Schedule Update

BATS Chi-X Europe to list new iShares Internationally Issued ETF with Settlement in Euroclear Bank, effective Mon 9th June 2014

June 06, 2014 15:45:31

Dear BATS Chi-X Europe Participants,

BATS Chi-X Europe (BATS) is pleased to announce that it will be listing a new internationally issued iShares Exchange Traded Fund (ETF) on BATS' Regulated Market (BATS RM) segment on Monday 9th June 2014. The fund will be available for trading on the CXE lit and dark order books of the BATS RM but will not be available for trading on the BXE order books or for BXE on-Exchange (ETR) Trade Reporting. The fund will operate under the Competitive Liquidity Provider (CLP) scheme.

Name

ISIN
Bloomberg Code
Reuters Code

Currency

MIC

CSD

UMTF Code

CLP Duration from BATS listing date

Issue Price

Tick Size

iShares MSCI USA Dividend IQ UCITS ETF

IE00BKM4H312
QDIV IX
QDIVl.CHI

USD

XLON

Euroclear Bank
BIC Code: MGTCBEBE

QDIVl

6 months from listing date

$25.00

$0.005
tck_0500

Participants should note that the fund will be issued out of and settle in Euroclear Bank, an International Central Securities Depositary (ICSD), rather than a national CSD. As such, your attention is drawn to the key points below:

* Participants that already have Euroclear Bank settlement arrangement in place via EuroCCP NV need obtain no further clearing permissions - e.g. Participants that currently clear their BATS DR trades through EuroCCP NV

* Participants that do not have Euroclear Bank settlement arrangements in place with EuroCCP NV need to contact EuroCCP NV or their Clearing Member to set these up, as all ETFs traded on BATS are cleared through EuroCCP NV

Further information relating to trading securities that settle in a European ICSD can be found in the Trade Desk Notice http://batstrading.co.uk/alerts/68194/release_notes/ issued on Wednesday 21st May 2014.

To identify the settlement location for internationally issued securities listed on BATS' RM, the BIC code of the ICSD (MGTCBEBE) will be published in the CSD column of BATS' symbol reference data file.

* BATS ETF-related information can be found on our ETF/ETP webpage. Some quick links are below.

o Schedule of BATS listed ETFs - provides links to ETF listing parameters and to individual market data pages

o Frequently Asked Questions

o CLP Program Information

o Listings Service Description

o User Guide

o Reference Data Guide

o Rule Book and Participant Manual Documentation

Please contact the Trade Desk or your Account Manager if you have any questions.

All current and historical BATS Chi-X Europe notices, including symbol universe updates, are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority.