Cboe Global Markets

Release Notes

Dear Cboe Europe Participants,

Following the notice published by the Swiss Federal Council, as from 1st January 2019, a recognition obligation has been applicable to foreign trading venues if they admit shares of Swiss registered companies to trading or permit trading in such shares. In the event that Switzerland is not granted equivalence from the EU by Sunday 30th June 2019, Cboe Europe (Cboe) will not be permitted to admit to trading securities with a Swiss registered office and listed on a Swiss exchange with effect from the start of trading on Monday 1st July 2019. Please note that this applies only to shares (ETFs, ETCs, ETNs are not impacted).

In practice, this means that all On-Exchange activity (Order Books, Periodic Auctions, Cboe LIS, ETRs) in the affected instruments, will be rejected by Cboe. Please note that the submission of OTC trade reports or SI quotes to the APA (TRF) or SI platforms are unaffected and will continue to be permitted.

Affected Instruments

Summary:
Security type

Listing Jurisdiction

Status from effective date

Swiss registered company (Equity)

Switzerland

Delisted

Swiss registered company (Equity)

Switzerland + EU RIE

Delisted

Swiss registered company (Equity)

EU RIE

Ok to trade

Please find attached the instrument data for the affected securities as well as a list of the same symbols below:

ABBNz,ADENz,ADVNz,ADXNz,AEVSz,AIREz,AIRNz,ALCz,ALLNz,ALPHz,ALPNz,ALSNz,ANFOz,ARBNz,ARONz,ARYNz,ASCNz,AUTNz,BAERz,BALNz,BANBz,BAPz,BARNz,BBNz,BCGEz,BCHNz,BCVNz,BEANz,BEKNz,BELLz,BIMz,BIONz,BKWz,BLKBz,BOBNNz,BOSNz,BPDGz,BRKNz,BSKPz,BSLNz,BUCNz,BVZNz,CALNz,CASNz,CEVAz,CFRz,CFTz,CICNz,CIEz,CLNz,CLTNz,CLXNz,CMBNz,CONz,COTNz,CPHNz,CSGNz,CSLPz,DAEz,DCNz,DESNz,DKSHz,DOKAz,DUFNz,EDHNz,EEIIz,EFGNz,ELMNz,EMMNz,EMSNz,ESUNz,EVEz,FHZNz,FINz,FIRz,FONCz,FORNz,FRENz,FTONz,GALEz,GAMz,
GAVz,GEBNz,GIVNz,GLKBNz,GLOBIz,GMIz,GREENz,GRKPz,GURz,HBLNz,HELNz,HIAGz,HLEEz,HOCNz,HOSPz,HRENz,HUBNz,IDIAz,IFCNz,IMPNz,IMz,INRNz,INTz,IRENz,ISNz,JFNz,KARNz,KLINz,KNINz,KOMNz,KUDz,LANDz,LECNz,LEHNz,LHNz,LINNz,LISNz,LISPz,LLQz,LOGNz,
LONNz,LUKNz,MBTNz,METNz,MIKNz,MOBNz,MOZNz,MTGz,NBENz,NESNz,NEVz,NOVNEz,NOVNz,NTIVz,OBSNz,ODHNz,OERLz,OFNz,ORONz,PARGz,PEANz,PEDUz,PEHNz,PFIz,PGHNz,PLANz,PMz,POLNz,PRFNz,PSCFz,PSPNz,PSREFz,PWTNz,RDFz,RIENz,RIGNz,RLDz,RLFz,ROGz,ROSEz,ROz,RUSz,SAHNz,SANNz,SCHNz,SCHPz,SCMNz,SENSz,SFPFz,SFPNz,SFSNz,SFZNz,SGKNz,SGSNz,SIATz,SIGNz,SIKAz,SIMAz,SLHNz,SNBNz,SOONz,SPCEz,SPSNz,SQNz,SRAILz,SRCGz,SREAz,SRENEz,SRENz,STGNz,STLNz,STMNz,STRNz,SUNz,SWRESz,SWTQz,TAMNz,TECNz,TEMNz,TIBNz,
TKBPz,TOHNz,UBCHz,UBSGz,UBXNz,UHRNz,UHRz,VACNz,VALNz,VATNz,VETz,VIFNz,VILNz,VONNz,VZNz,WKBNz,YPSNz,ZGz,ZUBNz,ZURNz,ZWMz,ABBs,BBZAd,BBm,CSXd,ED4d,LHNp,NESRd,NOTd,YZAi

Certification (UAT) Testing
In preparation, the trading suspensions described above will be deployed in the CERTIFICATION environments, effective Wednesday 26th June 2018

UAT Symbol Reference Data: http://certification.bats.com/europe/equities/support/reference_data/

The updated Production Symbol Reference Data Files will be available on our website at http://markets.cboe.com/europe/equities/support/reference_data/.

All current and historical Cboe Europe notices, including symbol universe updates, are available online at http://markets.cboe.com/europe/equities/notices/schedule_update/.

Please contact the Trade Desk or your Account Manager if you have any questions.

Trade Desk
Cboe Europe Equities
11 Monument Street | London, EC3R 8AF
T. +44 207 012 8901
E. [email protected] | cboe.com >