IE00B1GKF381, XDUB, EUR, tck_0010, ISEQ
SK3i, SMURFIT KAPPA ORD, IE00B1RR8406, XDUB, EUR, tck_0010, ISEQ
TESTi, XDUB TEST SYMBOL, IETEST000000, XDUB, EUR, tck_0010,
UN6Ai, UNITED DRUG ORD, IE0033024807, XDUB, EUR, tck_0010, ISEQ
YZAi, ARYZTA AG ORD, CH0043238366, XDUB, EUR, tck_0010, ISEQ

Tick sizes:
Irish instruments on BATS Europe will utilize a tick size of 0.001 for all instruments.

The updated stock universe will be available in the BATS Europe Certification Environment as of Wednesday 9th December.

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe stock universe update for December 8th, 2009

December 04, 2009 17:49:19

Dear BATS Europe Participants;

As of Tuesday December 8th, 2009 BATS Europe will expand its stock
universe to include the following ETFs:

Company Name, UMTF Code, ISIN, Currency, MIC, Tick Type,
iSHARES iBOXX EUR LIQ C ETF, IBCXm, IE0032523478, EUR, ETFP, mtaa,
ISHARES MSCIWORA ETF, IWDAa, IE00B4L5Y983, EUR, XAMS, eurozone,
CRUDE OIL CF, CRUDl, GB00B15KXV33, USD, XLON, tck_0100,
ISHARES AC EX-J ETF, IFFFl, IE00B0M63730, GBX, XLON, tck_10000,
ISHS GVT BD 7-10 ETF, IEGMl, IE00B1FZS806, EUR, XLON, tck_0100,
ISHS TPS ETF, IDTPl, IE00B1FZSC47, USD, XLON, tck_0100,
ISHS TREA 7-10 ETF, IDTMl, IE00B1FZS798, USD, XLON, tck_0100,
LEV CRUDE ETFS, LOILl, JE00B2NFTJ73, USD, XLON, tck_0100,
NATL GAS ETFS, LNGAl, JE00B2NFTQ41, USD, XLON, tck_0100,
NATURAL GAS CF, NGASl, GB00B15KY104, USD, XLON, tck_0001,
NATURAL GAS ETF, NGSPl, GB00B15KY104, GBX, XLON, tck_0100,
SHRT CRUDE ETFS, SOILl, JE00B24DK975, USD, XLON, tck_0100,
SHRT NA GAS ETFS, SNGAl, JE00B24DKH53, USD, XLON, tck_0100,
iSHARES USD BND ETF, LQDEl, IE0032895942, USD, XLON, tck_0100,
XACT OBX ETF, OBXEXo, NO0010262249, NOK, XOSL, fese2,
SGAM CAC40 BEAR ETF, B40p, FR0010411876, EUR, XPAR, eurozone,
SGAM ESTXX50 ETF, BSXp, FR0010424135, EUR, XPAR, eurozone,
HAKON INVEST ORD, HAKNs, SE0000652216, SEK, XSTO, swedish,
ORIFLAME COSMTCS, ORIs, SE0001174889, SEK, XSTO, swedish,
SWEDBANK PRF, SWEDs, SE0002687749, SEK, XSTO, swedish,
XACT BEAR2 ETF, XACR2s, SE0003051002, SEK, XSTO, swedish,
XACT BULL2 ETF, XACL2s, SE0003051010, SEK, XSTO, swedish,
XACT NORDIC ETF, XACTNs, SE0001710914, SEK, XSTO, swedish,
XACT OMXSB ETF, XACTBs, SE0001056045, SEK, XSTO, swedish,

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe Holiday Schedule Reminder

December 02, 2009 11:34:41

BATS Europe would like to wish everyone Happy Holiday's and remind all firms of our upcoming holiday schedule for each market traded on BATS Europe.

DATE, London , Euronext , Frankfurt , Zurich , Milan , Helsinki , Oslo , C'hagen , Stockholm , Madrid
24-Dec-09, 12:30, 13:00, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED
25-Dec-09, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED
28-Dec-09, CLOSED, , , , , , , , ,
30-Dec-09, , , 13:00, , , , , , ,
31-Dec-09, 12:30, 13:00, , CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED
1-Jan-10, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, CLOSED, N/A
5-Jan-10, , , , , , , , , 11:50, N/A
6-Jan-10, , , , , , CLOSED, , , CLOSED, N/A

You can view BATS Europe Trading Hours online at http://www.batstrading.co.uk/sales_support/hours/.

BATS Europe launches Spanish trading - 11th December

November 30, 2009 17:32:19

Dear BATS Europe Participants,

BATS Europe is pleased to announce the launch of trading in Madrid listings (Bolsa de Madrid) as of Friday December 11th , 2009.

Instruments:
BATS Europe will extend its symbol universe to include constituents of the IBEX35 index. Specifically, the full list of instruments is as follows:

Company Name, BATS Name, ISIN, Currency, MIC, Tick Type,
ABERTIS ORD, ABEe , ES0111845014 , EUR, XMCE, fese1,
ABENGOA ORD, ABGe, ES0105200416, EUR, XMCE, fese1,
ACS CONS Y SERV ORD, ACSe, ES0167050915, EUR, XMCE, fese1,
ACERINOX ORD, ACXe, ES0132105018, EUR, XMCE, fese1,
ACCIONA ORD, ANAe, ES0125220311, EUR, XMCE, fese1,
BBVA ORD, BBVAe, ES0113211835, EUR, XMCE, fese1,
BANKINTER ORD, BKTe, ES0113679I37, EUR, XMCE, fese1,
BOLSAS Y MER ESP ORD, BMEe, ES0115056139, EUR, XMCE, fese1,
BANESTO ORD, BTOe, ES0113440038, EUR, XMCE, fese1,
CINTRA INF TRANS, CINe, ES0118900010, EUR, XMCE, fese1,
CRITERIA CAIXA ORD, CRIe, ES0140609019, EUR, XMCE, fese1,
ENDESA ORD, ELEe, ES0130670112, EUR, XMCE, fese1,
ENAGAS, ENGe, ES0130960018, EUR, XMCE, fese1,
FOMENTO DE CONST ORD, FCCe, ES0122060314, EUR, XMCE, fese1,
GRUPO FERROVIAL ORD, FERe, ES0162601019, EUR, XMCE, fese1,
GAMESA ORD, GAMe, ES0143416115, EUR, XMCE, fese1,
GAS NATURAL ORD, GASe, ES0116870314, EUR, XMCE, fese1,
GRIFOLS ORD, GRFe, ES0171996012, EUR, XMCE, fese1,
IBERDROLA ORD, IBEe, ES0144580Y14, EUR, XMCE, fese1,
IBERIA LINEAS AEREAS ORD, IBLAe, ES0147200036, EUR, XMCE, fese1,
IBERDROLA RENOVABLES ORD, IBRe, ES0147645016, EUR, XMCE, fese1,
INDRA SISTEMAS ORD, IDRe, ES0118594417, EUR, XMCE, fese1,
INDITEX, ITXe, ES0148396015, EUR, XMCE, fese1,
MAPFRE ORD, MAPe, ES0124244E34, EUR, XMCE, fese1,
MITTAL STEEL ORD, MTSe, LU0323134006, EUR, XMCE, fese1,
OBR HUARTE LAIN ORD, OHLe, ES0142090317, EUR, XMCE, fese1,
BK POPULAR ORD, POPe, ES0113790531, EUR, XMCE, fese1,
RED ELECTRICA ORD, REEe, ES0173093115, EUR, XMCE, fese1,
REPSOL YPF ORD, REPe, ES0173516115, EUR, XMCE, fese1,
BCO DE SABADELL, SABe, ES0113860A34, EUR, XMCE, fese1,
BANCO SANTANDER ORD, SANe, ES0113900J37, EUR, XMCE, fese1,
SACYR-VALLE, SYVe, ES0182870214, EUR, XMCE, fese1,
TELEFONICA SA ORD, TEFe, ES0178430E18, EUR, XMCE, fese1,
GEST TELECINCO ORD, TL5e, ES0152503035, EUR, XMCE, fese1,
TECNICAS REUNIDAS ORD, TREe, ES0178165017, EUR, XMCE, fese1,

Membership:
Please be aware that any participants who wish to trade Spanish instruments on BATS Europe are required to submit 2 forms to the EMCF:

1- Statement of Authority (Spain only) -
http://www.euromcf.nl/editor/uploads/statement%20of%20authority%20spain%
20091124.doc

2- Statement of Authority (Addendum to Spain) -
http://www.euromcf.nl/editor/uploads/statement%20of%20authority%20spain%
20addendum%20091124.doc

Tick sizes:
Please note that Spanish instruments on BATS Europe will utilize FESE Table 1 tick sizes as follows:

FESE Table 1
Price Range, Tick Size
-, -, 0.9999, 0.0001
1 , -, 4.9995, 0.0005
5 , -, 9.9990, 0.0010
10 , -, 49.9950, 0.0050
50 , -, 99.9900, 0.0100
100 , -, 499.9500, 0.0500
500 , -, 999.9000, 0.1000
1,000 , -, 4,999.5000, 0.5000
5,000 , -, 9,999.0000, 1.0000
10,000 , -, 99,995.0000, 5.0000
100,000+ , -, 10.0000

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe stock universe update for November 23rd, 2009

November 20, 2009 12:16:11

Dear BATS Europe Participants

As of Monday November 23rd , 2009 BATS Europe will expand its stock
universe to include the following instruments:

Company Name, BATS Name, ISIN, Currency, MIC, Tick Type,
ETFS LONG AUD SHORT USD ETF, AUDPl , JE00B68GQH02, GBX, XLON, tck_0100,
ETFS LONG AUD SHORT USD ETF, LAUDl, JE00B68GQH02, USD, XLON, tck_0100,
ETFS SHORT AUD LONG USD ETF, SADl, JE00B68GQZ83, USD, XLON, tck_0100,
ETFS SHORT AUD LONG USD ETF, SAUPl, JE00B68GQZ83 , GBX, XLON, tck_0100,
ETFS LONG GBP SHORT USD ETF, GBPPl , JE00B68GR111 , GBX, XLON, tck_0100,
ETFS LONG GBP SHORT USD ETF, LGBPl , JE00B68GR111 , USD, XLON, tck_0100,
ETFS SHORT GBP LONG USD ETF, SGBPl , JE00B68GRJ90 , USD , XLON, tck_0100,
ETFS SHORT GBP LONG USD ETF, USD2l , JE00B68GRJ90 , GBX, XLON, tck_0100,
ETFS LONG CAD SHORT USD ETF, CADPl , JE00B68GRL13 , GBX, XLON, tck_0100,
ETFS LONG CAD SHORT USD ETF, LCADl , JE00B68GRL13 , USD , XLON, tck_0100,
ETFS SHORT CAD LONG USD ETF, SCADl , JE00B68GS291 , USD , XLON, tck_0100,
ETFS SHORT CAD LONG USD ETF, SCDPl , JE00B68GS291 , GBX, XLON, tck_0100,
ETFS LONG EUR SHORT USD ETF, EURPl , JE00B68GS416 , GBX, XLON, tck_0100,
ETFS LONG EUR SHORT USD ETF, LEURl , JE00B68GS416 , USD , XLON, tck_0100,
ETFS SHORT EUR LONG USD ETF, SEURl , JE00B68GSM94 , USD , XLON, tck_0100,
ETFS SHORT EUR LONG USD ETF, SEUPl , JE00B68GSM94 , GBX, XLON, tck_0100,
ETFS LONG JPY SHORT USD ETF, JPYPl , JE00B68GSP26 , GBX, XLON, tck_0100,
ETFS LONG JPY SHORT USD ETF, LJPYl , JE00B68GSP26 , USD , XLON, tck_0100,
ETFS SHORT JPY LONG USD ETF, SJPPl , JE00B68GT596 , GBX, XLON, tck_0100,
ETFS SHORT JPY LONG USD ETF, SJPYl , JE00B68GT596 , USD , XLON, tck_0100,
ETFS LONG NZD SHORT USD ETF, LNZDl , JE00B68GT711 , USD , XLON, tck_0100,
ETFS LONG NZD SHORT USD ETF, NZDPl , JE00B68GT711 , GBX, XLON, tck_0100,
ETFS SHORT NZD LONG USD ETF, SNZDl , JE00B68GTN76 , USD , XLON, tck_0100,
ETFS SHORT NZD LONG USD ETF, SNZPl , JE00B68GTN76 , GBX, XLON, tck_0100,
ETFS LONG NOK SHORT USD ETF, LNOKl , JE00B68GTQ08 , USD , XLON, tck_0100,
ETFS LONG NOK SHORT USD ETF, NOKPl , JE00B68GTQ08 , GBX, XLON, tck_0100,
ETFS SHORT NOK LONG USD ETF, SNOKl , JE00B68GTS22 , USD , XLON, tck_0100,
ETFS SHORT NOK LONG USD ETF, SNOPl , JE00B68GTS22 , GBX, XLON, tck_0100,
ETFS LONG SEK SHORT USD ETF, LSEKl , JE00B68GV642 , USD , XLON, tck_0100,
ETFS LONG SEK SHORT USD ETF, SEKPl , JE00B68GV642 , GBX, XLON, tck_0100,
ETFS SHORT SEK LONG USD ETF, SSEKl , JE00B68GV865 , USD , XLON, tck_0100,
ETFS SHORT SEK LONG USD ETF , SSEPl , JE00B68GV865 , GBX, XLON, tck_0100,
ETFS LONG CHF SHORT USD ETF, CHFPl , JE00B68GVR52 , GBX, XLON, tck_0100,
ETFS LONG CHF SHORT USD ETF, LCHFl , JE00B68GVR52 , USD , XLON, tck_0100,
ETFS SHORT CHF LONG USD ETF, SCHFl , JE00B68GVT76 , USD , XLON, tck_0100,
ETFS SHORT CHF LONG USD ETF, SCHPl , JE00B68GVT76 , GBX, XLON, tck_0100,

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe stock universe update for November 20th, 2009

November 19, 2009 07:59:29

Dear BATS Europe Participants

As of Friday November 20th , 2009 BATS Europe will expand its stock universe to include the following instruments:

Company Name, BATS Name, ISIN, Currency, MIC, Tick Type,
DB X-T2 EONIA TR ETF, DBXTd, LU0290358497, EUR, XETR, xetr,
DB X TRACK FTSE 100 SHORT DAILY ETF, XUKSl, LU0328473581, GBX, XLON, tck_0100,
DBX DJS600 ETF, XSX6l, LU0328475792, GBX, XLON, tck_0100,
DBX US DOLLAR ETF, XUSDl, LU0356591882, USD, XLON, tck_0100,
DBX MSCI WLD ETF, XMWOl, LU0274208692, GBX, XLON, tck_0100,
ATEA ORD, ATEAo, NO0004822503, NOK, XOSL, fese2,
CERMAQ, CEQo, NO0010003882, NOK, XOSL, fese2,
PA RESOURCES ORD, PARo, SE0000818569, NOK, XOSL, fese2,
ETF MSCI USA DB, XMUSm, LU0274210672, EUR, MTAA, mtaa,

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe stock universe update for November 18th, 2009

November 16, 2009 12:06:22

Dear BATS Europe Participants

As of Wednesday November 18th , 2009 the BATS Europe MTF will expand its stock universe to include the following instruments:

Company Name, BATS Name, ISIN, Currency, MIC, Tick Type,
AHLSTROM OYJ ORD, AHL1Vh, FI0009010391, EUR, XHEL, xhel,
AKTIA ORD, AKTAVh, FI0009004733, EUR, XHEL, xhel,
AKTIA ORD, AKTRVh, FI0009015911, EUR, XHEL, xhel,
BANK OF ALAND A ORD, ALBAVh, FI0009000103, EUR, XHEL, xhel,
BANK OF ALAND B ORD, ALBBVh, FI0009001127, EUR, XHEL, xhel,
ALMA MEDIA ORD, ALN1Vh, FI0009013114, EUR, XHEL, xhel,
ASPO ORD, ASU1Vh, FI0009008072, EUR, XHEL, xhel,
ATRIA A ORD, ATRAVh, FI0009006548, EUR, XHEL, xhel,
CAPMAN B, CPMBVh, FI0009009377, EUR, XHEL, xhel,
CRAMO ORD, CRA1Vh, FI0009900476, EUR, XHEL, xhel,
COMPTEL ORD, CTL1Vh, FI0009008221, EUR, XHEL, xhel,
CITYCON ORD, CTY1Sh, FI0009002471, EUR, XHEL, xhel,
FINNAIR ORD, FIA1Sh, FI0009003230, EUR, XHEL, xhel,
FISKARS ORD, FIS1Vh, FI0009000400, EUR, XHEL, xhel,
FINNLINES ORD, FLG1Sh, FI0009003644, EUR, XHEL, xhel,
F SECURE ORD, FSC1Vh, FI0009801310, EUR, XHEL, xhel,
GLASTON CORPORATION ORD, GLA1Vh, FI0009010219, EUR, XHEL, xhel,
HKSCAN A ORD, HKSAVh, FI0009006308, EUR, XHEL, xhel,
HUHTAMAKI OYJ, HUH1Vh, FI0009000459, EUR, XHEL, xhel,
ILKKA 2 ORD, ILK2Sh, FI0009800205, EUR, XHEL, xhel,
KESKO A ORD, KESAVh, FI0009007900, EUR, XHEL, xhel,
KEMIRA ORD, KRA1Vh, FI0009004824, EUR, XHEL, xhel,
LASSILA&TIKANOJA, LAT1Vh, FI0009010854, EUR, XHEL, xhel,
LEMMINKAINEN ORD, LEM1Sh, FI0009900336, EUR, XHEL, xhel,
M-REAL A ORD, MRLAVh, FI0009000640, EUR, XHEL, xhel,
ORIOLA-KD A ORD SHS, OKDAVh, FI0009014344, EUR, XHEL, xhel,
ORIOLA-KD B ORD SHS, OKDBVh, FI0009014351, EUR, XHEL, xhel,
OLVI A ORD, OLVASh, FI0009900401, EUR, XHEL, xhel,
ORION CORP A ORD SHS, ORNAVh, FI0009014369, EUR, XHEL, xhel,
POHJOIS KARJANLN ORD, PKK1Vh, FI0009900468, EUR, XHEL, xhel,
PONSSE ORD, PON1Vh, FI0009005078, EUR, XHEL, xhel,
POYRY ORD, POY1Vh, FI0009006696, EUR, XHEL, xhel,
RAISION ORD, RAIVVh, FI0009002943, EUR, XHEL, xhel,
RAPALA VMC CORP ORD, RAP1Vh, FI0009007355, EUR, XHEL, xhel,
RUUKKI GROUP A ORD, RUG1Vh, FI0009800098, EUR, XHEL, xhel,
SPONDA ORD, SDA1Vh, FI0009006829, EUR, XHEL, xhel,
SRV GROUP ORD, SRV1Vh, FI0009015309, EUR, XHEL, xhel,
STOCKMANN A ORD, STCASh, FI0009000236, EUR, XHEL, xhel,
STOCKMANN B ORD, STCBVh, FI0009000251, EUR, XHEL, xhel,
STORA ENSO A ORD, STEAVh, FI0009005953, EUR, XHEL, xhel,
TAMFELT PR, TAF1Vh, FI0009000939, EUR, XHEL, xhel,
TEKLA, TLA1Vh, FI0009008833, EUR, XHEL, xhel,
TECHNOPOLIS ORD, TPS1Vh, FI0009006886, EUR, XHEL, xhel,
VACON, VAC1Vh, FI0009009567, EUR, XHEL, xhel,
VAISALA A ORD, VAIASh, FI0009900682, EUR, XHEL, xhel,
VIKING LINE ORD, VIK1Vh, FI0009005250, EUR, XHEL, xhel,

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe stock universe update for 13th November, 2009

November 11, 2009 14:54:58

Dear BATS Europe Participants:

As of Friday November 13th, 2009 the BATS Europe MTF will expand its stock universe to include the following ETFs:

Company Name, BATS Name, ISIN, Currency, MIC, Tick Type
CBS ETF DAX, C001d, LU0378438732, EUR, XETR, xetr
CBS ETF STOXX50, C050d, LU0378434079, EUR, XETR, xetr
DB X-TR DJES50 ETF, DBXEd, LU0274211217, EUR, XETR, xetr
DB X-TR.DJ EO ST ETF, DXETd, LU0380865021, EUR, XETR, xetr
ETFLAB DAX, EL4Ad, DE000ETFL011, EUR, XETR, xetr
ETFLAB STOXX 50, EL4Bd, DE000ETFL029, EUR, XETR, xetr
DB X-TR DJES50SH ETF, DXSPd, LU0292106753, EUR, XETR, xetr
DB X-TR SHORTDAX ETF, DXSNd, LU0292106241, EUR, XETR, xetr
LYXOR ETF LEVDAX, LYY8d, LU0252634307, EUR, XETR, xetr
DBX FTSE 100 ETF, XUKXl, LU0292097234, GBX, XLON, tck_0100
ISHARES CHINA 25 ETF, FXCl, IE00B02KXK85, GBX, XLON, tck_10000
ISHARES WORLD ETF, IWRDl, IE00B0M62Q58, GBX, XLON, tck_10000
LYXOR LEV DJ EURO STOXX 50 ETF, LVEp, FR0010468983, EUR, XPAR, eurozone

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe Tick Size Update for Monday, Nov 09

November 05, 2009 16:58:11

Dear BATS Europe Participants,

On Monday November 9th 2009, in conjunction with the Swiss exchange, BATS Europe will change tick sizes for the Swiss Blue Chip Segment (MIC Code XVTX) to FESE Table 2.

FESE Table 2
Price Range, Tick Size
, -, - , 0.4999, 0.0001
, 0.5, - , 0.9995, 0.0005
, 1, - , 4.9990, 0.0010
, 5, - , 9.9950, 0.0050
, 10, - , 49.9900, 0.0100
, 50 , - , 99.9500, 0.0500
, 100, -, 499.9000, 0.1000
, 500 , - , 999.5000, 0.5000
, 1,000, - , 4,999.0000, 1.0000
, 5,000, - , 9,995.0000, 5.0000
, 10,000, - , 99,990.0000, 10.0000
, 100,000+, - , , 50.0000

All other Swiss stocks traded on BATS Europe will remain on the current
Swiss tick sizes, as follows.

Switzerland
Price Range, Tick Size
SFr, 0.005, - , 99.995, 0.005
SFr, 100, - , 249.990, 0.010
SFr, 250, - , 499.975, 0.025
SFr, 500, - , 999.950, 0.050
SFr, 1000, - , 4999.900, 0.100
SFr, 5000+, - , , 0.500

The change will be available in the BATS Europe Certification Environment on Friday 6 November.

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe Tick Size and Stock Universe update

October 22, 2009 11:10:55

Dear BATS Europe Participants

As of Monday October 26th 2009, in conjunction with the NASDAQ OMX exchange, BATS Europe will change tick sizes for constituents of the OMXS30 index from FESE table 1 to FESE table 2.

Please be aware that non-OMXS30 constituents will move to the new Swedish TickSize table:

Swedish
Price Range, Tick Size
SEK, 0.005, - , 14.995, 0.005
SEK, 15.000, - , 99.990, 0.010
SEK, 100.000, - , 499.950, 0.050
SEK, 500.000, - , 4999.750, 0.250
SEK, 5000.000, - , 999999.500, 0.500

Furthermore, BATS Europe will make the following new additions to our stock universe, effective Monday October 26th as well:

Company Name, BATS Name, ISIN, Currency, MIC, Tick Type
ALLIANCE OIL COMPANY GDR, AOILs, SE0000739286, SEK, XSTO, swedish
AUTOLIV SDR, ALIVs, SE0000382335, SEK, XSTO, swedish
ERICSSON A ORD, ERICAs, SE0000108649, SEK, XSTO, swedish
HANDELSBANKEN B ORD, SHBBs, SE0000152084, SEK, XSTO, swedish
HOLMEN A, HOLMAs, SE0000171506, SEK, XSTO, swedish
HUFVUDSTADEN A ORD, HUFVAs, SE0000170375, SEK, XSTO, swedish
HUFVUDSTADEN C ORD, HUFVCs, SE0000170383, SEK, XSTO, swedish
HUSQVARNA A ORD, HUSQAs, SE0001662222, SEK, XSTO, swedish
INDUSTRIVARDEN A ORD, INDUAs, SE0000190126, SEK, XSTO, swedish
KINNEVIK A ORD, KINVAs, SE0000164600, SEK, XSTO, swedish
LATOUR A ORD, LATOAs, SE0000106304, SEK, XSTO, swedish
LATOUR B ORD, LATOBs, SE0000106320, SEK, XSTO, swedish
LINDAB INTERNATIONAL ORD, LIABs, SE0001852419, SEK, XSTO, swedish
LUNDBERGFORETAG B ORD, LUNDBs, SE0000108847, SEK, XSTO, swedish
LUNDIN MINING CORPORATION SDB SDR, LUMIs, SE0001134529, SEK, XSTO, swedish
MELKER SCHORLING ORD SHS, MELKs, SE0001785270, SEK, XSTO, swedish
Millicom Intln, MICs, SE0001174970, SEK, XSTO, swedish
MTG A, MTGAs, SE0000412363, SEK, XSTO, swedish
NCC A ORD, NCCAs, SE0000118952, SEK, XSTO, swedish
RATOS A ORD, RATOAs, SE0000191090, SEK, XSTO, swedish
SCANIA A ORD, SCVAs, SE0000308272, SEK, XSTO, swedish
SECO TOOLS B ORD, SECOBs, SE0000118838, SEK, XSTO, swedish
SE BANKEN C ORD, SEBCs, SE0000120784, SEK, XSTO, swedish
SKF A ORD, SKFAs, SE0000108201, SEK, XSTO, swedish
STORA ENSO A ORD, STEAs, FI0009007603, SEK, XSTO, swedish
SVENSKA CELLULOSA A ORD, SCAAs, SE0000171886, SEK, XSTO, swedish
TELE2 A ORD, TEL2As, SE0000314304, SEK, XSTO, swedish
CARLSBERG A ORD, CARLAc, DK0010181676, DKK, XCSE, fese1
GRP 4 SECURICOR ORD, G4Sc, GB00B01FLG62, DKK, XCSE, fese1
KOEPENH LUFTHAVNE ORD, KBHLc, DK0010201102, DKK, XCSE, fese1
ROCKWOOL INTER A ORD, ROCKAc, DK0010219070, DKK, XCSE, fese1
TDC, TDCc, DK0010253335, DKK, XCSE, fese1
TORM ORD, TORMc, DK0060082915, DKK, XCSE, fese1

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe Holiday Schedule Reminder

October 21, 2009 13:35:03

Dear BATS Europe Participants,

BATS Europe would like to remind everyone of the upcoming holiday schedule for:

October 30th 2009

Stockholm closes at 12:00 London Time

All other markets will be open and trade as normal.

You can view BATS Europe Trading Hours online at http://www.batstrading.co.uk/sales_support/hours/.

BATS Europe stock universe update for October 15th, 2009

October 14, 2009 12:29:22

Dear BATS Europe Participants

As of Thursday October 15th , 2009 the BATS Europe MTF will expand its
stock universe to include the following instruments:

Company Name, BATS Name, ISIN, Currency, MIC, Tick Type
ARYZTA AG ORD, IAWz, CH0043238366, CHF, XSWX, xvtx
BARRY CALLEBAUT N ORD, BARNz, CH0009002962, CHF, XSWX, xvtx
BASILEA PHARMA N ORD, BSLNz, CH0011432447, CHF, XSWX, xvtx
EFG INT ORDINARY N, EFGNz, CH0022268228, CHF, XSWX, xvtx
GALENICA ORD, GALNz, CH0015536466, CHF, XSWX, xvtx
GEORG FISCHER N ORD, FINz, CH0001752309, CHF, XSWX, xvtx
HELVETIA HOLDING ORD, HELNz, CH0012271687, CHF, XSWX, xvtx
LINDT SPRUENGLI N ORD, LISNz, CH0010570759, CHF, XSWX, xvtx
LINDT SPRUENGLI P PAR, LISPz, CH0010570767, CHF, XSWX, xvtx
LOGITECH N ORD, LOGNz, CH0025751329, CHF, XVTX, xvtx
OC OERLIKON CORP ORD, OERLz, CH0000816824, CHF, XVTX, xvtx
PANALPINA WELT ORD, PWTNz, CH0002168083, CHF, XSWX, xvtx
PARGESA ORD, PARGz, CH0021783391, CHF, XSWX, xvtx
PETROPLUS N ORD, PPHNz, CH0027752242, CHF, XVTX, xvtx
PSP CH PROPERTY N ORD, PSPNz, CH0018294154, CHF, XSWX, xvtx
SCHINDLER P PAR, SCHPz, CH0024638196, CHF, XSWX, xvtx
SIKA ORD, SIKz, CH0000587979, CHF, XSWX, xvtx
SONOVA HOLDING AG ORD, SOONz, CH0012549785, CHF, XVTX, xvtx
STRAUMANN N ORD, STMNz, CH0012280076, CHF, XSWX, xvtx
SULZER N ORD, SUNz, CH0038388911, CHF, XSWX, xvtx
SWATCH GROUP N ORD, UHRNz, CH0012255144, CHF, XSWX, xvtx
TEMENOS GROUP N ORD, TEMNz, CH0012453913, CHF, XSWX, xvtx
VALIANT HOLDING ORD, VATNz, CH0014786500, CHF, XSWX, xvtx
KUEHNE & NAGEL ORD, KNINz, CH0025238863, CHF, XVTX, xvtx

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Update: BATS Europe Tick Sizes

October 09, 2009 09:22:35

Dear BATS Europe Participants;

As of Monday 19th October 2009, in conjunction with the London Stock
Exchange and other European trading venues, BATS Europe will update the
tick sizes for the following High Liquidity instruments.

Company, Uniform Symbology Name, ISIN, MIC , Old Tick Size, New Tick Size
BRIT AM TOBACCO ORD, BATSl, GB0002875804, XLON, fese2, fese1
BG GROUP ORD, BGl, GB0008762899, XLON, fese2, fese1
ROYAL BK OF SCOT ORD, RBSl, GB0007547838, XLON, fese2, fese1
ROYAL DTCH SHL B ORD, RDSBl, GB00B03MM408, XLON, fese2, fese1
STANDARD CHARTER ORD, STANl, GB0004082847, XLON, fese2, fese1
TESCO ORD, TSCOl, GB0008847096, XLON, fese2, fese1

Company, Uniform Symbology Name, ISIN, MIC , Old Tick Size, New Tick Size
ANGLO AMERICAN ORD, AALl, GB00B1XZS820, XLON, fese1, fese2
BRITISH TELECOM ORD, BTl, GB0030913577, XLON, fese1, fese2

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe Stock Universe Update

October 01, 2009 17:37:05

Dear BATS Europe Participants

Effective Friday 2nd October 2009 BATS Europe will be removing ALm (IT0000078193) from the MIB Index. A new instrument will be added to the MIB, namely EXOm (IT0001353140).

Our stock universe will be updated as follows:

Removal
Name, Company Name, ISIN, Currency, Tick Type
BNFu, BANIF N ORD, PTBNF0AM0005, EUR, eurozone
ESFu, ESPIRITO SANTO ORD, LU0011904405, EUR, eurozone
INAu, INAPA ORD, PTINA0AP0008, EUR, eurozone
SCOAEu, SOARES DA COSTA ORD, PTSCO0AE0004, EUR, eurozone

Addition
Name, Company Name, ISIN, Currency, Tick Type
EXOm, EXOR ORD, IT0001353140, EUR, Mtaa

Also, effective Friday 2nd October 2009 BATS Europe will be adding additional Lisbon symbols to the BATS Europe MTF. Our stock universe will be extended to include the following:

Name, Company Name, ISIN, Currency, Tick Type
BNFu, BANIF N ORD, PTBNF0AM0005, EUR, eurozone
ESFu, ESPIRITO SANTO ORD, LU0011904405, EUR, eurozone
INAu, INAPA ORD, PTINA0AP0008, EUR, eurozone
SCOAEu, SOARES DA COSTA ORD, PTSCO0AE0004, EUR, eurozone

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe Stock Universe Update

September 30, 2009 11:38:27

Dear BATS Europe Participants

Effective Thursday 1st October 2009 BATS Europe will be removing BAERz (CH0029758650) and replacing it with GAMz and BAERz. Our stock universe will be updated as follows:

Removal
Name, Company Name, ISIN, Currency, Tick Type
BAERz, JULIUS BAER N ORD, CH0029758650, CHF, xvtx

Additions
Name, Company Name, ISIN, Currency, Tick Type
GAMz, GAM HOLDING LTD, CH0102659627 , CHF, xvtx
BAERz, JULIUS BAER GROUP, CH0102484968 , CHF, xvtx

Effective Friday 2nd October 2009 BATS Europe will be adding additional Lisbon symbols to the BATS Europe MTF. Our stock universe will be extended to include the following:

Name, Company Name, ISIN, Currency, Tick Type
BNFu, BANIF N ORD, PTBNF0AM0005, EUR, eurozone
ESFu, ESPIRITO SANTO ORD, LU0011904405, EUR, eurozone
INAu, INAPA ORD, PTINA0AP0008, EUR, eurozone
SCOAEu, SOARES DA COSTA ORD, PTSCO0AE0004, EUR, eurozone

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions..

BATS Europe stock universe update for September 21st, 2009

September 17, 2009 19:10:33

Dear BATS Europe Participants

As of Monday September 21st, 2009 the BATS Europe MTF will expand its stock universe to include the following instruments:

Company Name BATS Name ISIN Currency MIC
AVIS EUROPE ORD AVEl GB0000658053 GBX XLON
IMAGINATION TECH ORD IMGl GB0009303123 GBX XLON
LAMPRELL ORD LAMl GB00B1CL5249 GBX XLON
NORTHGATE ORD NTGl GB0003775441 GBX XLON
PARAGON GROUP ORD PAGl GB00B2NGPM57 GBX XLON
BAYWA NX ORD BYW6d DE0005194062 EUR XETR

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Update: BATS Europe Tick Sizes for BP ORD & LLOYDS BNK

September 11, 2009 14:57:37

Dear BATS Europe Participants;

As of Monday 21st September 2009, in conjunction with the London Stock Exchange and other European trading venues, BATS Europe will update the tick sizes for the following instruments.

Company Uniform Name ISIN MIC Old Tick Size New Tick Size
BP ORD BPl GB0007980591 XLON 0.05 fese1
LLOYDS BNK LLOYl GB0008706128 XLON 0.01 fese1

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe Introduces Innovative Real-Time Ports Dashboard

September 02, 2009 07:23:09

Dear BATS Europe Participants

BATS Europe is pleased to announce the launch of a web-based Real-Time Ports Dashboard. The innovative Real-Time Ports Dashboard allows authorised users access to detailed information about their firm's port utilisation from the Participants-only section of the BATS Europe website.

Also, individuals with Cancel Authority for their firm have the capability to cancel all open orders at the port or Participant level directly through the web interface. The direct cancel capability is particularly useful when time is of the essence.

Real-Time Port Statistics
Real-time information available for ports includes open orders, rejects and TCP retransmission counts at the port level. Also included are various connection details, default port attributes, graphs for various statistics and counts for rejects by reject type. Statistics may be viewed in intervals ranging from the last 5 minutes up to the entire current day.

Full details for the Real-Time Ports Dashboard can be found at http://www.batstrading.co.uk/resources/participant_resources/BATSEuro_Ports.pdf.

The Real-Time Participant Dashboard is available through the Participants-only section of the BATS Europe website (http://www.batstrading.co.uk) via the LOGIN link in the upper right-hand corner. To request new Participant Dashboard accounts, please contact the BATS Europe Trade Desk.

BATS Europe remains committed to Making Markets Better through the creation of innovative trading tools like the Real-Time Ports Dashboard.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe stock universe update for July 9th, 2009

August 27, 2009 09:20:03

Dear BATS Europe Participants:

As of Friday August 28th, 2009 the BATS Europe MTF will expand its stock universe to include the following instruments:

Company Name, BATS Name, ISIN, Currency, MIC
ABC ARBITRAGE ORD, ABCAp, FR0004040608, EUR, XPAR
SONAE CAPITAL ORD, SONCu, PTSNP0AE0008, EUR, XLIS
ROCKWOOL INTER B ORD, ROCKBc, DK0010219153, DKK, XCSE

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Tick Sizes for Oslo Securities

August 26, 2009 17:03:58

Dear BATS Europe Participants;
As of Monday 31st August, in conjunction with the Oslo Bors Stock
Exchange and other European trading venues, BATS Europe will change tick
sizes to FESE Table 2 for Oslo securities which are mainly constituents
of the OBX25 index.
FESE Table 2
Price Range Tick Size
- - 0.4999 0.0001
0.5 - 0.9995 0.0005
1 - 4.9990
0.0010
5 - 9.9950
0.0050
10 - 49.9900 0.0100
50 - 99.9500 0.0500
100 - 499.9000 0.1000
500 - 999.5000 0.5000
1,000 - 4,999.0000 1.0000
5,000 - 9,995.0000 5.0000
10,000 - 99,990.0000 10.0000
100,000 - 50.0000

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe Holiday Schedule Reminder

August 26, 2009 11:12:59

Dear BATS Europe Participants,

BATS Europe would like to remind everyone of the upcoming holiday schedule for:

August 31st2009
London closed

All other markets will be open and trade as normal.

You can view BATS Europe Trading Hours online at http://www.batstrading.co.uk/sales_support/hours/.

BATS Europe Introduces Participant Trade Prevention (PTP) functionality

August 25, 2009 15:00:24

Dear BATS Europe Participants,

BATS Europe introduces new Participant Trade Prevention (PTP) functionality for the BATS Europe Integrated Book and Dark Pool, available immediately and free of charge. The PTP functionality helps Participants prevent orders with the same unique identifier from executing against each other. Participants can choose from several modifiers to align with their trading strategies.

PTP Modifiers
PTP offers four ways in which unintentional trading can be prevented:
PTP Cancel Newest, PTP Cancel Oldest, PTP Decrement and Cancel and PTP Cancel Both. Each modifier is described below.

1) PTP Cancel Newest ("PCN")

Incoming order is canceled back, original resting order remains on the
book.

2) PTP Cancel Oldest ("PCO")

Incoming is accepted, original resting order is canceled back.

3) PTP Decrement and Cancel ("PDC")

If the incoming order is smaller than the original resting order, the
incoming order is cancelled back and the original resting order is
decremented by the incoming amount. This notifies a Participant of a
possible internal match opportunity and allows them to cross in their
own systems whilst removing the risk of a double exposure.

4) PTP Cancel Both ("PCB")

Both the incoming and the original resting order will be canceled back, regardless of size.

Refer to the BATS Europe PTP Informational Flyer for further details and examples of how each modifier functions
and the latest BATS Europe FIX Specification for the full details on how to use PTP.

Implementation Details
Participants may contact the BATS Europe Trade Desk to set a PTP default per FIX port. For PTP functionality on an order by order basis, Participants can develop to submit tag 7928 with any of the following parameters:

1st character:
N = Cancel Newest
O = Cancel Oldest
B = Cancel Both
D = Decrement* Larger / Cancel Smaller

2nd character:
F = Prevent Match at Participant level
M = Prevent Match at Trading Firm level

Optional Information
Participants may also opt-in to receive three additional FIX tags on cancels and restatements triggered by PTP. These are:

TradeLiquidityIndicator (9730)
A=Add / R=Remove

SecondaryOrderID (198)
contra BATS Order ID of prevented trade

LastShares (32)
# of shares that would have matched if not prevented by PTP

Please contact the Trade Desk or your Account Manager if you have any questions. Thank you for your continued support of BATS Europe.

Reminder: Target BATS Europe First for inverted pricing in UK stocks and the opportunityfor free liquidity removal, beginning the 1st of September.

Update: BATS Europe Tick Sizes for LLOYDS BNK GRP ORD

August 07, 2009 11:24:56

Dear BATS Europe Participants;

As of Monday 10th August 2009, in conjunction with the London Stock
Exchange and other European trading venues, BATS Europe will update the
tick size for the following instrument.

Company

BATS Name

ISIN

MIC

Reuters Exchange Code

Old Tick Size

New Tick Size

LLOYDS BNK GRP ORD

LLOYl

GB0008706128

XLON

L

fese1

0.01

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Update: BATS Europe Tick Sizes for LLOYDS BNK GRP ORD

August 07, 2009 11:24:56

Dear BATS Europe Participants;

As of Monday 10th August 2009, in conjunction with the London Stock
Exchange and other European trading venues, BATS Europe will update the
tick size for the following instrument.

Company, BATS Name, ISIN, MIC, Reuters Exchange Code, Old Tick Size, New Tick Size
LLOYDS BNK GRP ORD, LLOYl, GB0008706128, XLON, L, fese1, 0.01

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Update: BATS Europe Tick Sizes for BP ORD

August 05, 2009 12:06:26

Dear BATS Europe Participants;

As of Friday 7th August 2009, in conjunction with the London Stock
Exchange and other European trading venues, BATS Europe will update the
tick size for the following instrument.

Company

BATS Name

ISIN

MIC

Reuters Exchange Code

Old Tick Size

New Tick Size

BP ORD

BPl

GB0007980591

XLON

L

fese1

0.05

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Update: BATS Europe Tick Sizes for BP ORD

August 05, 2009 12:06:26

Dear BATS Europe Participants;

As of Friday 7th August 2009, in conjunction with the London Stock Exchange and other European trading venues, BATS Europe will update the tick size for the following instrument.

Company, BATS Name, ISIN, MIC, Reuters Exchange Code, Old Tick Size, New Tick Size
BP ORD, BPl, GB0007980591, XLON, L, fese1, 0.05

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Update: BATS Europe Dark Pool

August 03, 2009 17:38:08

Dear BATS Europe Participants,

As a reminder, BATS Europe is launching its Dark Pool on 7 August 2009. The Dark Pool is a separate order book (from the existing Integrated Book) and allows matching of dark liquidity at the midpoint of the best bid and best offer on the primary market. Orders placed into the Dark Pool are not required to be Large in Scale (LIS). Passive orders in the Dark Pool will receive a rebate of 0.10bps of the notional value traded
and aggressive orders will be charged a fee of 0.25bps of the notional value traded.

Participants can use their existing FIX order entry handlers or request new ones to send orders to the Dark Pool. Orders destined for the Dark Pool must be midpoint peg orders (ExecInst (18) field set to "M"). The RoutingInst (9303) field must be set to one of the following:

* BD - Send to the Dark Pool
* BA - Send to the Integrated Book if LIS otherwise send to the Dark Pool
* PD - Send to the Dark Pool as post only
* PA - Send to the Integrated Book if LIS as post only otherwise send to the Dark Pool as post only

Minimum Acceptable Quantity (MAQ) is allowed for all dark orders. Incoming orders which set MAQ, using the MinQty FIX tag (110), may execute against multiple resting orders which aggregate to fulfil the MAQ. When an MAQ order is partially filled and the residual order size is lower than the MAQ, the MAQ will be reset to the residual order size.

Matches in the Dark Pool and hidden orders within the Integrated Book are represented as trades on BATS Europe's market data feeds. There will be no distinction to the "side" for these trades, where all hidden trades will be represented as a "Buy" side. Hidden trades will continue to be made available by Participants' DROP sessions.

The complete Dark Pool specification can be found in the BATS EuropeFIX Specification. The new functionality is available for testing in the BATS Europe UAT environment.

Please contact the Trade Desk or your Account Manager if you have any questions. Thank you for your continued support of BATS Europe.

Update: BATS Europe Stock Universe

July 31, 2009 14:00:49

Dear BATS Europe Participants:

BATS Europe MTF will expand its stock universe to include the following instruments:

As of 3rd August, 2009

Company, BATS Name, ISIN, MIC, Tick Size
TALVIVAARA MINING COMPANY ORD, TLV1Vh, FI0009014716, XHEL, xhel

As of 5th August, 2009

Company, BATS Name, ISIN, MIC, Tick Type
XACT OMX30 ETF, XACTOs, SE0000693293, XSTO, fese1
XACT BEAR ETF, XACTLs, SE0001342395, XSTO, fese1
XACT BULL ETF, XACTRs, SE0001342387, XSTO, fese1
The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Update: BATS FTSE 350 Tick Sizes for London

July 30, 2009 17:00:44

Correction: Date should be Monday 3rd of August, 2009

Dear BATS Europe Participants;

As of Monday 3rd August 2009, in conjunction with the London Stock
Exchange and other European trading venues, BATS Europe will change tick
sizes to FESE Table 2 for securities which are constituents of the FTSE
100 and 250 indices, with the exception of 12 securities (outlined
below) which will use FESE Table 1.

FESE Table 2

Price Range

Tick Size

-

-

0.4999

0.0001

0.5

-

0.9995

0.0005

1

-

4.9990

0.0010

5

-

9.9950

0.0050

10

-

49.9900

0.0100

50

-

99.9500

0.0500

100

-

499.9000

0.1000

500

-

999.5000

0.5000

1,000

-

4,999.0000

1.0000

5,000

-

9,995.0000

5.0000

10,000

-

99,990.0000

10.0000

100,000

-

50.0000

The following 12 securities will use FESE Table 1.

Exceptions

Company

BATS Name

ISIN

MIC

Reuters Exchange Code

Tick Type

ANGLO AMERICAN ORD

AALl

GB00B1XZS820

XLON

L

fese1

ASTRAZENECA ORD

AZNl

GB0009895292

XLON

L

fese1

BARCLAYS ORD

BARCl

GB0031348658

XLON

L

fese1

BILLITON ORD

BLTl

GB0000566504

XLON

L

fese1

BP ORD

BPl

GB0007980591

XLON

L

fese1

BRITISH TELECOM ORD

BTl

GB0030913577

XLON

L

fese1

GLAXOSMITHKLINE ORD

GSKl

GB0009252882

XLON

L

fese1

HSBC HOLDINGS ORD

HSBAl

GB0005405286

XLON

L

fese1

LLOYDS BNK GRP ORD

LLOYl

GB0008706128

XLON

L

fese1

ROYAL DTCH SHL A ORD

RDSAl

GB00B03MLX29

XLON

L

fese1

RIO TINTO ORD

RIOl

GB0007188757

XLON

L

fese1

VODAFONE GROUP ORD

VODl

GB00B16GWD56

XLON

L

fese1

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Correction - Update: BATS FTSE 350 Tick Sizes for London

July 30, 2009 17:00:44

Correction: Date should be Monday 3rd of August, 2009

Dear BATS Europe Participants;

As of Monday 3rd August 2009, in conjunction with the London Stock Exchange and other European trading venues, BATS Europe will change tick sizes to FESE Table 2 for securities which are constituents of the FTSE 100 and 250 indices, with the exception of 12 securities (outlined below) which will use FESE Table 1.

FESE Table 2
Price Range, Tick Size
, -, -, 0.4999, 0.0001
, 0.5, -, 0.9995, 0.0005
, 1 , -, 4.9990, 0.0010
, 5 , -, 9.9950, 0.0050
, 10 , -, 49.9900, 0.0100
, 50 , -, 99.9500, 0.0500
, 100 , -, 499.9000, 0.1000
, 500 , -, 999.5000, 0.5000
, 1,000 , -, 4,999.0000, 1.0000
, 5,000 , -, 9,995.0000, 5.0000
, 10,000 , -, 99,990.0000, 10.0000
, 100,000 , -, , 50.0000

The following 12 securities will use FESE Table 1.

Exceptions
Company, BATS Name, ISIN, MIC, Reuters Exchange Code, Tick Type
ANGLO AMERICAN ORD, AALl, GB00B1XZS820, XLON, L, fese1
ASTRAZENECA ORD, AZNl, GB0009895292, XLON , L, fese1
BARCLAYS ORD, BARCl, GB0031348658, XLON , L, fese1
BILLITON ORD, BLTl, GB0000566504, XLON , L, fese1
BP ORD, BPl, GB0007980591, XLON , L, fese1
BRITISH TELECOM ORD, BTl, GB0030913577, XLON , L, fese1
GLAXOSMITHKLINE ORD, GSKl, GB0009252882, XLON , L, fese1
HSBC HOLDINGS ORD, HSBAl, GB0005405286, XLON , L, fese1
LLOYDS BNK GRP ORD, LLOYl, GB0008706128, XLON , L, fese1
ROYAL DTCH SHL A ORD , RDSAl, GB00B03MLX29, XLON , L, fese1
RIO TINTO ORD, RIOl, GB0007188757, XLON , L, fese1
VODAFONE GROUP ORD, VODl, GB00B16GWD56, XLON , L, fese1

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Update: BATS FTSE 350 Tick Sizes for London

July 30, 2009 16:52:52

Dear BATS Europe Participants;

As of Thursday 3rd August, in conjunction with the London Stock Exchange and other European trading venues, BATS Europe will change tick sizes to FESE Table 2 for securities which are constituents of the FTSE 100 and 250 indices, with the exception of 12 securities (outlined below) which will use FESE Table 1.

FESE Table 2
Price Range, Tick Size
, -, -, 0.4999, 0.0001
, 0.5, -, 0.9995, 0.0005
, 1 , -, 4.9990, 0.0010
, 5 , -, 9.9950, 0.0050
, 10 , -, 49.9900, 0.0100
, 50 , -, 99.9500, 0.0500
, 100 , -, 499.9000, 0.1000
, 500 , -, 999.5000, 0.5000
, 1,000 , -, 4,999.0000, 1.0000
, 5,000 , -, 9,995.0000, 5.0000
, 10,000 , -, 99,990.0000, 10.0000
, 100,000 , -, , 50.0000

The following 12 securities will use FESE Table 1.

Exceptions
Company, BATS Name, ISIN, MIC, Reuters Exchange Code, Tick Type
ANGLO AMERICAN ORD, AALl, GB00B1XZS820, XLON, L, fese1
ASTRAZENECA ORD, AZNl, GB0009895292, XLON , L, fese1
BARCLAYS ORD, BARCl, GB0031348658, XLON , L, fese1
BILLITON ORD, BLTl, GB0000566504, XLON , L, fese1
BP ORD, BPl, GB0007980591, XLON , L, fese1
BRITISH TELECOM ORD, BTl, GB0030913577, XLON , L, fese1
GLAXOSMITHKLINE ORD, GSKl, GB0009252882, XLON , L, fese1
HSBC HOLDINGS ORD, HSBAl, GB0005405286, XLON , L, fese1
LLOYDS BNK GRP ORD, LLOYl, GB0008706128, XLON , L, fese1
ROYAL DTCH SHL A ORD , RDSAl, GB00B03MLX29, XLON , L, fese1
RIO TINTO ORD, RIOl, GB0007188757, XLON , L, fese1
VODAFONE GROUP ORD, VODl, GB00B16GWD56, XLON , L, fese1

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe Update: Market On Close Order Type

July 24, 2009 16:59:04

Dear BATS Europe Participants;

As previously announced, BATS Europe plans to offer a Market On Close (MOC) product later this year.

Market On Close (MOC) allows BATS Europe Participants to enter orders throughout the trading day for execution at the closing price of the Primary Exchange, this is known as the "Call" phase. Once the primary auction begins at 16:30, the BATS Europe order book moves into the "Cross" phase where orders entered in the "Call" phase are paired up and locked for execution. Any new orders entered during the "Cross" phase will be paired and locked in real-time. When the auction on the Primary Exchange is completed, and the Primary Exchange closing price published, paired and locked orders from the Call and Cross phases will be matched and executions will be sent. Following this phase the order book moves into "Trading At Last" allowing Participants the possibility of matching
any further orders at the published closing price. For more detailed information on the phases and matching logic please consult the technical specification at the end of this announcement.

UAT Certification
The new order type will be made available in BATS Europe UAT as of Monday 27th July for testing and certification on market days from 08:00 - 16:30 GMT. All Participants will be required to formally certify MOC functionality with the Trade Desk prior to being enabled for Production FIX sessions.

For testing purposes, the UAT environment schedules an MOC auction once per hour using the following schedule:

hh:30 Closing cross phase starts
hh:35 Closing price is injected, signalling an end to the closing cross phase and the start of Trading at Last phase
hh:45 Trading at Last phase ends (all MOC orders are expired and book is clean for next auction)
hh:46 Next auction is scheduled

Where hh is 08-16 i.e. closing auction starts 08:30, 09:30 ... 16:30.

Testing has been set up for the following symbols (official closing price is in brackets):

ARMl (127.50), GKNl (82.50), ULVRl (1508.00) and YELLl (22.25)

Attached is a copy of the formal MOC certification script as a reference. Please contact the Trade Desk (+44.207.012.8901, [email protected]
) to assist with any testing and to schedule your formal certification.

Market On Close is the latest innovative order types that BATS Europe is excited to offer its Participants. The complete Specification can be found on our website:
http://www.batstrading.co.uk/resources/participant_resources/BATSEuro_MarketOnClose.pdf.

UPDATE: BATS Europe stock universe update for July 24th, 2009

July 22, 2009 17:02:12

Dear BATS Europe Participants:

Please be aware of an amendment to the notice previously sent out this week. The following instrument will no longer be included in the additions to the BATS Europe stock universe for Friday July 24th, 2009:

Company Name, BATS Name, ISIN, Currency, MIC, Tick Type
LUNDIN SDB, LUMIs, SE0001134529, SEK, XSTO, fese1

Please contact the Trade Desk or your Account Manager if you have any
questions.

-----------------------------------------------

Dear BATS Europe Participants:

As of Friday July 24th, 2009 the BATS Europe MTF will expand its stock
universe to include the following instruments:

Company Name, BATS Name, ISIN, Currency, MIC, Tick Type
AXFOOD, AXFOs, SE0000635401, SEK, XSTO, fese1
CASTELLUM ORD, CASTs, SE0000379190, SEK, XSTO, fese1
ELEKTA B ORD, EKTABs, SE0000163628, SEK, XSTO, fese1
FABEGE AB ORD, FABGs, SE0000950636, SEK, XSTO, fese1
HEXAGON B ORD, HEXABs, SE0000103699, SEK, XSTO, fese1
HOLMEN B, HOLMBs, SE0000109290, SEK, XSTO, fese1
HUSQVARNA B ORD, HUSQBs, SE0001662230, SEK, XSTO, fese1
INTRUM JUSTITIA, IJs, SE0000936478, SEK, XSTO, fese1
INDUSTRIVARDEN C ORD, INDUCs, SE0000107203, SEK, XSTO, fese1
JM B ORD, JMs, SE0000806994, SEK, XSTO, fese1
KINNEVIK B ORD, KINVBs, SE0000164626, SEK, XSTO, fese1
KLUNGSLEDEN, KLEDs, SE0000549412, SEK, XSTO, fese1
LOOMIS B ORD, LOOMBs, SE0002683557, SEK, XSTO, fese1
LUNDIN SDB, LUMIs, SE0001134529, SEK, XSTO, fese1
MEDA AB A ORD, MEDAAs, SE0000221723, SEK, XSTO, fese1
NCC B ORD, NCCBs, SE0000117970, SEK, XSTO, fese1
NOBIA, NOBIs, SE0000949331, SEK, XSTO, fese1
PA RESOURCES, PARs, SE0000818569, SEK, XSTO, fese1
RATOS B ORD, RATOBs, SE0000111940, SEK, XSTO, fese1
SAAB B ORD, SAABBs, SE0000112385, SEK, XSTO, fese1
SAS, SASs, SE0000805574, SEK, XSTO, fese1
SSAB B ORD, SSABBs, SE0000120669, SEK, XSTO, fese1
STORA ENSO R ORD, STERs, FI0009007611, SEK, XSTO, fese1
TRELLEBORG B ORD, TRELBs, SE0000114837, SEK, XSTO, fese1
VOLVO A ORD, VOLVAs, SE0000115420, SEK, XSTO, fese1

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe stock universe update for July 24th, 2009

July 20, 2009 18:19:53

Dear BATS Europe Participants:

As of Friday July 24th, 2009 the BATS Europe MTF will expand its stock universe to include the following instruments:

Company Name, BATS Name, ISIN, Currency, MIC, Tick Type
AXFOOD, AXFOs, SE0000635401, SEK, XSTO, fese1
CASTELLUM ORD, CASTs, SE0000379190, SEK, XSTO, fese1
ELEKTA B ORD, EKTABs, SE0000163628, SEK, XSTO, fese1
FABEGE AB ORD, FABGs, SE0000950636, SEK, XSTO, fese1
HEXAGON B ORD, HEXABs, SE0000103699, SEK, XSTO, fese1
HOLMEN B, HOLMBs, SE0000109290, SEK, XSTO, fese1
HUSQVARNA B ORD, HUSQBs, SE0001662230, SEK, XSTO, fese1
INTRUM JUSTITIA, IJs, SE0000936478, SEK, XSTO, fese1
INDUSTRIVARDEN C ORD, INDUCs, SE0000107203, SEK, XSTO, fese1
JM B ORD, JMs, SE0000806994, SEK, XSTO, fese1
KINNEVIK B ORD, KINVBs, SE0000164626, SEK, XSTO, fese1
KLUNGSLEDEN, KLEDs, SE0000549412, SEK, XSTO, fese1
LOOMIS B ORD, LOOMBs, SE0002683557, SEK, XSTO, fese1
LUNDIN SDB, LUMIs, SE0001134529, SEK, XSTO, fese1
MEDA AB A ORD, MEDAAs, SE0000221723, SEK, XSTO, fese1
NCC B ORD, NCCBs, SE0000117970, SEK, XSTO, fese1
NOBIA, NOBIs, SE0000949331, SEK, XSTO, fese1
PA RESOURCES, PARs, SE0000818569, SEK, XSTO, fese1
RATOS B ORD, RATOBs, SE0000111940, SEK, XSTO, fese1
SAAB B ORD, SAABBs, SE0000112385, SEK, XSTO, fese1
SAS, SASs, SE0000805574, SEK, XSTO, fese1
SSAB B ORD, SSABBs, SE0000120669, SEK, XSTO, fese1
STORA ENSO R ORD, STERs, FI0009007611, SEK, XSTO, fese1
TRELLEBORG B ORD, TRELBs, SE0000114837, SEK, XSTO, fese1
VOLVO A ORD, VOLVAs, SE0000115420, SEK, XSTO, fese1

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe Dark Pool

July 16, 2009 14:01:28

Dear BATS Europe Participants,

BATS Europe is pleased to announce plans to launch its Dark Pool on 7 August 2009. The Dark Pool is a separate order book (from the existing Integrated Book) and allows matching of dark liquidity at the midpoint of the best bid and best offer on the primary market. Orders placed into the Dark Pool are not required to be Large in Scale (LIS). Passive orders in the Dark Pool will receive a rebate of 0.10bps of the notional value traded and aggressive orders will be charged a fee of 0.25bps of the notional value traded.

Participants can use their existing FIX order entry handlers or request new ones to send orders to the Dark Pool. Orders destined for the Dark Pool must be midpoint peg orders (ExecInst (18) field set to "M"). The RoutingInst (9303) field must be set to one of the following:
* BD - Send to the Dark Pool
* BA - Send to the Integrated Book if LIS otherwise send to the Dark Pool
* PD - Send to the Dark Pool as post only
* PA - Send to the Integrated Book if LIS as post only otherwise send to the Dark Pool as post only

Minimum Acceptable Quantity (MAQ) is allowed for all dark orders. Incoming orders which set MAQ, using the MinQty FIX tag (110), may execute against multiple resting orders which aggregate to fulfil the MAQ. When an MAQ order is partially filled and the residual order size is lower than the MAQ, the MAQ will be reset to the residual order size.

Quotes for Dark Pool orders are not represented on any market data feed. Matches in the Dark Pool are represented as trades on BATS Europe's market data feeds; there is no distinction between hidden orders executed on the Integrated Book and in the Dark Pool. Executions are also available by Participants' DROP sessions.

The complete Dark Pool specification can be found in the BATS Europe FIX specification
e_FIX_Specification.pdf> . The new functionality is available for testing in the BATS Europe UAT environment on Monday 20th of July.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe Standardized Test Symbol Rollout

July 13, 2009 17:47:59

Dear BATS Europe Participants:

BATS Europe will be defining new test symbols to match those agreed upon by the uniform symbology group. The new test symbols will be available in the UAT environment on the 16th of July and in production on the 20th of July. All existing test symbols will be deleted.

Details of the new test symbols are as follows:

OLD, NEW, ISIN, Currency, MIC
ZVZZTa, TESTa, NLTEST000004, EUR,XAMS
ZVZZTb, TESTb, BETEST000007, EUR, XBRU
ZVZZTc, TESTc, DKTEST000007, DKK, XCSE
ZVZZTd, TESTd, DETEST000005, EUR, XETR
-, TESTe, ESTEST000008, EUR, MCE,
ZVZZTh, TESTh, FITEST000009, EUR, XHEL,
-, TESTi, IETEST000000, EUR, XDUB,
ZVZZTl, TESTl, GBTEST000005, GBX, XLON
ZVZZTm, TESTm, ITTEST000003, EUR, MTAA
ZVZZTo, TESTo, NOTEST000001, NOK, XOSL
ZVZZTp, TESTp, FRTEST000008, EUR, XPAR
ZVZZTs, TESTs, SETEST000008, SEK, XSTO
-, TESTu, PTTEST000004, EUR, XLIS
ZVZZTv, TESTv, ATTEST000001, EUR, WBAH
ZVZZTz, TESTz, CHTEST000003, CHF, XVTX

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

*REMINDER* - BATS Europe Update to Trade Data File

July 13, 2009 12:14:15

Dear BATS Europe Participants

As a reminder, on the 17th July 2009, BATS Europe will be applying the following changes to Participant's human-readable Trade Data file available for download via Participant's web portal.

* Identification of the applicable Central Counterparty through addition of a CCP column as the last column and
* Removal of the "Clearing FIRM" column.

For more information about this change or accessing this file, please contact the at Trade Desk at +44.207.012.8901 or your Account Manager if you have any questions.

BATS Europe stock universe update for July 9th, 2009

July 08, 2009 13:00:52

Dear BATS Europe Participants:

As of Thursday July 9th, 2009 the BATS Europe MTF will expand its stock universe to include the following instruments:

Company Name, BATS Name, ISIN, Currency, MIC, Tick Type
SOLARWORLD ORD, SWVd, DE0005108401, EUR, XETR, xetr
GEBERIT N ORD, GEBNz, CH0030170408, CHF, XVTX, xvtx
GIVAUDAN N ORD, GIVNz, CH0010645932, CHF, XVTX, xvtx
LONZA GROUP ORD, LONNz, CH0013841017, CHF, XVTX, xvtx
SGS N ORD, SGSNz, CH0002497458, CHF, XVTX, xvtx
TELECOM IT RSP, TITRm, IT0003497176, EUR, MTAA, mtaa

In addition, the following instrument is undergoing an ISIN change and a Company Name change effective tomorrow:

Company Name, BATS Name, ISIN, Currency, MIC, Tick Type
NEW FCPT ORD, FCPTl, GG00B4ZPCJ00, GBX, XLON, stmm_gbx

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Update: BATS Europe Tick Sizes for Euronext

July 08, 2009 11:27:37

Dear BATS Europe Participants;

As of Thursday 16th July, BATS Europe, in conjunction with NYSE Euronext and other European trading venues, will adjust the tick sizes for stocks which are constituents of the AEX, AMX, CAC40, CAC Next20, BEL20, PSI20 and SBF120 indices to FESE Table 4.

FESE Table 4
Price Range, Tick Size
, - , - , 9.9990, 0.0010
, 10 , - , 49.9950, 0.0050
, 50 , - , 99.9900 , 0.0100
, 100 , - , , 0.0500

These changes and the complete list of FESE Table 4 enabled stocks will be reflected in the Symbol Reference Data File and Tick Reference Data File as of 16th of July. BATS Europe UAT environment will be available for testing with the new tick sizes as of 13th of July.

Please contact the Trade Desk or your Account Manager if you have any questions.

UPDATE: BATS Europe Clearing Call

July 03, 2009 11:07:51

Dear BATS Europe Participants,

BATS Europe would like to remind participants of the next Operational Readiness conference call regarding its plans to provide EMCF, x-clear and LCH.Clearnet as CCP choices on the BATS Europe MTF.

The next call will be Monday 6th of July at 11:00 London Time, recurring bi-weekly thereafter.

Dial in details are as follows:
Call-in Number: +44.844.800.2845
PIN: 97323527#

We will be talking through the testing schedules for x-clear and LCH.Clearnet.

*Reminder* BATS Europe Symbol Rollout - PSI 20 Index (Portugal)

July 02, 2009 15:25:00

Dear BATS Europe Participants:

As a reminder, tomorrow June 3rd, 2009 BATS Europe will complete its roll out of symbols within the PSI 20 index (Portugal). Please find below a summary of the rollout schedule and symbol details.

Friday 26th June 2009
Company, BATS Name, ISIN, Currency, MIC, RIC, SEDOL, Tick Type
EDPORD, EDPu, PTEDP0AM0009, EUR, XLIS, EDP.LS, 4103596, eurozone
EDPRENOVAVEISORD, EDPRu, ES0127797019, EUR, XLIS, EDPR.LS, B39GNW2, eurozone
GALPENERGIAORD, GALPu, PTGAL0AM0009, EUR, XLIS, GALP.LS, B1FW751, eurozone
PORTUGALTELECOMNORD, PTCu, PTPTC0AM0009, EUR, XLIS, PTC.LS, 5817186, eurozone
ZONMULTIMEDIAORD, ZONu, PTZON0AM0006, EUR, XLIS, ZON.LS, B0B9GS5, eurozone

Friday 3rd July 2009
Company, BATS Name, ISIN, Currency, MIC, RIC, SEDOL, Tick Type
ALTRISGPSSA, ALTRu, PTALT0AE0002, EUR, XLIS, ALSS.LS, B13ZSL5, eurozone
BANCOBPI, BPIu, PTBPI0AM0004, EUR, XLIS, BBPI.LS, 5721759, eurozone
BANCOCOMORD, BCPu, PTBCP0AM0007, EUR, XLIS, BCP.LS, 5812493, eurozone
BESPIRITOSANTOORD, BESu, PTBES0AM0007, EUR, XLIS, BES.LS, 4058061, eurozone
BRISAORD, BRIu, PTBRI0AM0000, EUR, XLIS, BRI.LS, 5803925, eurozone
CIMPORORD, CPRu, PTCPR0AM0003, EUR, XLIS, CPR.LS, 7574166, eurozone
JERONIMOMARTINDR, JMTu, PTJMT0AE0001, EUR, XLIS, JMT.LS, B1Y1SQ7, eurozone
MOTA-ENGILORD, EGLu, PTMEN0AE0005, EUR, XLIS, MOTA.LS, 7025471, eurozone
PORTUCELORD, PTIu, PTPTI0AM0006, EUR, XLIS, PTI.LS, 7018556, eurozone
RENORD, RENEu, PTREL0AM0008, EUR, XLIS, RENE.LS, B233HR5, eurozone
SEMAPAORD, SEMu, PTSEM0AM0004, EUR, XLIS, SEM.LS, 5962934, eurozone
SONAECOMORD, SNCu, PTSNC0AM0006, EUR, XLIS, SNC.LS, 5972290, eurozone
SONAEINDUSTRIAORD, SONIu, PTS3P0AM0017, EUR, XLIS, SONI.LS, B0VJ9J7, eurozone
SONAEORD, SONu, PTSON0AM0001, EUR, XLIS, YSO.LS, 5973992, eurozone
TDUPORD, TDUu, PTTDU0AM0007, EUR, XLIS, TDU.LS, 4452276, eurozone

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe stock universe update for July 2nd, 2009

July 01, 2009 16:26:42

Dear BATS Europe Participants:

As of Thursday July 2nd, 2009 the BATS Europe MTF will expand its stock universe to include the following instruments:

Company, BATS Name, ISIN, Currency, MIC, Tick Type
EUROFINS ORD, ERFp, FR0000038259, EUR, XPAR, eurozone
VILMORIN CLAUSE ORD, RINp, FR0000052516, EUR, XPAR, eurozone

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

**REMINDER** BATS Europe Extends Pricing Special through July

June 30, 2009 17:38:40

Dear Participants,

As a reminder for tomorrow, 1st July 2009, BATS Europe is extending of our inverted pricing special for stocks in the NYSE Euronext indices CAC 40, AEX, BEL20 and an extended range of ETFs.

BATS Europe will continue to rebate 0.50 bps of the notional value traded for adding liquidity in CAC 40, AEX and BEL20 stocks and the extended range of ETFs for the entire month of July. The charge for removing liquidity in these stocks has been lowered to 0.25 bps starting July 1.

Attached is a detailed list of the extended range of ETFs.

Please note that regulatory surveillance and monitoring is in place at all times for wash trading and other potentially abusive trading practices. All trading activity on BATS Europe is logged and archived for compliance purposes.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe Extends Pricing Special through July

June 22, 2009 14:01:52

Dear Participants,

BATS Europe announces the extension of our inverted pricing special for stocks in the NYSE Euronext indices CAC 40, AEX, BEL20 and an extended range of ETFs, through July 2009.

BATS Europe will continue to rebate 0.50 bps of the notional value traded for adding liquidity in CAC 40, AEX and BEL20 stocks and the extended range of ETFs for the entire month of July. The charge for removing liquidity in these stocks has been lowered to 0.25 bps starting July 1.

Attached is a detailed list of the extended range of ETFs.

Please note that regulatory surveillance and monitoring is in place at all times for wash trading and other potentially abusive trading practices. All trading activity on BATS Europe is logged and archived for compliance purposes.

Please contact the Trade Desk or your Account Manager if you have any questions.

UPDATE BATS Europe Clearing

June 19, 2009 17:12:22

Dear BATS Europe Participants,

BATS Europe reminds participants of the next Operational Readiness conference call regarding its plans to provide EMCF, x-clear and LCH.Clearnet as CCP choices on the BATS Europe MTF

The next call will be Monday 22nd of June at 11:00 London Time, recurring every other week thereafter. A calendar invitation is attached.

Dial in details are as follows:
Call-in Number: +44.844.800.2845
PIN: 97323527#

Please contact the Trade Desk or your Account Manager if you have any questions.

UPDATE BATS Europe Clearing

June 19, 2009 17:12:22

Dear BATS Europe Participants,

BATS Europe reminds participants of the next Operational Readiness conference call regarding its plans to provide EMCF, x-clear and LCH.Clearnet as CCP choices on the BATS Europe MTF

The next call will be Monday 22nd of June at 11:00 London Time, recurring every other week thereafter. A calendar invitation is attached.

Dial in details are as follows:
Call-in Number: +44.844.800.2845
PIN: 97323527#

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe upcoming stock universe updates

June 19, 2009 13:39:17

Dear BATS Europe Participants:

As of Monday June 22nd, 2009 the BATS Europe MTF will expand its stock universe to include the following instruments:

Monday 22nd June 2009
Company, BATS Name, ISIN, Currency, MIC, Tick Type
BPP HOLDINGS ORD, BPPl, GB0000698414, GBX, XLON, ssmm_gbx
ECOFIN WATER AND POWER OPPORTUNTY CF, ECWOl, GB00B09LK252, GBX, XLON, set3_gbx
LANCASHIRE ORD, LREl, BMG5361W1047, GBX, XLON, set3_gbx
IMS ORD, IMSp, FR0000033904, EUR, XPAR, eurozone
SOITEC ORD, SOIp, FR0004025062, EUR, XPAR, eurozone

As of Wednesday July 1st, 2009 the BATS Europe MTF will expand its stock
universe to include the following instruments:

Wednesday 1st July 2009
Company, BATS Name, ISIN, Currency, MIC, Tick Type
GETINGE, GETIBs, SE0000202624, SEK, XSTO, fese1
MTG B, MTGBs, SE0000412371, SEK, XSTO, fese1
NOKIA ORD, NOKIs, FI0009000681, SEK, XSTO, fese1

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe stock universe update for OBX index

June 18, 2009 10:00:02

Dear BATS Europe Participants:

Effective tomorrow June 19th, 2009 the BATS Europe MTF stock universe will be expanded to include the following instrument:

Friday 19th June 2009

Company, BATS Name, ISIN, Currency, MIC, RIC, SEDOL, Tick Type
ROYAL CARIB ORD, RCLo, LR0008862868, NOK, XOSL, RCL.OL, 5315776, fese1

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe Symbol Rollout - PSI 20 Index (Portugal)

June 17, 2009 15:13:08

Dear BATS Europe Participants:

Effective from June 26th, 2009 BATS Europe will begin rolling out updates to its stock universe to include the PSI 20 index (Portugal). Additions to the BATS Europe MTF and rollout schedules are detailed below.

Friday 26th June 2009
Company, BATS Name, ISIN, Currency, MIC, RIC, SEDOL, Tick Type
EDPORD, EDPu, PTEDP0AM0009, EUR, XLIS, EDP.LS, 4103596, eurozone
EDPRENOVAVEISORD, EDPRu, ES0127797019, EUR, XLIS, EDPR.LS, B39GNW2, eurozone
GALPENERGIAORD, GALPu, PTGAL0AM0009, EUR, XLIS, GALP.LS, B1FW751, eurozone
PORTUGALTELECOMNORD, PTCu, PTPTC0AM0009, EUR, XLIS, PTC.LS, 5817186, eurozone
ZONMULTIMEDIAORD, ZONu, PTZON0AM0006, EUR, XLIS, ZON.LS, B0B9GS5, eurozone

Friday 3rd July 2009
Company, BATS Name, ISIN, Currency, MIC, RIC, SEDOL, Tick Type
ALTRISGPSSA, ALTRu, PTALT0AE0002, EUR, XLIS, ALSS.LS, B13ZSL5, eurozone
BANCOBPI, BPIu, PTBPI0AM0004, EUR, XLIS, BBPI.LS, 5721759, eurozone
BANCOCOMORD, BCPu, PTBCP0AM0007, EUR, XLIS, BCP.LS, 5812493, eurozone
BESPIRITOSANTOORD, BESu, PTBES0AM0007, EUR, XLIS, BES.LS, 4058061, eurozone
BRISAORD, BRIu, PTBRI0AM0000, EUR, XLIS, BRI.LS, 5803925, eurozone
CIMPORORD, CPRu, PTCPR0AM0003, EUR, XLIS, CPR.LS, 7574166, eurozone
JERONIMOMARTINDR, JMTu, PTJMT0AE0001, EUR, XLIS, JMT.LS, B1Y1SQ7, eurozone
MOTA-ENGILORD, EGLu, PTMEN0AE0005, EUR, XLIS, MOTA.LS, 7025471, eurozone
PORTUCELORD, PTIu, PTPTI0AM0006, EUR, XLIS, PTI.LS, 7018556, eurozone
RENORD, RENEu, PTREL0AM0008, EUR, XLIS, RENE.LS, B233HR5, eurozone
SEMAPAORD, SEMu, PTSEM0AM0004, EUR, XLIS, SEM.LS, 5962934, eurozone
SONAECOMORD, SNCu, PTSNC0AM0006, EUR, XLIS, SNC.LS, 5972290, eurozone
SONAEINDUSTRIAORD, SONIu, PTS3P0AM0017, EUR, XLIS, SONI.LS, B0VJ9J7, eurozone
SONAEORD, SONu, PTSON0AM0001, EUR, XLIS, YSO.LS, 5973992, eurozone
TDUPORD, TDUu, PTTDU0AM0007, EUR, XLIS, TDU.LS, 4452276, eurozone

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Update: BATS Europe Tick Sizes

June 17, 2009 13:14:03

As of Monday 22nd June, BATS Europe will adjust the tick sizes for the following FTSE 100 stocks to FESE Table 1.

FTSE 100 Additions
Company, BATS Name, ISIN, Currency, MIC, RIC, SEDOL, Tick Type
BRITISH TELECOM ORD , BTl , GB0030913577 , GBX , XLON , BT.L , 3091357, fese1
FRIENDS PROVIDENT GROUP ORD , FPl , GB00B3T69350 , GBX , XLON , FP.L , B3T6935 , fese1
LEGAL & GENERAL ORD , LGENl , GB0005603997 , GBX , XLON , LGEN.L , 560399, fese1
OLD MUTUAL ORD , OMLl , GB0007389926 , GBX , XLON , OML.L , 738992, fese1

FESE Table 1
Price Range, Tick Size
, -, -, 0.9999, 0.0001
, 1 , -, 4.9995, 0.0005
, 5 , -, 9.9990, 0.0010
, 10 , -, 49.9950, 0.0050
, 50 , -, 99.99, 0.0100
, 100 , -, 499.95, 0.0500
, 500 , -, 999.90, 0.1000
, 1,000 , -, 4,999.50, 0.5000
, 5,000 , -, 9,999.00, 1.0000
, 10,000 , -, 99,995.00, 5.0000
, 100,000 , -, , 10.0000

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Update: BATS Europe Tick Sizes

June 17, 2009 13:14:03

As of Monday 22nd June, BATS Europe will adjust the tick sizes for the
following FTSE 100 stocks to FESE Table 1.

FTSE 100 Additions

Company

BATS Name

ISIN

Currency

MIC

RIC

SEDOL

Tick Type

BRITISH TELECOM ORD

BTl

GB0030913577

GBX

XLON

BT.L

3091357

fese1

FRIENDS PROVIDENT GROUP ORD

FPl

GB00B3T69350

GBX

XLON

FP.L

B3T6935

fese1

LEGAL & GENERAL ORD

LGENl

GB0005603997

GBX

XLON

LGEN.L

560399

fese1

OLD MUTUAL ORD

OMLl

GB0007389926

GBX

XLON

OML.L

738992

fese1

FESE Table 1

FESE Table 1

Price Range

Tick Size

-

-

0.9999

0.0001

1

-

4.9995

0.0005

5

-

9.9990

0.0010

10

-

49.9950

0.0050

50

-

99.99

0.0100

100

-

499.95

0.0500

500

-

999.90

0.1000

1,000

-

4,999.50

0.5000

5,000

-

9,999.00

1.0000

10,000

-

99,995.00

5.0000

100,000

-

10.0000

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

RE: BATS Europe Notice: Introduces Market On Close Order Type

June 16, 2009 13:30:35

Dear BATS Europe Participants;

BATS Europe is pleased to announce plans to offer Market On Close (MOC) and Trading At Last order types to be released August 2009, pending FSA authorisation and Participant readiness.

The new order type enables BATS Europe participants to enter orders throughout the trading day which are executed at the official closing price of the primary exchange, once it is published. Following the publication of the primary exchange's closing price, participants can continue entering orders that are immediately executed at the official
closing price where liquidity is available.

Market On Close (MOC) is the latest innovative order type that BATS Europe is excited to offer its Participants. For the complete Market On Close specification please ccontact the Trade Desk or your Account Manager if you have any questions.

The new order types will be available for testing in BATS UAT environment in July.

Update: BATS Europe Tick Sizes

June 10, 2009 12:50:33

On Monday 15th June, BATS Europe will adjust tick bands as follows:
* FESE Table 1 for 8 FTSE 100 stocks
* FESE Table 1 for 5 S&P/MIB stocks
* FESE Table 1 for all Danish, Norwegian and Swedish stocks
* Updates to the exception tick size for 2 FTSE 100 stocks

FESE Table 1
Price Range, Tick Size
, -, -, 0.4999, 0.0001
, 1 , -, 4.9995, 0.0005
, 5 , -, 9.9990, 0.0010
, 10 , -, 49.9950, 0.0050
, 50 , -, 99.99, 0.0100
, 100 , -, 499.95, 0.0500
, 500 , -, 999.90, 0.1000
, 1,000 , -, 4,999.50, 0.5000
, 5,000 , -, 9,999.00, 1.0000
, 10,000 , -, 99,995.00, 5.0000
, 100,000 , -, , 10.0000

FTSE Changes
Company, BATS Name, ISIN, MIC, RIC, Reuters Exchange Code, SEDOL, Tick Type
ANGLO AMERICAN ORD, AALl, GB00B1XZS820, XLON, AAL.L, L, B1XZS82, fese1
ASTRAZENECA ORD, AZNl, GB0009895292, XLON, AZN.L, L, 989529, fese1
BARCLAYS ORD, BARCl, GB0031348658, XLON, BARC.L, L, 3134865, fese1
BILLITON ORD, BLTl, GB0000566504, XLON, BLT.L, L, 56650, fese1
BP ORD, BPl, GB0007980591, XLON, BP.L, L, 798059, tck_0500
HSBC HOLDINGS ORD, HSBAl, GB0005405286, XLON, HSBA.L, L, 540528, tck_0500
LLOYDS BNK GRP ORD, LLOYl, GB0008706128, XLON, LLOY.L, L, 870612, fese1
ROYAL BK OF SCOT ORD, RBSl, GB0007547838, XLON, RBS.L, L, 754783, fese1
RIO TINTO ORD, RIOl, GB0007188757, XLON, RIO.L, L, 718875, fese1
XSTRATA ORD, XTAl, GB0031411001, XLON, XTA.L, L, 3141100, fese1

S&P/MIB Changes
Company, BATS Name, ISIN, MIC, RIC, Reuters Exchange Code, SEDOL, Tick Type
ENEL ORD, ENELm, IT0003128367, EUR, ENEI.MI, MI, 7144569, fese1
ENI ORD, ENIm, IT0003132476, EUR, ENI.MI, MI, 7145056, fese1
FIAT ORD, Fm, IT0001976403, EUR, FIA.MI, MI, 5748521, fese1
SAIPEM ORD, SPMm, IT0000068525, EUR, SPMI.MI, MI, 4768768, fese1
UNICREDIT SPA ORD, UCGm, IT0000064854, EUR, CRDI.MI, MI, 4232445, fese1

Danish, Norwegian and Swedish changes

All securities within these markets will be updated to follow FESE table 1 as shown above. These instruments can be found in our Reference Data - Live Symbols
under MIC codes XCSE (Danish), XVTX (Swedish) and XOSL (Norway).
The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Europe UAT environment will be available for testing tick size
changes as of 11 June.

BATS Europe Newsletter: Tick Sizes

June 10, 2009 12:48:23

Dear BATS Europe Participants

In our first newsletter two weeks ago, we indicated that we would provide updates on material matters that affect members of the European trading community. As many of you know, we've been working with the wider industry on rationalising the many tick size schemes that currently operate across Europe into a single or simplified tick scheme.

Standardising a pan-European tick scheme has been a collaborative and cooperative effort for the last six months and many market centres (exchanges and MTFs), industry groups (LIBA and FESE) and other members of the trading community have come together to discuss a common approach.

This process has yet to produce a decision and agreement on a coordinated way forward. Therefore, given the recent announcements and implementations of tick schemes by some of our competitors, BATS Europe will implement a limited roll out of a new tick scheme for ten FTSE 100 constituents and five S&P/MIB constituents, along with Swedish, Danish and Norwegian stocks, from Monday 15th June. Full details of the new tick scheme will be circulated by the BATS Europe Trade Desk today.

The new tick schemes for the aforementioned securities are based on the tick tables which have been discussed for many months now. BATS Europe will continue to fully contribute to the wider industry initiative and anticipates applying the common table and/or tables the industry as a whole agrees upon at some point in the future. In the interim, BATS Europe intends to analyse the effect of the new tick sizes on the
trading of these securities.

We appreciate and welcome your feedback.

Regards,
Mark Hemsley
CEO, BATS Europe

BATS Europe Newsletter: Tick Sizes

June 10, 2009 12:48:23

Dear BATS Europe Participants,

In our first newsletter two weeks ago, we indicated that we would provide updates on material matters that affect members of the European trading community. As many of you know, we've been working with the wider industry on rationalising the many tick size schemes that currently operate across Europe into a single or simplified tick scheme.

Standardizing a pan-European tick scheme has been a collaborative and cooperative effort for the last six months and many market centres (exchanges and MTFs), industry groups (LIBA and FESE) and other members of the trading community have come together to discuss a common approach.

This process has yet to produce a decision and agreement on a coordinated way forward. Therefore, given the recent announcements and implementations of tick schemes by some of our competitors, BATS Europe will implement a limited roll out of a new tick scheme for ten FTSE 100 constituents and five S&P/MIB constituents, along with Swedish, Danish and Norwegian stocks, from Monday 15th June. Full details of the new tick scheme will be circulated by the BATS Europe Trade Desk today.

The new tick schemes for the aforementioned securities are based on the tick tables which have been discussed for many months now. BATS Europe will continue to fully contribute to the wider industry initiative and anticipates applying the common table and/or tables the industry as a whole agrees upon at some point in the future. In the interim, BATS Europe intends to analyse the effect of the new tick sizes on the trading of these securities.

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

REMINDER: BATS Europe stock universe update for June 1st, 2009

June 01, 2009 07:30:27

Dear BATS Europe Participants:

Effective June 1st, 2009 BATS Europe will be updating its stock universe in conjunction with the BATS Europe June Pricing Special . Additions to the BATS Europe MTF are detailed below.

Company, BATS Name, ISIN, Currency, MIC, Reuters Exchange Code, Tick type
LYXOR CAC 40, CACp, FR0007052782, EUR, XPAR, PA, eurozone
LYXOR EURO STOXX50, MSEp, FR0007054358, EUR, XPAR, PA, eurozone
ISHARES EURO STX50, EUEAa, IE0008471009, EUR, XAMS, AS, eurozone

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions..

Be advised that there will not be a price collar in effect for orders in these 3 ETF securities. Additionally Peg Orders on these ETF securities will not be supported, until further notice.

REMINDER: BATS Europe stock universe update for June 1st, 2009

May 29, 2009 16:45:43

Dear BATS Europe Participants:

Effective June 1st, 2009 BATS Europe will be updating its stock universe in conjunction with the BATS Europe June Pricing Special . Additions to the BATS Europe MTF are detailed below.

Company, BATS Name, ISIN, Currency, MIC, Reuters Exchange Code, Tick type
LYXOR CAC 40, CACp, FR0007052782, EUR, XPAR, PA, eurozone
LYXOR EURO STOXX50, MSEp, FR0007054358, EUR, XPAR, PA, eurozone
ISHARES EURO STX50, EUEAa, IE0008471009, EUR, XAMS, AS, eurozone

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Please be advised that there will not be a price collar in effect for orders in these 3 ETF securities. Additionally Peg Orders on these ETF securities will not be supported, until further notice.

Wash Trading Notice

May 26, 2009 16:53:47

Dear Participants,

BATS Europe offers a wash trading prevention feature to Participants who wish to have self-matched trades prevented by the BATS Europe matching engine. Enabling this feature will prevent any trading on the BATS Europe order book with the same clearing id. To enable the wash trade prevention feature, contact the Trade Desk or your Account Manager.

In addition, BATS Europe would like to remind Participants that regulatory surveillance and monitoring is in place at all times for wash trading and other potentially abusive trading practices. Participants are reminded that compliance with applicable FSA rules and regulations rests with each Participant and that BATS Europe will refer potentially
abusive behavior to the FSA for further investigation.

Please contact the Trade Desk or your Account Manager if you have any questions.

UPDATE BATS Europe Clearing

May 21, 2009 12:30:28

Dear BATS Europe Participants,

BATS Europe reminds participants of the next Operational Readiness conference call regarding its plans to provide EMCF, x-clear and LCH.Clearnet as CCP choices on the BATS Europe MTF. We will specifically address the recent announcement of EMCF and LCH.Clearnet regarding interoperability

The next call will be Tuesday 26th of May at 11:00 London Time, recurring weekly each Monday thereafter. A calendar invitation is attached.

Dial in details are as follows:
Call-in Number: +44.844.800.2845
PIN: 97323527#

BATS Europe stock universe update for June 1st, 2009

May 20, 2009 14:36:11

Dear BATS Europe Participants;

Effective June 1st, 2009 BATS Europe will be updating its stock universe
in conjunction with the BATS Europe June Pricing Special
tPriceFinal.pdf> . Additions to the BATS Europe MTF are detailed below.

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Company

BATS Name

ISIN

Currency

MIC

Reuters Exchange Code

Tick type

LYXOR CAC 40

CACp

FR0007052782

EUR

XPAR

PA

eurozone

LYXOR EURO STOXX50

MSEp

FR0007054358

EUR

XPAR

PA

eurozone

ISHARES EURO STX50

EUEAa

IE0008471009

EUR

XAMS

AS

eurozone

The complete Symbol Reference Data File

and Tick Reference Data File

can be found on our website at
http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have
further questions.

Thank you for trading on BATS.

Trade Desk Europe

BATS ... Making Markets Better

P: +44.207.012.8901

E: [email protected]
www.batstrading.co.uk

* BATS Trading Limited is authorised and regulated by the Financial
Services Authority.

BATS Europe stock universe update for June 1st, 2009

May 20, 2009 14:36:11

Dear BATS Europe Participants;

Effective June 1st, 2009 BATS Europe will be updating its stock universe in conjunction with the BATS Europe June Pricing Special . Additions to the BATS Europe MTF are detailed below.

Company, BATS Name, ISIN, Currency, MIC, Reuters Exchange Code, Tick type
LYXOR CAC 40, CACp, FR0007052782, EUR, XPAR, PA, eurozone
LYXOR EURO STOXX50, MSEp, FR0007054358, EUR, XPAR, PA, eurozone
ISHARES EURO STX50, EUEAa, IE0008471009, EUR, XAMS, AS, eurozone

The complete Symbol Reference Data File and Tick Reference Data File can be found on our website at http://www.batstrading.co.uk/sales_support/.

Please contact the Trade Desk or your Account Manager if you have any questions.